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Violation Tracker Current Parent Company Summary
Current Parent Company Name: Brookfield Asset Management
Ownership Structure: publicly traded (ticker symbol BAM)
Headquartered in: Canada
Major Industry: diversified
Specific Industry: diversified
Penalty total since 2000: $74,102,474
Number of records: 439
| Top 5 Offense Groups (Groups Defined) | Penalty Total | Number of Records |
| environment-related offenses | $51,420,249 | 42 |
| employment-related offenses | $8,323,714 | 10 |
| consumer-protection-related offenses | $7,863,700 | 20 |
| safety-related offenses | $4,794,811 | 366 |
| competition-related offenses | $1,700,000 | 1 |
| Top 5 Primary Offense Types | Penalty Total | Number of Records |
| environmental violation | $51,420,249 | 42 |
| consumer protection violation | $6,890,000 | 4 |
| benefit plan administrator violation | $5,750,000 | 1 |
| railroad safety violation | $2,919,870 | 347 |
| labor relations violation | $1,982,106 | 4 |
Notes: Parent-subsidiary linkages are based on relationships current as of the latest revision listed in the
Update Log, which may vary from what was the case when a violation occurred. The penalty totals are adjusted to account for the fact that the individual entries below may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. The totals are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the list below.
Links: Subsidy Tracker data on financial assistance to this company by federal, state and local government agencies can be found
here.
Individual Penalty Records:
Click on the company or penalty amount for more information on each case.
Company  . | Primary Offense Type | Year | Agency | Penalty Amount |
| Arizona Eastern Railway | railroad safety violation | 2012 | FRA | $6,500 |
| Arizona Eastern Railway | railroad safety violation | 2012 | FRA | $12,675 |
| Arizona Eastern Railway | railroad safety violation | 2012 | FRA | $6,500 |
| Arizona Eastern Railway | railroad safety violation | 2012 | FRA | $7,500 |
| ARIZONA EASTERN RAILWAY | railroad safety violation | 2008 | FRA | $9,715 |
| ARIZONA EASTERN RAILWAY | railroad safety violation | 2008 | FRA | $6,700 |
| Arizona Eastern Railway | railroad safety violation | 2004 | FRA | $6,000 |
| Arizona Eastern Railway | railroad safety violation | 2005 | FRA | $12,000 |
| Arizona Eastern Railway | railroad safety violation | 2006 | FRA | $5,000 |
| Arizona Eastern Railway | railroad safety violation | 2004 | FRA | $6,000 |
| American Rail Dispatching Center | railroad safety violation | 2007 | FRA | $5,000 |
| AMERICAN NATIONAL PROPERTY AND CASUALTY COMPANY | insurance violation | 2021 | WA-INS | $5,000 |
| American National Property and Casualty Co. | insurance violation | 2017 | MN-FIN | $5,000 |
| American National Property and Casualty Co. | insurance violation | 2020 | OR-FIN | $20,000 |
| American National Property & Casualty Co. | insurance violation | 2005 | FL-OFR | $7,500 |
| American National Life Insurance Company of Texas | insurance violation | 2011 | MD-INS | $8,000 |
| American National Life Insurance Company of Texas | insurance violation | 2021 | MO-INS | $120,000 |
| American National Insurance Company | insurance violation | 2015 | ND-INS | $275,000 |
| American National Insurance Company | insurance violation | 2004 | MULTI-FIN | $250,000 |
| American National Insurance Company | insurance violation | 2021 | MO-INS | $120,000 |
| American National Insurance Company | insurance violation | 2021 | WA-INS | $5,000 |
| AMERICAN NATIONAL INSURANCE CO. et al. | insurance violation | 2002 | VA-INS | $103,200 |
| American National Insurance Co. | consumer protection violation | 2007 | TX-AG | $6,500,000 |
| American National Insurance Co. | insurance violation | 2017 | DE-INS | $8,000 |
| AMERICAN NATIONAL INSURANCE | insurance violation | 2006 | VA-INS | $22,000 |
| American National General Insurance Company | insurance violation | 2012 | WA-INS | $10,000 |
| ALABAMA & GULF COAST RAILWAY, LLC | environmental violation | 2020 | EPA | $2,075,000 |
| Alabama & Gulf Coast Railway LLC. | railroad safety violation | 2016 | FRA | $5,850 |
| Alabama & Gulf Coast Railway LLC. | railroad safety violation | 2016 | FRA | $7,410 |
| Alabama & Gulf Coast Railway LLC. | railroad safety violation | 2006 | FRA | $5,000 |
| Alabama & Gulf Coast Railway LLC. | railroad safety violation | 2008 | FRA | $6,250 |
| Alabama & Gulf Coast Railway Llc | railroad safety violation | 2021 | FRA | $7,600 |
| Alabama & Gulf Coast Railway Llc | railroad safety violation | 2021 | FRA | $5,700 |
| Alabama & Gulf Coast Railway | railroad safety violation | 2010 | FRA | $6,500 |
| Alabama & Gulf Coast Railway | railroad safety violation | 2011 | FRA | $7,050 |
| Alabama & Gulf Coast Railway | railroad safety violation | 2012 | FRA | $5,225 |
| Alabama & Gulf Coast Railway | railroad safety violation | 2012 | FRA | $5,325 |
| Alabama & Gulf Coast Railway | railroad safety violation | 2013 | FRA | $10,200 |
| Alabama & Gulf Coast Railway | railroad safety violation | 2014 | FRA | $10,500 |
