Click on the company or penalty amount for more information on each case. Click on the current parent name to reach the summary page for that parent company.
| Company | Current Parent  | Current Parent Industry | Primary Offense Type | Year | Agency | Penalty Amount |
|---|---|---|---|---|---|---|
| NHRG Inc. | environmental violation | 2021 | TX-RRC | $47,947 | ||
| Continual Oil & Gas Inc. | environmental violation | 2021 | TX-RRC | $16,919 | ||
| JP Oil & Gas, LLC | environmental violation | 2021 | TX-RRC | $58,598 | ||
| JP Oil & Gas, LLC | environmental violation | 2021 | TX-RRC | $5,000 | ||
| Tom Coble Oil & Gas LP | environmental violation | 2021 | TX-RRC | $5,000 | ||
| VT Visatex Energy LLC | environmental violation | 2021 | TX-RRC | $5,000 | ||
| Jefferson Block 24 Oil & Gas LLC | environmental violation | 2021 | TX-RRC | $184,880 | ||
| Jefferson Block 24 Oil & Gas LLC | environmental violation | 2021 | TX-RRC | $190,420 | ||
| Tempo Energy, Inc. | environmental violation | 2021 | TX-RRC | $13,540 | ||
| Creek Swab. & Roust. Ser. Inc. | environmental violation | 2021 | TX-RRC | $8,303 | ||
| Bison Exploration Drilling 1 LP | environmental violation | 2021 | TX-RRC | $18,739 | ||
| Midway Oilfield Constructors Inc. | environmental violation | 2021 | TX-RRC | $5,310 | ||
| Roca Production, Inc. | environmental violation | 2021 | TX-RRC | $20,098 | ||
| Sol Oil., L.C. | environmental violation | 2021 | TX-RRC | $5,998 | ||
| IWR Operating, LLC | environmental violation | 2021 | TX-RRC | $10,410 | ||
| Dalf Energy LLC | environmental violation | 2021 | TX-RRC | $77,200 | ||
| Black Strata LLC | environmental violation | 2021 | TX-RRC | $28,300 | ||
| Alliance-One Services, Inc. | insurance violation | 2021 | TX-INS | $375,000 | ||
| Premier Claims L.L.C. | insurance violation | 2021 | TX-INS | $13,000 | ||
| Independent Financial Group, LLC | investor protection violation | 2021 | TX-SEC | $75,000 | ||
| Puff E-cig | consumer protection violation | 2021 | VT-AG | $90,500 | ||
| SV3, LLC | consumer protection violation | 2021 | VT-AG | $34,000 | ||
| Atlantic Intertech, LLC | consumer protection violation | 2021 | VT-AG | $22,500 | ||
| Westside Vapor, LLC | consumer protection violation | 2021 | VT-AG | $5,000 | ||
| Poulin Auto Sales, Inc. | consumer protection violation | 2021 | VT-AG | $20,000 | ||
| Strategic IT Partner | consumer protection violation | 2021 | VT-AG | $7,000 | ||
| Commonwealth Dairy, LLC | environmental violation | 2021 | VT-DEC | $25,000 | ||
| Cushing & Sons, Inc. | environmental violation | 2021 | VT-DEC | $12,750 | ||
| North Hollow Farm LLC | environmental violation | 2021 | VT-DEC | $9,562 | ||
| Fairmont Farm LLC | environmental violation | 2021 | VT-DEC | $6,500 | ||
| J.A. Devos and Sons, Inc. | environmental violation | 2021 | VT-DEC | $9,000 | ||
| Rodney's Rubbish | environmental violation | 2021 | VT-DEC | $27,934 | ||
| Timberlake Associates, L.L.P. and C-Store Contracting, LTD | environmental violation | 2021 | VT-DEC | $20,000 | ||
| Union House Nursing Home Inc. | environmental violation | 2021 | VT-DEC | $11,250 | ||
| Patriot Insurance Company | insurance violation | 2021 | VT-FIN | $10,000 | ||
| ZenPayroll, Inc. d/b/a Gusto | insurance violation | 2021 | VT-FIN | $135,000 | ||
| Therieau Financial Services LLC | insurance violation | 2021 | VT-FIN | $45,000 | ||
| Curran-Birge Real Estate Partnership, LLC and Vermont Packinghouse, LLC | environmental violation | 2021 | VT-NRB | $9,711 | ||
| Key Tours International Inc. | consumer protection violation | 2021 | VA-AG | $14,838 | ||
| Ryadd, Inc. | consumer protection violation | 2021 | VA-AG | $188,450 | ||
| Allied Title Lending, LLC d/b/a Allied Cash Advance | consumer protection violation | 2021 | VA-AG | $1,000,000 | ||
| Voyageurs International, Ltd. | consumer protection violation | 2021 | VA-AG | $313,500 | ||
| Quicksilva Title & Escrow, LLC | insurance violation | 2021 | VA-INS | $5,000 | ||
| Churchill Title Solutions, LLC | insurance violation | 2021 | VA-INS | $7,500 | ||
| BDT & Associates, Inc. | investor protection violation | 2021 | VA-SEC | $11,000 | ||
| First Command Advisory Services, Inc. | investor protection violation | 2021 | VA-SEC | $20,500 | ||
| F.C. Franchising Systems, Inc. d/b/a Fresh Coat | investor protection violation | 2021 | VA-SEC | $8,000 | ||
| 360 Painting, LLC | investor protection violation | 2021 | VA-SEC | $11,000 | ||
| CLA Estate Services, Inc. and CLA USA, Inc. | consumer protection violation | 2021 | WA-AG | $14,400,000 | ||
| Wave Division Holdings LLC | consumer protection violation | 2021 | WA-AG | $900,000 | ||
| Gateway Financial & Estate Planning, Inc. | investor protection violation | 2021 | WA-SEC | $10,000 | ||
