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Violation Tracker Current Parent Company Summary

Current Parent Company Name: Brookfield Asset Management
Ownership Structure: publicly traded (ticker symbol BAM)
Headquartered in: Canada
Major Industry: diversified
Specific Industry: diversified
Penalty total since 2000: $73,651,917
Number of records: 433
Top 5 Offense Groups (Groups Defined)Penalty TotalNumber of Records
environment-related offenses$51,408,24941
employment-related offenses$8,314,3109
consumer-protection-related offenses$7,473,70017
safety-related offenses$4,755,658365
competition-related offenses$1,700,0001
Top 5 Primary Offense TypesPenalty TotalNumber of Records
environmental violation$51,408,24941
consumer protection violation$6,500,0001
benefit plan administrator violation$5,750,0001
railroad safety violation$2,919,870347
labor relations violation$1,982,1064
Notes: Parent-subsidiary linkages are based on relationships current as of the latest revision listed in the Update Log, which may vary from what was the case when a violation occurred. The penalty totals are adjusted to account for the fact that the individual entries below may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. The totals are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the list below.

Links: Subsidy Tracker data on financial assistance to this company by federal, state and local government agencies can be found here.

Individual Penalty Records:

Click on the company or penalty amount for more information on each case.

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Company sort icon . Primary Offense TypeYearAgencyPenalty Amount
York Railway Companyrailroad safety violation2011FRA$5,000
Westinghouse Electric Corp., Science & Technology Centerlabor relations violation2000NLRB$1,630,000
Westinghouse Electric Corp.environmental violation2000PA-ENV$3,300,000
WESTINGHOUSE ELECTRIC COMPANY, LLCworkplace safety or health violation2011OSHA$31,500
WESTINGHOUSE ELECTRIC COMPANY, LLCenvironmental violation2022EPA$721,576
Westinghouse Electric Company, Energy Centerlabor relations violation2010NLRB$80,000
Westinghouse Electric Company LLClabor relations violation2000NLRB$207,000
WESTINGHOUSE ELECTRIC COMPANY LLCenvironmental violation2013PA-ENV$73,000
WESTINGHOUSE ELECTRIC COMPANY LLCenvironmental violation2014EPA$111,000
Westinghouse Electric Companynuclear safety violation2005NRC$16,250
Westinghouse Electric Companynuclear safety violation2004NRC$24,000
WESTINGHOUSE ELECTRIC CO.environmental violation2000EPA$5,000
Westinghouse Electic Companynuclear safety violation2010NRC$17,500
WESTINGHOUSE ELEC CO LLCenvironmental violation2012PA-ENV$8,250
Warren & Trumbull Railroadrailroad safety violation2012FRA$9,100
Warren & Trumbull Railroadrailroad safety violation2012FRA$5,850
Utah Railway Companyrailroad safety violation2013FRA$7,500
Utah Railway Companyrailroad safety violation2014FRA$9,750
Utah Railway Companyrailroad safety violation2005FRA$5,000
Utah Railway Companyrailroad safety violation2005FRA$5,000
UTAH RAILWAY COMPANYrailroad safety violation2017FRA$7,700
UTAH RAILWAY COMPANYrailroad safety violation2017FRA$7,700
Toledo, Peoria and Western Railwayrailroad safety violation2010FRA$7,820
Toledo, Peoria & Western Railway Corp.railroad safety violation2021FRA$7,410
THE BAY LINE RAILROAD, LLC.railroad safety violation2010FRA$5,600
Tazewell & Peoria Railroadrailroad safety violation2006FRA$5,000
Tazewell & Peoria Railroadrailroad safety violation2007FRA$7,500
Talleyrand Terminal Railroadrailroad safety violation2011FRA$6,500
Talleyrand Terminal Railroadrailroad safety violation2012FRA$5,000
Talleyrand Terminal Railroadrailroad safety violation2017FRA$7,400
Standard Life and Accident Insurance Companyinsurance violation2015NE-DOI$5,000
Standard Life & Accident Insurance Companyinsurance violation2016SD-INS$10,000
ST. LAWRENCE & ATLANTIC RAILROAD COMPANYrailroad safety violation2018FRA$5,400
South Carolina Central Railroadrailroad safety violation2009FRA$6,400
South Buffalo Railwayrailroad safety violation2013FRA$5,000
South Buffalo Railwayrailroad safety violation2001FRA$5,000
Shaw Sunland Fabricators, Inc.environmental violation2011LA-ENV$65,000
Shaw SSS Fabricators, Incenvironmental violation2004EPA$18,590
Shaw SSS Fabricatorsemployment discrimination2015OFCCP$210,000
