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Violation Tracker Current Parent Headquarters Summary Page

HQ Country: Switzerland
Current Parent Penalty Total since 2000: $41,039,537,737
Number of Records: 2,091
Note: The totals here are derived only from entries matched to parent companies. They are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.
Top 10 Current Parent CompaniesTotal Penalty $Number of Records
UBS$31,069,299,125179
Novartis$2,449,415,33736
Transocean$1,659,498,85911
Glencore$1,223,027,44811
Holcim Group$1,094,803,406890
Sandoz Group$693,683,11812
Julius Baer Group$626,000,0002
ABB Ltd.$566,854,93853
Roche$432,796,10526
Zurich Insurance$385,111,584186

Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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CompanyCurrent Parent sort iconCurrent Parent IndustryPrimary Offense TypeYearAgencyPenalty Amount
PENTAIR WATER POOL AND SPA, INC.Pentairindustrial equipmentworkplace safety or health violation2005OSHA$8,085
PENTAIR RESIDENTIAL FILTRATION, LLCPentairindustrial equipmentworkplace safety or health violation2012OSHA$7,000
PENTAIR, INC.Pentairindustrial equipmentworkplace safety or health violation2015OSHA$14,400
PENTAIR FLOW TECHNOLOGIES, LLC*Pentairindustrial equipmentworkplace safety or health violation2017OSHA$30,000
PENTAIR FILTRATION SOLUTIONS LLCPentairindustrial equipmentworkplace safety or health violation2017OSHA$5,250
PENTAIR WATER POOL AND SPA, INC.Pentairindustrial equipmentworkplace safety or health violation2017OSHA$5,000
PENTAIR WATER FILTRATION COMPANYPentairindustrial equipmentworkplace safety or health violation2019OSHA$22,163
PENTAIR AQUATIC ECO-SYSTEMS, INC.Pentairindustrial equipmentworkplace safety or health violation2019OSHA$5,683
PENTAIR FLOW TECHNOLOGIES, LLCPentairindustrial equipmentworkplace safety or health violation2019OSHA$31,809
PENTAIR AQUATIC ECO-SYSTEMS, INCPentairindustrial equipmentenvironmental violation2023EPA$206,600
Novartis Pharmaceuticals CorporationNovartispharmaceuticalsoff-label or unapproved promotion of medical products2010FDA$422,500,000
Novartis AGNovartispharmaceuticalsForeign Corrupt Practices Act2016SEC$25,000,000
Novartis PharmaceuticalsNovartispharmaceuticalskickbacks and bribery2015USAO$390,000,000
Novartis Vaccines & Diagnostics Inc. and Novartis Pharmaceuticals CorporationNovartispharmaceuticalsoff-label or unapproved promotion of medical products2010FDA$72,500,000
Eon Labs Inc.NovartispharmaceuticalsFalse Claims Act and related2010DOJ_CIVIL$3,500,000
Chiron Corporation LtdNovartispharmaceuticalseconomic sanction violation2004OFAC$168,500
Novartis PharmaceuticalsNovartispharmaceuticalsemployment discrimination2013OFCCP$51,594
NOVARTIS PHARMACEUTICALS CORPORATIONNovartispharmaceuticalsbenefit plan administrator violation2006EBSA$10,001
NovartisNovartispharmaceuticalswage and hour violation2012private lawsuit-federal$99,000,000
Novartis Corporation and Alcon LaboratoriesNovartispharmaceuticalsemployment discrimination2016private lawsuit-federal$8,000,000
Novartis CorporationNovartispharmaceuticalsemployment discrimination2010private lawsuit-federal$175,000,000
CIBA VisionNovartispharmaceuticalsprice-fixing or anti-competitive practices2000MULTI-AG$5,000,000
Geneva PharmaceuticalsNovartispharmaceuticalsprice-fixing or anti-competitive practices2005MULTI-AG$15,350,000
NovartisNovartispharmaceuticalsFalse Claims Act and related2013LA-AG$7,000,000
Novartis Pharmaceuticals Corp.NovartispharmaceuticalsFalse Claims Act and related2013ID-AG$750,000
Novartis Pharmaceuticals Corp.NovartispharmaceuticalsFalse Claims Act and related2012KY-AG$2,750,000