| Svaram Group, Inc. and Svaram Global, LLC | investor protection violation | 2021 | WA-SEC | $6,000 | ||
| Lasting Connections, LLC | investor protection violation | 2021 | WA-SEC | $5,000 | ||
| All American Bottled Water Corp. | environmental violation | 2021 | WA-ENV | $14,000 | ||
| CentralBanc Mortgage Corporation | consumer protection violation | 2021 | WA-FIN | $6,000 | ||
| Clear Choice Mortgage, LLC | consumer protection violation | 2021 | WA-FIN | $6,000 | ||
| David Visser Houtsma Law Group LLC d/b/a DVH Law Group | consumer protection violation | 2021 | WA-FIN | $17,741 | ||
| First Financial & Associates d/b/a Mortgage Solutions | consumer protection violation | 2021 | WA-FIN | $22,220 | ||
| West Coast Funding, Inc. d/b/a West Coast Financial | consumer protection violation | 2021 | WA-FIN | $25,000 | ||
| Secured Marketing Concepts Corp d/b/a Pacific One Lending | consumer protection violation | 2021 | WA-FIN | $17,000 | ||
| NB Capital Assets | consumer protection violation | 2021 | WA-FIN | $37,316 | ||
| Core Advisory Group Svcs, LLC | consumer protection violation | 2021 | WA-FIN | $36,698 | ||
| Bayshore Mortgage Funding, LLC | consumer protection violation | 2021 | WA-FIN | $13,000 | ||
| ALASKA NATIONAL INSURANCE COMPANY | insurance violation | 2021 | WA-INS | $20,000 | ||
| DELAWARE LIFE INSURANCE COMPANY | insurance violation | 2021 | WA-INS | $10,000 | ||
| LINCOLN HERITAGE LIFE INSURANCE COMPANY | insurance violation | 2021 | WA-INS | $10,000 | ||
| COVERDELL & COMPANY, INC | insurance violation | 2021 | WA-INS | $25,000 | ||
| ARGONAUT GREAT CENTRAL INSURANCE COMPANY | insurance violation | 2021 | WA-INS | $35,000 | ||
| Moreland Burial Vault Company | consumer protection violation | 2021 | WV-AG | $20,144 | ||
| Waterman Plumbing LLC | consumer protection violation | 2021 | WV-AG | $14,133 | ||
| Grant Memorial Hospital | consumer protection violation | 2021 | WV-AG | $320,175 | ||
| K & D Manure Handling, Inc. | environmental violation | 2021 | WI-AG | $185,000 | ||
| Wild Rose Dairy, LLC | environmental violation | 2021 | WI-AG | $57,000 | ||
| Alter Trading Corporation and Miller Compressing Company | environmental violation | 2021 | WI-AG | $65,000 | ||
| Accelerated Wealth LLC | insurance violation | 2021 | WI-INS | $10,000 | ||
| Brunswick Cellulose, LLC | environmental violation | 2021 | GA-ENV | $31,500 | ||
| King America Finishing, Inc | environmental violation | 2021 | GA-ENV | $31,000 | ||
| North Perimeter Contractors LLC | environmental violation | 2021 | GA-ENV | $318,750 | ||
| Stronach Properties, Inc | environmental violation | 2021 | GA-ENV | $6,000 | ||
| North Pacific Canners and Packers Inc. dba NORPAC Foods Inc. | agribusiness violation | 2021 | AMS | $10,000 | ||
| Musa Slaughterhouse LLC | agribusiness violation | 2021 | AMS | $52,025 | ||
| Wyalusing Livestock Market and Auction | agribusiness violation | 2021 | AMS | $6,000 | ||
| Ida-Beef LLC | agribusiness violation | 2021 | AMS | $9,100 | ||
| ZYK Enterprises Inc. | agribusiness violation | 2021 | AMS | $36,000 | ||
| Photonics Industries International, Inc. | export control violation | 2021 | BIS | $350,000 | ||
| Alsima Middle East General Trading LLC | export control violation | 2021 | BIS | $25,000 | ||
| TeleDynamics LLC | export control violation | 2021 | BIS | $55,000 | ||
| Kleiss & Co. BV | export control violation | 2021 | BIS | $60,000 | ||
| MDA Precisions LLC | export control violation | 2021 | BIS | $60,000 | ||
| Panther Trading Company, Inc | export control violation | 2021 | BIS | $42,000 | ||
| Comtech Xicom Technology, Inc | export control violation | 2021 | BIS | $122,000 | ||
| MSI Aircraft Maintenance Services International GmbH & Co. | export control violation | 2021 | BIS | $51,921 | ||
| Midatech Pharma US, Inc. | Medicare Coverage Gap Discount Program violation | 2021 | CMS | $25,669 | ||
| Romark Laboratories, L.C. | Medicare Coverage Gap Discount Program violation | 2021 | CMS | $221,349 | ||
| Romark Laboratories | Medicare Coverage Gap Discount Program violation | 2021 | CMS | $294,906 | ||
| Midatech Pharma | Medicare Coverage Gap Discount Program violation | 2021 | CMS | $31,907 | ||
| Midatech Pharma | Medicare Coverage Gap Discount Program violation | 2021 | CMS | $41,216 | ||
| SummerHaven Investment Management LLC | investor protection violation | 2021 | CFTC | $500,000 | ||
| J Squared LLC | investor protection violation | 2021 | CFTC | $198,555 | ||
| The Alista Group, LLC | investor protection violation | 2021 | CFTC | $2,242,162 | ||
| Circle Society, Corp. | investor protection violation | 2021 | CFTC | $32,141,375 |