Shaw Environmental Inc.product safety violation2012private lawsuit-federal$1,250,000
Shaw Environmental & Infrastructure, Inc.wage and hour violation2013WHD$7,916
SHAW ENVIRONMENTAL & INFRASTRUCTURE, INC.wage and hour violation2005WHD$357,286
SHAW ENVIRONMENTAL & INFRASTRUCTUREworkplace safety or health violation2007OSHA$5,000
Shaw Alloy Piping Products, LLCenvironmental violation2014LA-ENV$17,070
SHAW ALLOY PIPING PRODUCTS, INC.environmental violation2003LA-ENV$6,189
San Joaquin Valley Railroad Co.railroad safety violation2015FRA$6,900
San Joaquin Valley Railroad Co.railroad safety violation2016FRA$5,925
San Joaquin Valley Railroad Co.railroad safety violation2008FRA$6,500
San Joaquin Valley Railroad Co.railroad safety violation2003FRA$12,500
San Joaquin Valley Railroad Co.railroad safety violation2017FRA$6,100
San Joaquin Valley Railroad Co.railroad safety violation2017FRA$6,100
San Joaquin Valley Railroad Co.railroad safety violation2017FRA$15,000
San Joaquin Valley Railroad Co.railroad safety violation2017FRA$6,100
San Joaquin Valley Railroad Co.railroad safety violation2020FRA$6,545
San Joaquin Valley Railroadrailroad safety violation2009FRA$9,500
San Joaquin Valley Railroadrailroad safety violation2009FRA$14,000
San Joaquin Valley Railroadrailroad safety violation2009FRA$6,500
San Joaquin Valley Railroadrailroad safety violation2009FRA$17,500
San Joaquin Valley Railroadrailroad safety violation2009FRA$17,500
San Joaquin Valley Railroadrailroad safety violation2009FRA$11,000
San Joaquin Valley Railroadrailroad safety violation2009FRA$8,450
San Joaquin Valley Railroadrailroad safety violation2010FRA$11,050
San Joaquin Valley Railroadrailroad safety violation2010FRA$5,225
San Joaquin Valley Railroadrailroad safety violation2010FRA$5,125
San Joaquin Valley Railroadrailroad safety violation2012FRA$11,360
San Joaquin Valley Railroadrailroad safety violation2011FRA$7,200
San Joaquin Valley Railroadrailroad safety violation2012FRA$8,300
San Joaquin Valley Railroadrailroad safety violation2011FRA$5,000
San Joaquin Valley Railroadrailroad safety violation2013FRA$6,650
San Joaquin Valley Railroadrailroad safety violation2013FRA$5,250
RailAmerica Contract Switching Servicesrailroad safety violation2012FRA$10,000
Rail Link Incworkplace safety or health violation2002MSHA$22,500
Rail Link Incworkplace safety or health violation2002MSHA$22,500
Rail Linkrailroad safety violation2015FRA$8,000
Rail Linkrailroad safety violation2015FRA$7,000
Rail Linkrailroad safety violation2016FRA$9,000
Rail Linkrailroad safety violation2021FRA$15,210
Puget Sound and Pacific Railroadrailroad safety violation2011FRA$5,975
Puget Sound and Pacific Railroadrailroad safety violation2012FRA$20,000
Puget Sound and Pacific Railroadrailroad safety violation2012FRA$8,875
Puget Sound and Pacific Railroadrailroad safety violation2013FRA$6,650
Puget Sound and Pacific Railroadrailroad safety violation2013FRA$22,780
Puget Sound and Pacific Railroadrailroad safety violation2007FRA$7,150
Puget Sound and Pacific Railroadrailroad safety violation2007FRA$5,350
PUGET SOUND & PACIFIC RAILROADrailroad safety violation2015FRA$7,200
PUGET SOUND & PACIFIC RAILROADrailroad safety violation2015FRA$10,800
PUGET SOUND & PACIFIC RAILROADrailroad safety violation2015FRA$6,950
PUGET SOUND & PACIFIC RAILROADrailroad safety violation2015FRA$12,900
PUGET SOUND & PACIFIC RAILROADrailroad safety violation2009FRA$6,000
Providence and Worcester RR Companyrailroad safety violation2010FRA$32,500
Providence and Worcester RR Companyrailroad safety violation2009FRA$5,000
Providence and Worcester RR Companyrailroad safety violation2010FRA$5,800
Providence and Worcester RR Companyrailroad safety violation2010FRA$7,200
Providence and Worcester RR Companyrailroad safety violation2010FRA$5,300
Providence and Worcester RR Companyrailroad safety violation2010FRA$5,300
Providence and Worcester RR Companyrailroad safety violation2013FRA$7,600
Providence and Worcester RR Companyrailroad safety violation2012FRA$6,000
Providence and Worcester RR Companyrailroad safety violation2011FRA$6,375
Providence and Worcester RR Companyrailroad safety violation2011FRA$7,750
Providence and Worcester RR Companyrailroad safety violation2012FRA$7,000
PROVIDENCE AND WORCESTER RR COMPANYrailroad safety violation2015FRA$6,000
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.