Novartis Pharmaceuticals CorporationNovartispharmaceuticalskickbacks and bribery2015MULTI-AG(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $83,129,754
Novartis Pharmaceuticals CorporationNovartispharmaceuticalsoff-label or unapproved promotion of medical products2010MULTI-AG(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $88,258,694
Novartis Pharmaceuticals CorporationNovartispharmaceuticalsFalse Claims Act and related2010HI-AG$3,333,333
Novartis Vaccines & Diagnostics Inc. and Novartis Pharmaceuticals CorporationNovartispharmaceuticalsoff-label or unapproved promotion of medical products2010MULTI-AG(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $29,000,000
Novartis PharmaceuticalsNovartispharmaceuticalsoff-label or unapproved promotion of medical products2012TX-AG$6,638,250
Novartis PharmaceuticalsNovartispharmaceuticalsFalse Claims Act and related2019IL-AG$21,280,356
Novartis Pharmaceuticals CorporationNovartispharmaceuticalskickbacks and bribery2020CA-AG$11,800,000
Novartis Pharmaceuticals CorporationNovartispharmaceuticalsFalse Claims Act and related2020DOJ_CIVIL(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $642,000,000
Novartis Hellas S.A.C.I. et al.NovartispharmaceuticalsForeign Corrupt Practices Act2020DOJ_CRIMINAL$233,000,000
Novartis Pharmaceuticals Corp.Novartispharmaceuticalskickbacks and bribery2020MULTI-AG$103,000,000
Novartis AGNovartispharmaceuticalsForeign Corrupt Practices Act2020SEC$112,800,000
Novartis AGNovartispharmaceuticalsprice-fixing or anti-competitive practices2023private lawsuit-federal$126,850,000
Novartis Pharmaceuticals CorporationNovartispharmaceuticalsprice-fixing or anti-competitive practices2023private lawsuit-federal$30,000,000
Novartis Pharmaceuticals CorporationNovartispharmaceuticalswage and hour violation2014MI-LEO$13,000
Novartis Pharmaceuticals CorporationNovartispharmaceuticalswage and hour violation2014MI-LEO$5,885
Novartis Pharmaceuticals CorporationNovartispharmaceuticalsFalse Claims Act and related2016private lawsuit-federal$35,000,000
CHIRON CORPORATIONNovartispharmaceuticalsworkplace safety or health violation2000OSHA$90,140
NOVARTIS CONSUMER HEALTH INC.Novartispharmaceuticalsworkplace safety or health violation2013OSHA$6,078
NOVARTIS PRODUCTSNovartispharmaceuticalsenvironmental violation2000EPA$13,200
NOVARTIS CONSUMER HEALTH, INC.Novartispharmaceuticalsenvironmental violation2000EPA$5,000
NBTY, Inc.Nestlefood productsconsumer protection violation2010FTC$2,100,000
NBTY, Inc.Nestlefood productsconsumer protection violation2005FTC$2,000,000
NESTLE PURINA PETCARE COMPANYNestlefood productsbenefit plan administrator violation2005EBSA$10,001
Nestle USA, Inc.Nestlefood productsFamily and Medical Leave Act2014WHD$7,712
Nestle USA, Inc.Nestlefood productswage and hour violation2009WHD$578,824
Nestle ProfessionalNestlefood productswage and hour violation2008WHD$261,191
Nestle USANestlefood productswage and hour violation2008WHD$461,158
Nestle USANestlefood productswage and hour violation2008WHD$2,750,840
Nestle USANestlefood productswage and hour violation2008WHD$126,299
Nestle USA, Inc.Nestlefood productswage and hour violation2008WHD$1,752,293
NBTY, Inc.Nestlefood productswage and hour violation2004WHD$122,381
Nestle Purina PetCareNestlefood productslabor relations violation2006NLRB$43,519
Nestle USA IncNestlefood productslabor relations violation2003NLRB$9,800
Novartis NutritionNestlefood productslabor relations violation2002NLRB$70,569
Novartis NutritionNestlefood productslabor relations violation2002NLRB$66,839
