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Violation Tracker Industry Summary Page

Industry: heavy equipment
Penalty Total since 2000$416,931,254
Number of Records: 345
Note: The totals include only those entries matched to a parent company. The industry designation is the primary one for the parent's operations overall. The totals are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.
Top 10 Current Parent CompaniesTotal Penalty $Number of Records
Hyundai Heavy Industries$179,093,0005
Caterpillar Inc.$109,420,172120
Trinity Industries$57,368,64328
FreightCar America Inc.$32,895,27510
Bollinger Shipyards$17,640,52215
Terex$10,744,14622
Komatsu$3,175,34819
Greenbrier Companies$2,497,91055
Kubota$2,137,02712
Austal$853,10213

Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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CompanyCurrent ParentPrimary Offense TypeYear sort iconAgencyPenalty Amount
Kubota North America CorporationKubotaconsumer protection violation2024FTC$2,000,000
Greenbrier Companies Inc.Greenbrier Companiesinvestor protection violation2023SEC$1,000,000
Gunderson LLCGreenbrier Companiesenvironmental violation2023OR-ENV$63,000
Austal USA, LLCAustalenvironmental violation2023AL-ENV$13,040
Solar Turbines IncorporatedCaterpillar Inc.air pollution violation2023TX-ENV$23,480
CATERPILLAR INC.Caterpillar Inc.wage and hour violation2023IL-DOL$8,738
CATERPILLAR INC.Caterpillar Inc.wage and hour violation2023IL-DOL$8,738
GUNDERSON RAIL SERVICES LLCGreenbrier Companiesworkplace safety or health violation2023OSHA$22,400
FINCANTIERI MARINE GROUP, LLCFincantieriworkplace safety or health violation2023OSHA$7,813
CATERPILLAR INC.Caterpillar Inc.workplace safety or health violation2023OSHA$15,625
FINCANTIERI MARINE GROUP, LLCFincantieriworkplace safety or health violation2023OSHA$53,576
CMI TEREX CORPORATIONTerexworkplace safety or health violation2023OSHA$6,600
LIEBHERR MINING & CONSTRUCTION EQUIPMENT INC.Liebherrworkplace safety or health violation2023OSHA$53,855
CATERPILLAR INC.Caterpillar Inc.workplace safety or health violation2023OSHA$13,625
FINCANTIERI MARINE GROUP, LLCFincantieriworkplace safety or health violation2023OSHA$13,000
CATERPILLAR INC.Caterpillar Inc.workplace safety or health violation2023OSHA$57,611
CATERPILLAR INC.Caterpillar Inc.workplace safety or health violation2023OSHA$15,082
KUBOTA TRACTOR CORPORATIONKubotaworkplace safety or health violation2023OSHA$9,679
Trinity Rail Group, LLCTrinity Industriesenvironmental violation2023EPA$8,532
Solar Turbines Inc.Caterpillar Inc.wage and hour violation2022private lawsuit-federal$1,800,000
Trinity IndustriesTrinity Industriesproduct safety violation2022private lawsuit-state$56,000,000
Caterpillar Inc.Caterpillar Inc.air pollution violation2022CA-ARB$15,494
PROGRESS RAIL SERVICES, INC.Caterpillar Inc.workplace safety or health violation2022OSHA$14,502
CATERPILLAR INC.Caterpillar Inc.workplace safety or health violation2022OSHA$11,000
TRANSCRAFT CORPORATIONWabash Nationalworkplace safety or health violation2022OSHA$22,770
GREAT PLAINS MANUFACTURING, INC.Kubotaworkplace safety or health violation2022OSHA$12,430
CATERPILLAR INC.Caterpillar Inc.workplace safety or health violation2022OSHA$145,027
FINCANTIERI MARINE GROUP, LLCFincantieriworkplace safety or health violation2022OSHA$7,251
