Basic Search  |  Summaries  |  Advanced Search

Top 5 Offense Groups (Groups Defined)	Penalty Total	Number of Records
financial offenses	$1,744,267,220	16
competition-related offenses	$844,227,272	4
consumer-protection-related offenses	$511,447,856	235
employment-related offenses	$65,174,751	6
government-contracting-related offenses	$59,018,920	3

Top 5 Primary Offense Types	Penalty Total	Number of Records
investor protection violation	$1,623,560,000	10
price-fixing or anti-competitive practices	$844,227,272	4
insurance violation	$290,121,856	229
discriminatory practices (non-employment)	$220,100,000	2
accounting fraud or deficiencies	$115,000,000	3

Notes: Parent-subsidiary linkages are based on relationships current as of the latest revision listed in the Update Log, which may vary from what was the case when a violation occurred. The penalty totals are adjusted to account for the fact that the individual entries below may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. The totals are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the list below.

Links: For a summary of this company's regulatory penalties in more than 50 other countries, see its Violation Tracker Global summary page here.

Subsidy Tracker data on financial assistance to this company by federal, state and local government agencies can be found here.

Individual Penalty Records:

Click on the company or penalty amount for more information on each case.

Company	Primary Offense Type	Year	Agency	Penalty Amount
AIU Insurance Company	insurance violation	2016	TX-INS	$27,180
American Home Assurance Company	insurance violation	2016	TX-INS	$9,000
New Hampshire Insurance Company	insurance violation	2016	TX-INS	$6,000
VALIC Financial Advisors, Inc.	investor protection violation	2016	FINRA	$1,750,000
American International Group, Inc.	benefit plan administrator violation	2015	private lawsuit-federal	$40,000,000
The Insurance Company of the State of Pennsylvania	consumer protection violation	2015	MA-AG	$430,000
AIG Property Casualty Co.	insurance violation	2015	MD-INS	$22,500
National Union Fire Insurance Company of Pittsburgh, PA	insurance violation	2015	MD-INS	$20,000
American General Life Insurance Co.	insurance violation	2015	MN-FIN	$10,000
American Home Assurance Co. et al.	insurance violation	2015	MO-INS	$1,250,000
Granite State Insurance Company	insurance violation	2015	NY-DFS	$150,000
National Union Fire Insurance Company of Pittsburgh, PA	insurance violation	2015	NY-DFS	$250,000
New Hampshire Insurance Company	insurance violation	2015	NY-DFS	$100,000
Illinois National Insurance Company	insurance violation	2015	TX-INS	$8,000
AIG Property Casualty Company	insurance violation	2015	TX-INS	$8,500
Commerce and Industry Insurance Company	insurance violation	2015	TX-INS	$34,000
New Hampshire Insurance Company	insurance violation	2015	TX-INS	$19,500
American Home Assurance Company	insurance violation	2015	TX-INS	$90,000
New Hampshire Insurance Company	insurance violation	2015	TX-INS	$34,000
New Hampshire Insurance Company	insurance violation	2015	TX-INS	$7,000
New Hampshire Insurance Company	insurance violation	2015	TX-INS	$8,500
Commerce and Industry Insurance Company	insurance violation	2015	TX-INS	$15,000
National Union Fire Insurance Company Of Pittsburgh, Pa	insurance violation	2015	WA-INS	$300,000
National Union Fire Insurance Company Of Pittsburgh, Pa	insurance violation	2015	WA-INS	$110,000
National Union Fire Insurance Company Of Pittsburgh, Pa	insurance violation	2015	WA-INS	$200,000
American International Group, Inc.	economic sanction violation	2014	OFAC	$279,038
United States Life Insurance Company In the City of New York	insurance violation	2014	MD-INS	$25,000
AIG Property Casualty Company	insurance violation	2014	NJ-DBI	$25,000
AIG	insurance violation	2014	NY-DFS	$35,000,000
Commerce and Industry Insurance Company	insurance violation	2014	NY-DFS	$48,500
American General Life Insurance Company	insurance violation	2014	SD-INS	$15,000
New Hampshire Insurance Company	insurance violation	2014	SD-INS	$5,000
Commerce and Industry Insurance Company	insurance violation	2014	TX-INS	$5,800
Illinois National Insurance Company	insurance violation	2014	TX-INS	$12,774
New Hampshire Insurance Company	insurance violation	2014	TX-INS	$29,981
The Insurance Company of the State of Pennsylvania	insurance violation	2014	TX-INS	$8,397
American Home Assurance Company	insurance violation	2014	TX-INS	$7,848
The Insurance Company of the State of Pennsylvania	insurance violation	2014	TX-INS	$6,500
New Hampshire Insurance Company	insurance violation	2014	TX-INS	$89,000
NATIONAL UNION FIRE INSURANCE	insurance violation	2014	VA-INS	$8,000
National Union Fire Insurance Co.	insurance violation	2013	CA-INS	$5,991,132
New Hampshire Insurance Company	insurance violation	2013	SD-INS	$5,000
American Home Assurance Company	insurance violation	2013	TX-INS	$5,500