Nestle Nutrition DivisionNestlefood productslabor relations violation2002NLRB$25,000
Gerber Products Co.Nestlefood productsemployment discrimination2009OFCCP$900,000
Nestle USA Prepared Foods Division Inc.Nestlefood productsemployment discrimination2006OFCCP$120,000
Nestle Snacks and Confections DivisionNestlefood productsFamily and Medical Leave Act2017WHD$8,400
NESTLE PURINA PETCARENestlefood productsaviation safety violation2012FAA$80,000
NESTLE USA INCNestlefood productswage and hour violation2011KY-DWS$471,490
Nestle USANestlefood productswage and hour violation2017private lawsuit-federal$99,050
Gerber ProductsNestlefood productswage and hour violation2016private lawsuit-state$3,001,669
NBTY Inc.Nestlefood productswage and hour violation2012private lawsuit-state$420,000
NBTY, Inc.Nestlefood productsdrug or medical equipment safety violation2016NY-AG$250,000
NestleNestlefood productsconsumer protection violation2009MULTI-AG$325,000
NBTY, Inc.Nestlefood productsControlled Substances Act violation2004USAO$950,000
Nestle Prepared Foods CompanyNestlefood productsFamily and Medical Leave Act2016WHD$17,000
Nestle USA, Inc.Nestlefood productswage and hour violation2020private lawsuit-federal$254,750
Nestle Purina PetCare CompanyNestlefood productspesticide violation2012CA-DPR$55,000
NESTLE USA INCNestlefood productsair pollution violation2020IN-ENV$9,000
Nestle Purina Pet Care CompanyNestlefood productsair pollution violation2013MO-ENV$5,000
Nestle Purina Pet Care CompanyNestlefood productsair pollution violation2013MO-ENV$5,000
NESTLE USA INC BEVERAGE DIVISIONNestlefood productsair pollution violation2014NJ-ENV$14,450
NESTLE USA INC BEVERAGE DIVISIONNestlefood productsair pollution violation2008NJ-ENV$5,700
NESTLE USA INC BEVERAGE DIVISIONNestlefood productsair pollution violation2006NJ-ENV$6,000
NESTLE USA INC BEVERAGE DIVISIONNestlefood productsair pollution violation2006NJ-ENV$14,720
NESTLE USA INC BEVERAGE DIVISIONNestlefood productsair pollution violation2005NJ-ENV$16,960
NESTLE USA INC BEVERAGE DIVISIONNestlefood productsair pollution violation2005NJ-ENV$10,240
NESTLE USA INC BEVERAGE DIVISIONNestlefood productsair pollution violation2005NJ-ENV$12,800
NESTLE USA INC BEVERAGE DIVISIONNestlefood productsair pollution violation2004NJ-ENV$56,080
NESTLE USA INC BEVERAGE DIVISIONNestlefood productsair pollution violation2004NJ-ENV$21,280
NESTLE USA INC BEVERAGE DIVISIONNestlefood productsair pollution violation2004NJ-ENV$16,480
NESTLE USA INC BEVERAGE DIVISIONNestlefood productsair pollution violation2004NJ-ENV$12,960
NESTLE USA BEVERAGE DIVISIONNestlefood productsair pollution violation2003NJ-ENV$125,550
NESTLE USA INC BEVERAGE DIVISIONNestlefood productsair pollution violation2003NJ-ENV$47,840
NESTLE USA INC BEVERAGE DIVISIONNestlefood productsair pollution violation2002NJ-ENV$5,600
NESTLE USA INC BEVERAGE DIVISIONNestlefood productsair pollution violation2002NJ-ENV$12,800
NESTLE USA BEVERAGE DIVISIONNestlefood productsair pollution violation2001NJ-ENV$45,000
NESTLE USA BEVERAGE DIVISIONNestlefood productsair pollution violation2000NJ-ENV$31,425
NESTLE PREPARED FOODS COMPANYNestlefood productswater pollution violation2003SC-ENV$5,600
Nestle Purina Petcare Co.Nestlefood productsenvironmental violation2020VA-ENV$15,861
Nestle USA, Inc.Nestlefood productsenvironmental violation2021IN-ENV$9,000
Nestle Purina Petcare Company, Inc.Nestlefood productsenvironmental violation2021private lawsuit-federal$800,000
NESTLE USA INCNestlefood productsenvironmental violation2022NJ-ENV$12,150
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.