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Violation Tracker Industry Summary Page

Industry: heavy equipment
Penalty Total since 2000: $416,931,254
Number of Records: 345
Note: The totals include only those entries matched to a parent company. The industry designation is the primary one for the parent's operations overall. The totals are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.
Top 10 Current Parent CompaniesTotal Penalty $Number of Records
Hyundai Heavy Industries$179,093,0005
Caterpillar Inc.$109,420,172120
Trinity Industries$57,368,64328
FreightCar America Inc.$32,895,27510
Bollinger Shipyards$17,640,52215
Terex$10,744,14622
Komatsu$3,175,34819
Greenbrier Companies$2,497,91055
Kubota$2,137,02712
Austal$853,10213

Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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CompanyCurrent ParentPrimary Offense TypeYear sort iconAgencyPenalty Amount
BRENNER TANK SERVICES, LLCWabash Nationalworkplace safety or health violation2011OSHA$53,904
BRENNER TANK SERVICES, LLCWabash Nationalworkplace safety or health violation2011OSHA$18,888
CATERPILLAR INC.Caterpillar Inc.workplace safety or health violation2011OSHA$7,000
GREENBRIER RAIL SERVICESGreenbrier Companiesworkplace safety or health violation2011OSHA$10,980
AMERICAN RAILCAR INDUSTRIESGreenbrier Companiesworkplace safety or health violation2011OSHA$5,500
AMERICAN RAILCAR INDUSTRIES, INC.Greenbrier Companiesworkplace safety or health violation2011OSHA$30,000
WABASH NATIONAL TRAILER CENTERSWabash Nationalworkplace safety or health violation2011OSHA$5,400
BUCYRUS INTERNATIONAL, INC.Caterpillar Inc.workplace safety or health violation2011OSHA$7,000
Caterpillar (Joliet)Caterpillar Inc.water pollution violation2011EPA$90,000
Kubota Engine America CorporationKubotaair pollution violation2011EPA$6,400
Caterpillar, Inc.Caterpillar Inc.air pollution violation2011EPA(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $2,550,000
Caterpillar, Inc.Caterpillar Inc.workplace safety or health violation2011MSHA$6,200
Progress Rail Services CorporationCaterpillar Inc.railroad safety violation2010FRA$10,000
AMERICAN RAILCAR INDUSTRIESGreenbrier Companiesrailroad safety violation2010FRA$6,000
Caterpillar Logistic Services Inc.Caterpillar Inc.wage and hour violation2010WHD$18,990
Caterpillar Inc.Caterpillar Inc.benefit plan administrator violation2010private lawsuit-federal$16,500,000
Solar Turbines, Inc.Caterpillar Inc.hazardous waste violation2010CA-DTSC$38,000
CATERPILLAR, INC.Caterpillar Inc.water pollution violation2010IL-ENV$85,000
CATERPILLAR INC.Caterpillar Inc.workplace safety or health violation2010OSHA$5,000
ELECTRO-MOTIVE DIESELCaterpillar Inc.workplace safety or health violation2010OSHA$12,000
ELECTRO-MOTIVE DIESELCaterpillar Inc.workplace safety or health violation2010OSHA$6,375
CATERPILLAR, INC.Caterpillar Inc.workplace safety or health violation2010OSHA$7,000
CATERPILLAR INC.Caterpillar Inc.workplace safety or health violation2010OSHA$11,000
CATERPILLAR INC.Caterpillar Inc.workplace safety or health violation2010OSHA$13,200
KOMATSU AMERICA CORP.Komatsuworkplace safety or health violation2010OSHA$17,000
Caterpillar, Inc.Caterpillar Inc.workplace safety or health violation2010MSHA$12,325