TRINITY INDUSTRIESTrinity Industriesworkplace safety or health violation2022OSHA$39,156
Progress Rail Services CorporationCaterpillar Inc.railroad safety violation2021FRA$7,500
GREENBRIER RAIL SERVICES LLCGreenbrier Companieswage and hour violation2021IL-DOL$80,000
THE GREENBRIER COMPANIES, LLCGreenbrier Companiesworkplace safety or health violation2021OSHA$18,000
FINCANTIERI BAY SHIPBUILDINGFincantieriworkplace safety or health violation2021OSHA$13,653
BOLLINGER QUICK REPAIR, LLCBollinger Shipyardsworkplace safety or health violation2021OSHA$24,862
Trinity Industries, Inc.Trinity Industrieshazardous waste violation2021EPA$9,353
Joy Global ConveyorsKomatsuair pollution violation2020AL-ENV$50,000
GREENBRIER RAIL SERVICEGreenbrier Companiesair pollution violation2020IL-ENV$10,000
PROGRESS RAIL SERVICES CORPORATIONCaterpillar Inc.workplace safety or health violation2020OSHA$6,882
GREAT PLAINS MANUFACTURINGKubotaworkplace safety or health violation2020OSHA$9,446
CATERPILLAR INC.Caterpillar Inc.workplace safety or health violation2020OSHA$5,750
TRINITY RAIL MAINTENANCE AND SERVICES, INC.Trinity Industriesworkplace safety or health violation2020OSHA$419,347
SOLAR TURBINES INC.Caterpillar Inc.workplace safety or health violation2020OSHA$55,000
Hyundai Oilbank Co. Ltd.Hyundai Heavy Industriesprice-fixing or anti-competitive practices2019DOJ_ANTITRUST$83,100,000
Hyundai Construction Equipment Americas Inc. and Hyundai Heavy Industries Co. Ltd.Hyundai Heavy Industriesair pollution violation2019EPA$47,000,000
Austal USA LLCAustalemployment discrimination2019OFCCP$124,500
KOMATSU AMERICA CORP.Komatsuwage and hour violation2019IL-DOL$28,000
Gunderson, LLCGreenbrier Companiesenvironmental violation2019OR-ENV$9,273
GBW RAILCAR SERVICES, L.L.C.Greenbrier Companiesenvironmental violation2019TX-ENV$5,622
TrinityRail Maintenance Services, Inc.Trinity Industriesenvironmental violation2019TX-ENV$15,900
GBW Railcar Services, LLCGreenbrier Companiesrailroad safety violation2019FRA$14,000
GBW Railcar Services, LLCGreenbrier Companiesrailroad safety violation2019FRA$7,000
GBW Railcar Services, LLCGreenbrier Companiesrailroad safety violation2019FRA$14,000
CATERPILLAR INC.Caterpillar Inc.workplace safety or health violation2019OSHA$10,419
FINCANTIERI MARINE GROUP, LLCFincantieriworkplace safety or health violation2019OSHA$10,420
FINCANTIERI MARINE GROUP, LLCFincantieriworkplace safety or health violation2019OSHA$7,000
AMERICAN RAILCAR INDUSTRIES INC.Greenbrier Companiesworkplace safety or health violation2019OSHA$6,440
CATERPILLAR INC.Caterpillar Inc.workplace safety or health violation2019OSHA$17,712
WABASH WOOD PRODUCTS, INC.Wabash Nationalworkplace safety or health violation2019OSHA$13,494
HYUNDAI CONSTRUCTION EQUIPMENT AMERICASHyundai Heavy Industriesair pollution violation2019EPA$47,000,000
Komatsu Mining Corp dba Joy GlobalJoy GlobalKomatsuworkplace safety or health violation2019MSHA$17,703
GBW Railcar Services, LLCGreenbrier Companiesenvironmental violation2018EPA$150,731
Hyundai Construction Equipment Americas Inc.Hyundai Heavy Industriesair pollution violation2018EPA$1,950,000
AMERICAN RAILCAR INDUSTRIESGreenbrier Companiesrailroad safety violation2018FRA$10,000
Komatsu America Industries, LLCKomatsuwage and hour violation2018IL-DOL$19,245
