Click on the company or penalty amount for more information on each case. Click on the current parent name to reach the summary page for that parent company.
| Company | Current Parent  | Current Parent Industry | Primary Offense Type | Year | Agency | Penalty Amount |
|---|---|---|---|---|---|---|
| Klosterman Development Corp. et al. | environmental violation | 2021 | OH-ENV | $25,000 | ||
| PennOhio Waste, LLC | environmental violation | 2021 | OH-ENV | $9,576 | ||
| Ace Dumpsters and Combs Trucking and Land Improvement | environmental violation | 2021 | OH-ENV | $1,490,000 | ||
| AIP Logistics, Inc. | environmental violation | 2021 | OH-ENV | $30,000 | ||
| Capstone Properties LLC | environmental violation | 2021 | OH-ENV | $21,810 | ||
| McKinley Industries, LLC | environmental violation | 2021 | OH-ENV | $7,500 | ||
| Mortgage Clearing Corp. | consumer protection violation | 2021 | OK-DCC | $26,000 | ||
| JW Rock, LLC | environmental violation | 2021 | OR-ENV | $5,600 | ||
| Pacific Shellfish, Tillamook LLC | environmental violation | 2021 | OR-ENV | $7,107 | ||
| Zenith EnergyTerminals Holdings LLC | environmental violation | 2021 | OR-ENV | $23,598 | ||
| Evergreen State Holdings LLC | environmental violation | 2021 | OR-ENV | $9,000 | ||
| Sunriver Airport LLC | environmental violation | 2021 | OR-ENV | $12,396 | ||
| Threat Dynamics LLC | environmental violation | 2021 | OR-ENV | $12,800 | ||
| Rare Earth Resources LLC | environmental violation | 2021 | OR-ENV | $6,400 | ||
| Trustin Construction LLC | environmental violation | 2021 | OR-ENV | $5,000 | ||
| Fishhawk Fisheries Inc. | environmental violation | 2021 | OR-ENV | $6,200 | ||
| Perennial Windchaser, LLC | environmental violation | 2021 | OR-ENV | $14,585 | ||
| Next Generation Tanning, LLC | environmental violation | 2021 | OR-ENV | $15,200 | ||
| CFMW, LLC | environmental violation | 2021 | OR-ENV | $36,105 | ||
| Octave Labs, LLC | environmental violation | 2021 | OR-ENV | $81,681 | ||
| McFarlane's Bark | environmental violation | 2021 | OR-ENV | $12,894 | ||
| United Advisors Group, LLC and Student Loan Managers | consumer protection violation | 2021 | OR-FIN | $57,000 | ||
| Root Insurance Co. | insurance violation | 2021 | OR-FIN | $40,000 | ||
| Students Loan Services LLC | consumer protection violation | 2021 | OR-FIN | $15,000 | ||
| Regence BlueCross BlueShield of Oregon | insurance violation | 2021 | OR-FIN | $30,000 | ||
| St. Fin Corp. dba Star Financial | consumer protection violation | 2021 | OR-FIN | $10,000 | ||
| Glenn O. Hawbaker, Inc. | wage and hour violation | 2021 | PA-AG | $20,937,015 | ||
| Harbour Portfolio Capital, LLC et al. | consumer protection violation | 2021 | PA-AG | $600,000 | ||
| 1412 Lansdowne Operating and Catholic Facilities Operating | nursing home violation | 2021 | PA-AG | $1,204,325 | ||
| GoodCo | wage and hour violation | 2021 | PA-AG | $74,157 | ||
| Elevation Capital Partners, LLC | consumer protection violation | 2021 | PA-AG | $2,600,000 | ||
| Legacy Investment Advisors, LLC | investor protection violation | 2021 | PA-BKG | $25,000 | ||
| Divi-Vest Advisors, Inc. | investor protection violation | 2021 | PA-BKG | $10,000 | ||
| Superior Investment Performance Inc. dba Everyield Investments | investor protection violation | 2021 | PA-BKG | $15,000 | ||
| Luminary Capital, LLC | investor protection violation | 2021 | PA-BKG | $25,000 | ||
| Aptus Financial, LLC | investor protection violation | 2021 | PA-BKG | $5,000 | ||
| A Impuls Auto, Inc. | consumer protection violation | 2021 | PA-BKG | $351,645 | ||
| National Lending Unlimited LLC | consumer protection violation | 2021 | PA-BKG | $7,500 | ||
| Nationwide Mortgage Bankers, Inc. | consumer protection violation | 2021 | PA-BKG | $39,400 | ||
| Allied Servicing Corp. | consumer protection violation | 2021 | PA-BKG | $170,900 | ||
| Network Capital Funding Corp. | consumer protection violation | 2021 | PA-BKG | $5,100 | ||
| Unified Life Insurance Co. | insurance violation | 2021 | PA-INS | $50,000 | ||
| ROSE ROCK MIDSTREAM OPERATING, LLC | pipeline safety violation | 2021 | PHMSA | $32,800 | ||
| Haskell & White LLP | accounting fraud or deficiencies | 2021 | PCAOB | $20,000 | ||
| Morey, Nee, Buck & Oswald, LLC | accounting fraud or deficiencies | 2021 | PCAOB | $10,000 | ||
| RBSM LLP | accounting fraud or deficiencies | 2021 | PCAOB | $50,000 | ||
| Alltex Operating Co. | environmental violation | 2021 | TX-RRC | $22,530 | ||