BUCYRUS FIELD SERVICES INCCaterpillar Inc.motor vehicle safety violation2009FMCSA$5,910
Terex CorporationTerexaccounting fraud or deficiencies2009SEC$8,000,000
TRINITY TANK CAR, INC.Trinity Industriesworkplace safety or health violation2009OSHA$10,080
PROGRESS RAIL SERVICES DBA CHEMETRON RAILWAYCaterpillar Inc.workplace safety or health violation2009OSHA$5,000
CATERPILLAR, INC.Caterpillar Inc.workplace safety or health violation2009OSHA$7,000
CATERPILLAR INC.Caterpillar Inc.workplace safety or health violation2009OSHA$10,000
CATERPILLAR, INC.Caterpillar Inc.workplace safety or health violation2009OSHA$6,000
BOLLINGER CALCASIEU LLCBollinger Shipyardsworkplace safety or health violation2009OSHA$7,500
Caterpillar, Inc.Caterpillar Inc.workplace safety or health violation2009MSHA$9,500
PROGRESS RAIL SERVICES CORPORATIONCaterpillar Inc.motor vehicle safety violation2008FMCSA$30,960
AMERICAN RAILCAR INDUSTRIESGreenbrier Companiesrailroad safety violation2008FRA$7,500
AMERICAN RAILCAR INDUSTRIESGreenbrier Companiesrailroad safety violation2008FRA$5,600
Progress Rail ServicesCaterpillar Inc.labor relations violation2008NLRB$7,250
GUNDERSON LLC AND GUNDERSON MARINE LLCGreenbrier Companiesenvironmental violation2008OR-ENV$254,362
GUNDERSON LLCGreenbrier Companiesenvironmental violation2008OR-ENV$5,143
CATERPILLAR INC.Caterpillar Inc.workplace safety or health violation2008OSHA$8,000
CATERPILLAR, INC.Caterpillar Inc.workplace safety or health violation2008OSHA$15,500
CATERPILLAR, INC.Caterpillar Inc.workplace safety or health violation2008OSHA$8,900
TEREX UTILITIES, INC.Terexworkplace safety or health violation2008OSHA$6,500
CATERPILLAR, INC.Caterpillar Inc.workplace safety or health violation2008OSHA$9,500
Caterpillar, Inc.Caterpillar Inc.air pollution violation2008EPA$96,750
CATERPILLAR INCCaterpillar Inc.air pollution violation2008EPA$30,500
Caterpillar, Inc.Caterpillar Inc.workplace safety or health violation2008MSHA$5,961
Caterpillar, Inc.Caterpillar Inc.workplace safety or health violation2008MSHA$6,996
Caterpillar, Inc.Caterpillar Inc.workplace safety or health violation2008MSHA$51,000
Caterpillar, IncCaterpillar Inc.wage and hour violation2007WHD$7,634
Joy Technologies Inc., d/b/a Joy Mining MachineryKomatsulabor relations violation2007NLRB$1,020,000
GUNDERSON LLCGreenbrier Companiesair pollution violation2007OR-ENV$5,200
Trinity Industries, Inc.Trinity Industriesenvironmental violation2007TX-ENV$9,600
CATERPILLAR, INC., TRACK-TYPE TRACTORS DIVCaterpillar Inc.workplace safety or health violation2007OSHA$7,000
CATERPILLAR, INC.Caterpillar Inc.workplace safety or health violation2007OSHA$5,000
ENERGY ABSORPTION SYSTEMS, INC.Trinity Industriesworkplace safety or health violation2007OSHA$18,900
AUSTAL USA, LLCAustalworkplace safety or health violation2007OSHA$6,750
ENERGY ABSORPTION SYSTEMS, INC.Trinity Industriesworkplace safety or health violation2007OSHA$71,000
TEREX CRANES WILMINGTON, INC.Terexair pollution violation2007EPA$35,000
Komatsu America CorporationKomatsuair pollution violation2007EPA$162,000
Caterpillar, Inc.Caterpillar Inc.workplace safety or health violation2007MSHA$30,000
Caterpillar, Inc.Caterpillar Inc.workplace safety or health violation2007MSHA$10,000