New Hampshire Insurance Co.	insurance violation	2012	CA-INS	$142,500
The United States Life Insurance Company In the City of New York	insurance violation	2012	MD-INS	$75,000
National Union Fire Insurance Company of Pittsburgh, Pa.	insurance violation	2012	MN-FIN	$2,731,385
American Home Assurance Company	consumer protection violation	2012	OR-FIN	$20,000
Commerce and Industry Insurance Company	insurance violation	2012	OR-FIN	$20,000
New Hampshire Insurance Company	insurance violation	2012	OR-FIN	$30,000
Insurance Company of the State of Pennsylvania	insurance violation	2012	OR-FIN	$10,000
Illinois National Insurance Company	insurance violation	2012	TX-INS	$8,900
New Hampshire Insurance Company	insurance violation	2012	TX-INS	$16,000
American Home Assurance Co.	insurance violation	2012	TX-INS	$20,784
New Hampshire Insurance Company	insurance violation	2012	TX-INS	$18,096
Illinois National Insurance Company	insurance violation	2012	TX-INS	$5,856
New Hampshire Insurance Company	insurance violation	2012	TX-INS	$16,000
GRANITE STATE INSURANCE CO.	insurance violation	2012	VA-INS	$19,560
COMMERCE & INDUSTRY INSURANCE	insurance violation	2012	VA-INS	$44,518
AIU INSURANCE COMPANY	insurance violation	2012	VA-INS	$31,900
AMERICAN HOME ASSURANCE CO.	insurance violation	2012	VA-INS	$15,000
American General Life Insurance Company of Delaware	insurance violation	2012	WI-INS	$40,000
American International Group	insurance violation	2012	MULTI-FIN	$11,000,000
National Union Fire Insurance Company of Pittsburgh, PA	insurance violation	2012	MULTI-FIN	$39,000,000
American International Group Inc.	price-fixing or anti-competitive practices	2012	private lawsuit-federal	$3,727,272
United States Life Insurance Company in the City of New York	consumer protection violation	2011	MA-AG	$760,000
American General Life and Accident Insurance Co.	insurance violation	2011	MD-INS	$7,000
United States Life Insurance Company In the City of New York	insurance violation	2011	MD-INS	$5,000
New Hampshire Insurance Company	insurance violation	2011	TX-INS	$5,000
NATIONAL UNION FIRE INSURANCE	insurance violation	2011	VA-INS	$40,000
National Union Fire Insurance Company of Pittsburgh, PA	insurance violation	2011	VA-INS	$10,000
National Union Fire Insurance Company of Pittsburgh, PA	insurance violation	2011	VA-INS	$10,000
AIG Federal Savings Bank and Wilmington Finance Inc.	discriminatory practices (non-employment)	2010	DOJ_RIGHTS	$6,100,000
American International Group	investor protection violation	2010	OH-AG	$725,000,000
American International Group	price-fixing or anti-competitive practices	2010	OH-AG	$9,000,000
American International Group Inc.	investor protection violation	2010	OR-AG	$8,000,000
National Union Fire Insurance Company of Pittsburgh, Pa.	insurance violation	2010	ID-INS	$15,000
National Union Fire Insurance Company of Pittsburgh, PA	insurance violation	2010	IN-INS	$200,000
AIU Insurance Co.	insurance violation	2010	ME-INS	$11,111
American Home Assurance Co.	insurance violation	2010	ME-INS	$11,111
Commerce and Industry Insurance Co.	insurance violation	2010	ME-INS	$11,111
Granite State Insurance Co.	insurance violation	2010	ME-INS	$11,111
Illinois National Insurance Co.	insurance violation	2010	ME-INS	$11,111
The Insurance Company of the State of Pennsylvania	insurance violation	2010	ME-INS	$11,111
National Union Fire Insurance Company of Pittsburg, Pa.	insurance violation	2010	ME-INS	$11,111
New Hampshire Insurance Co.	insurance violation	2010	ME-INS	$11,111
National Union Fire Insurance Company of Pittsburgh, Pa.	insurance violation	2010	MN-FIN	$100,000
National Union Fire Insurance Company of Pittsburgh, PA	insurance violation	2010	NH-INS	$100,000
American Home Assurance Company et al.	insurance violation	2010	TX-INS	$650,000
Insurance Company of the State of Pennsylvania	insurance violation	2010	TX-INS	$175,000
New Hampshire Insurance Company	insurance violation	2010	TX-INS	$175,000
Commerce and Industry Insurance Company	insurance violation	2010	TX-INS	$60,000
New Hampshire Insurance Company	insurance violation	2010	TX-INS	$40,000
National Union Fire Insurance Company Of Pittsburgh, Pa	insurance violation	2010	WA-INS	$100,000
National Union Fire Insurance Company Of Pittsburgh, Pa	insurance violation	2010	WA-INS	$40,000
National Union Fire Insurance Company Of Pittsburgh, Pa	insurance violation	2010	WA-INS	$55,000
American International Group	insurance violation	2010	MULTI-FIN	$146,500,000
American International Group	wage and hour violation	2009	MA-AG	$900,000
National Union Fire Insurance Company of Pittsburgh, Pa.	insurance violation	2009	ID-INS	$5,000
National Union Fire Insurance Company of Pittsburgh, PA	insurance violation	2009	OR-FIN	$65,000
American Home Assurance Company	insurance violation	2009	TX-INS	$22,500
The Insurance Company of the State of Pennsylvania	insurance violation	2009	TX-INS	$7,500