| DBC Operating Company LLC | environmental violation | 2021 | TX-RRC | $5,846 | ||
| Mesa Operating, LLC | environmental violation | 2021 | TX-RRC | $18,070 | ||
| Turnaround Trucking | environmental violation | 2021 | TX-RRC | $5,000 | ||
| Petro Invest Energy Services, LLC | environmental violation | 2021 | TX-RRC | $136,712 | ||
| Red Shell, Inc. | environmental violation | 2021 | TX-RRC | $17,900 | ||
| SSKM, LLC | environmental violation | 2021 | TX-RRC | $29,749 | ||
| Stout Oil Co. | environmental violation | 2021 | TX-RRC | $9,896 | ||
| William Deville Operating, Inc. | environmental violation | 2021 | TX-RRC | $24,800 | ||
| WTP Energy, Inc. | environmental violation | 2021 | TX-RRC | $18,338 | ||
| Bevers SWD, Inc. | environmental violation | 2021 | TX-RRC | $5,200 | ||
| Christian Energy Corp. | environmental violation | 2021 | TX-RRC | $12,800 | ||
| CIPEM-USA LLC | environmental violation | 2021 | TX-RRC | $13,500 | ||
| DMV Pipeline LLC | environmental violation | 2021 | TX-RRC | $11,390 | ||
| DMV Pipeline LLC | environmental violation | 2021 | TX-RRC | $10,301 | ||
| DMV Pipeline LLC | environmental violation | 2021 | TX-RRC | $5,697 | ||
| Fort Bend Dome Operating LLC | environmental violation | 2021 | TX-RRC | $13,817 | ||
| JP Oil & Gas, LLC | environmental violation | 2021 | TX-RRC | $5,546 | ||
| K & W Vanpelt Company | environmental violation | 2021 | TX-RRC | $58,168 | ||
| OGOG Operating, LLC | environmental violation | 2021 | TX-RRC | $23,454 | ||
| Origin Production Group LLC | environmental violation | 2021 | TX-RRC | $5,000 | ||
| Red Water Resources, Inc. | environmental violation | 2021 | TX-RRC | $5,000 | ||
| WTP Energy, Inc. | environmental violation | 2021 | TX-RRC | $13,915 | ||
| Grace Exploration LLC | environmental violation | 2021 | TX-RRC | $15,593 | ||
| Otex Resources LLC | environmental violation | 2021 | TX-RRC | $5,950 | ||
| Red Water Resources, Inc. | environmental violation | 2021 | TX-RRC | $25,000 | ||
| Spring Klein Fence Co. | environmental violation | 2021 | TX-RRC | $6,500 | ||
| Spring Klein Fence Co. | environmental violation | 2021 | TX-RRC | $6,500 | ||
| Spring Klein Fence Co. | environmental violation | 2021 | TX-RRC | $6,500 | ||
| Spring Klein Fence Co. | environmental violation | 2021 | TX-RRC | $6,500 | ||
| Spring Klein Fence Co. | environmental violation | 2021 | TX-RRC | $6,500 | ||
| Spring Klein Fence Co. | environmental violation | 2021 | TX-RRC | $6,500 | ||
| Spring Klein Fence Co. | environmental violation | 2021 | TX-RRC | $6,500 | ||
| Thurman Drilling, Inc. | environmental violation | 2021 | TX-RRC | $8,960 | ||
| William Deville Operating, Inc. | environmental violation | 2021 | TX-RRC | $6,087 | ||
| THCBD, LLC | consumer protection violation | 2021 | RI-FIN | $5,000 | ||
| Summit Medical Compassion Center, Inc. | consumer protection violation | 2021 | RI-FIN | $5,000 | ||
| MAD, LLC | consumer protection violation | 2021 | RI-FIN | $20,000 | ||
| Ginger's Service Station, Inc. | environmental violation | 2021 | RI-ENV | $16,000 | ||
| Manafort Brothers Inc. | environmental violation | 2021 | RI-ENV | $23,302 | ||
| PCL FIXTURES, INC. | environmental violation | 2021 | RI-ENV | $7,500 | ||
| Strategic Commercial Realty, Inc. and CHERENZIA EXCAVATION, INC. | environmental violation | 2021 | RI-ENV | $17,200 | ||
| Rhode Island Resource Recovery Corp. | environmental violation | 2021 | RI-ENV | $100,000 | ||
| 805 Agricultural Holdings, LLC | environmental violation | 2021 | CA-SBCDA | $40,000 | ||
| Divine Mercy, Inc. | environmental violation | 2021 | CA-SBCDA | $5,250 | ||
| Vertical Companies | environmental violation | 2021 | CA-SBCDA | $55,000 | ||
| Regal Investment Advisors LLC | investor protection violation | 2021 | SEC | $846,774 | ||
| BFC Planning, Inc. | investor protection violation | 2021 | SEC | $305,811 | ||
| App Annie Inc. | investor protection violation | 2021 | SEC | $10,000,000 | ||
| ProSky, Inc. | investor protection violation | 2021 | SEC | $4,700,000 | ||
| GTV Media Group Inc., Saraca Media Group Inc., and Voice of Guo Media Inc. | investor protection violation | 2021 | SEC | $539,000,000 | ||
| DBRS, INC. | investor protection violation | 2021 | SEC | $1,000,000 | ||
| Rothschild Investment Corporation | investor protection violation | 2021 | SEC | $2,471,667 | ||
| JW Korth & Company L.P. | investor protection violation | 2021 | SEC | $176,533 | ||
| Diastole Wealth Management, Inc. | investor protection violation | 2021 | SEC | $100,000 |