WABASH NATIONALWabash Nationallabor relations violation2006NLRB$25,954
Bollinger Shipyards Lockport LLCBollinger Shipyardsemployment discrimination2006OFCCP$90,000
Trinity Industries Railcar CorporationTrinity Industriesenvironmental violation2006PA-AG$304,502
TRINITY IND INCTrinity Industriesenvironmental violation2006PA-ENV$5,000
Solar Turbines, Inc.Caterpillar Inc.hazardous waste violation2006CA-DTSC$73,754
Chicago Castings Company, LLCGreenbrier Companiesair pollution violation2006IL-ENV$16,440
PROGRESS RAIL SVCS CORPCaterpillar Inc.air pollution violation2006IN-ENV$105,000
CATERPILLAR, INC.Caterpillar Inc.workplace safety or health violation2006OSHA$20,340
BOLLINGER MORGAN CITY, LLCBollinger Shipyardsworkplace safety or health violation2006OSHA$23,300
BOLLINGER GRETNA, L.L.C.Bollinger Shipyardsworkplace safety or health violation2006OSHA$104,000
BOLLINGER QUICK REPAIR, LLCBollinger Shipyardsworkplace safety or health violation2006OSHA$22,500
CATERPILLAR INCCaterpillar Inc.air pollution violation2006EPA$300,000
Caterpillar, Inc.Caterpillar Inc.workplace safety or health violation2006MSHA$5,000
Terex CorporationTerexeconomic sanction violation2005OFAC$7,000
BOLLINGER GULF REPAIR L.L.C.Bollinger Shipyardsworkplace safety or health violation2005OSHA$31,250
SUPREME MID-ATLANTIC CORPORATIONWabash Nationalworkplace safety or health violation2005OSHA$8,805
SUPREME MID-ATLANTIC CORPORATIONWabash Nationalworkplace safety or health violation2005OSHA$14,785
TRINITY INDUSTRIES, INC.Trinity Industriesworkplace safety or health violation2005OSHA$5,625
CHICAGO CASTINGS COMPANY, LLCGreenbrier Companiesworkplace safety or health violation2005OSHA$15,000
FREIGHTCAR AMERICA, INC.FreightCar America Inc.workplace safety or health violation2005OSHA$9,675
Caterpillar, Inc.Caterpillar Inc.labor relations violation2004NLRB$65,000
SUPREME MID ATLANTIC CORPWabash Nationalenvironmental violation2004PA-ENV$6,500
Supreme CorporationWabash Nationalair pollution violation2004GA-ENV$7,000
Bollinger Shipyards Inc.Bollinger Shipyardsenvironmental violation2004LA-ENV$8,700,000
CATERPILLAR, INC.Caterpillar Inc.air pollution violation2004SC-ENV$25,000
FREIGHTCAR AMERICA, INC.FreightCar America Inc.workplace safety or health violation2004OSHA$7,000
BOLLINGER SHIPYARDS, INC.Bollinger Shipyardsworkplace safety or health violation2004OSHA$9,540
BOLLINGER AMELIA REPAIR, LLCBollinger Shipyardsworkplace safety or health violation2004OSHA$6,925
HAYNES CORPORATIONCaterpillar Inc.workplace safety or health violation2004OSHA$6,975
Bollinger Gulf RprBollinger Shipyardshazardous waste violation2004EPA$37,770
KOEHRING CRANES, INCTerexenvironmental violation2004EPA$5,000
GENIE INDS. MOSES LAKETerexenvironmental violation2004EPA$5,000
Trinity Industries IncTrinity Industriesenvironmental violation2004EPA$25,000
Caterpillar, Inc.Caterpillar Inc.economic sanction violation2003OFAC$18,000
Caterpillar Insurance Services Corp.Caterpillar Inc.insurance violation2003IN-INS$10,000
Caterpillar Insurance Services CorporationCaterpillar Inc.insurance violation2003MA-INS$25,000
CATERPILLAR INSURANCE SERVICES CORPCaterpillar Inc.insurance violation2003VA-INS$5,000
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.