WABASH NATL CORPWabash Nationalair pollution violation2018IN-ENV$15,563
Gunderson, LLCGreenbrier Companiesenvironmental violation2018OR-ENV$9,000
TEREX UTILITIES, INC.Terexworkplace safety or health violation2018OSHA$18,000
FINCANTIERI MARINE GROUP, LLCFincantieriworkplace safety or health violation2018OSHA$9,999
GBW RAILCAR SERVICES, L.L.C.Greenbrier Companiesworkplace safety or health violation2018OSHA$122,873
GBW RAILCAR SERVICES, L.L.C.Greenbrier Companiesworkplace safety or health violation2018OSHA$25,868
CATERPILLAR GLOBAL MINING, INC.Caterpillar Inc.workplace safety or health violation2018OSHA$12,934
FINCANTIERI BAY SHIPBUILDINGFincantieriworkplace safety or health violation2018OSHA$16,482
AMERICAN RAILCAR INDUSTRIESGreenbrier Companiesworkplace safety or health violation2018OSHA$12,000
PROGRESS RAIL SERVICES CORPORATIONCaterpillar Inc.workplace safety or health violation2018OSHA$15,000
PROGRESS RAIL SERVICES CORPORATIONCaterpillar Inc.workplace safety or health violation2018OSHA$6,300
FREIGHTCAR ALABAMA, LLCFreightCar America Inc.workplace safety or health violation2018OSHA$11,500
KUBOTA TRACTOR CORPORATIONKubotaworkplace safety or health violation2018OSHA$5,683
ALLIANCE CASTINGGreenbrier Companiesair pollution violation2018EPA$193,570
GBW RAILCAR SERVICES LLCGreenbrier Companieshazardous waste violation2018EPA(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $150,731
Komatsu Mining Corp dba Joy GlobalJoy GlobalKomatsuworkplace safety or health violation2018MSHA$5,374
CATERPILLAR LOGISTICS, INC.Caterpillar Inc.labor relations violation2017NLRB$88,445
United Industries LLCCaterpillar Inc.environmental violation2017USAO$25,000,000
Caterpillar Inc.Caterpillar Inc.Family and Medical Leave Act2017WHD$7,992
Brenner Tank LlcWabash Nationalmotor vehicle safety violation2017FMCSA$388,500
Wabash National CorporationWabash Nationalwage and hour violation2017WHD$13,832
JOY GLOBAL INC.Komatsuworkplace safety or health violation2017OSHA$7,600
PROGRESS RAIL WELDING CORPORATIONCaterpillar Inc.workplace safety or health violation2017OSHA$8,054
FINCANTIERI MARINE GROUP, LLCFincantieriworkplace safety or health violation2017OSHA$10,000
GREAT PLAINS MANUFACTURING, INC.Kubotaworkplace safety or health violation2017OSHA$32,593
GBW RAILCAR SERVICES, LLCGreenbrier Companiesworkplace safety or health violation2017OSHA$38,025
PROGRESS RAIL SERVICESCaterpillar Inc.workplace safety or health violation2017OSHA$5,400
CATERPILLAR INC.Caterpillar Inc.workplace safety or health violation2017OSHA$5,079
PROGRESS RAIL SERVICESCaterpillar Inc.workplace safety or health violation2017OSHA$12,548
CATERPILLAR LOGISTICS INC.Caterpillar Inc.workplace safety or health violation2017OSHA$25,868
AUSTAL USA, LLCAustalworkplace safety or health violation2017OSHA$9,423
Joy Global Surface Mining Inc.Komatsuenvironmental violation2017EPA$30,017
TRINITY RAIL GROUP, INC.Trinity Industriesrailroad safety violation2016FRA$7,500
Freightcar America, Inc.FreightCar America Inc.benefit plan administrator violation2016private lawsuit-federal$32,750,000
Trinity IndustriesTrinity Industrieswage and hour violation2016WHD$11,961
CATERPILLAR INC.Caterpillar Inc.water pollution violation2016IL-ENV$25,000
CATERPILLAR INCCaterpillar Inc.air pollution violation2016IN-ENV$15,050
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.