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Violation Tracker Current Parent Company Summary

Current Parent Company Name: Brookfield Asset Management
Ownership Structure: publicly traded (ticker symbol BAM)
Headquartered in: Canada
Major Industry: diversified
Specific Industry: diversified
Penalty total since 2000: $73,651,917
Number of records: 433
Top 5 Offense Groups (Groups Defined)Penalty TotalNumber of Records
environment-related offenses$51,408,24941
employment-related offenses$8,314,3109
consumer-protection-related offenses$7,473,70017
safety-related offenses$4,755,658365
competition-related offenses$1,700,0001
Top 5 Primary Offense TypesPenalty TotalNumber of Records
environmental violation$51,408,24941
consumer protection violation$6,500,0001
benefit plan administrator violation$5,750,0001
railroad safety violation$2,919,870347
labor relations violation$1,982,1064
Notes: Parent-subsidiary linkages are based on relationships current as of the latest revision listed in the Update Log, which may vary from what was the case when a violation occurred. The penalty totals are adjusted to account for the fact that the individual entries below may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. The totals are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the list below.

Links: Subsidy Tracker data on financial assistance to this company by federal, state and local government agencies can be found here.

Individual Penalty Records:

Click on the company or penalty amount for more information on each case.

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CompanyPrimary Offense TypeYearAgencyPenalty Amount sort icon .
American National Property & Casualty Co.insurance violation2005FL-OFR$7,500
Johnson Controls Battery Group, Inc.environmental violation2017SC-ENV$7,500
GENERAL GROWTH PROPERTIESworkplace safety or health violation2005OSHA$7,500
Alabama & Gulf Coast Railway LLC.railroad safety violation2016FRA$7,410
MISSOURI & NORTHERN ARKANSAS RAILROADrailroad safety violation2016FRA$7,410
NEW ENGLAND CENTRAL RAILROADrailroad safety violation2016FRA$7,410
PORTLAND AND WESTERN RAILROAD INC.railroad safety violation2018FRA$7,410
Toledo, Peoria & Western Railway Corp.railroad safety violation2021FRA$7,410
Columbus & Greenville Railwayrailroad safety violation2015FRA$7,400
California Northern Railroad Co.railroad safety violation2015FRA$7,400
California Northern Railroad Co.railroad safety violation2015FRA$7,400
Portland and Western Railroadrailroad safety violation2007FRA$7,400
Talleyrand Terminal Railroadrailroad safety violation2017FRA$7,400
Central Oregon & Pacific Railroad Inc.railroad safety violation2002FRA$7,350
CENTRAL OREGON & PACIFIC RAILROADrailroad safety violation2009FRA$7,300
Providence and Worcester RR Companyrailroad safety violation2010FRA$7,200
San Joaquin Valley Railroadrailroad safety violation2011FRA$7,200
PUGET SOUND & PACIFIC RAILROADrailroad safety violation2015FRA$7,200
BUFFALO & PITTSBURGH RAILROAD, INC.railroad safety violation2017FRA$7,200
Puget Sound and Pacific Railroadrailroad safety violation2007FRA$7,150
Pittsburgh & Ohio Central Railroadrailroad safety violation2013FRA$7,100
PROVIDENCE AND WORCESTER RR COMPANYrailroad safety violation2015FRA$7,100
Alabama & Gulf Coast Railwayrailroad safety violation2011FRA$7,050
Central Oregon & Pacific Railroad Inc.railroad safety violation2006FRA$7,050
Johnson Controls Battery Group, Inc.Family and Medical Leave Act2016WHD$7,002
Buffalo & Pittsburgh Railroadrailroad safety violation2011FRA$7,000
Dallas, Garland and Northeastern Railroadrailroad safety violation2014FRA$7,000
Kiamichi Railroad Companyrailroad safety violation2012FRA$7,000
Louisiana & Delta Railroadrailroad safety violation2010FRA$7,000
Missouri & Northern Arkansas Railroadrailroad safety violation2010FRA$7,000
Portland and Western Railroadrailroad safety violation2014FRA$7,000
Providence and Worcester RR Companyrailroad safety violation2012FRA$7,000
Rail Linkrailroad safety violation2015FRA$7,000
PROVIDENCE AND WORCESTER RR COMPANYrailroad safety violation2017FRA$7,000
CENTRAL OREGON & PACIFIC RAILROAD, INCrailroad safety violation2018FRA$7,000
FOREST CITY RATNER COMPANIES DBA FIRST NY PARTNERSworkplace safety or health violation2010OSHA$7,000
BROOKFIELD RENEWABLE SERVICES MAINE LLCworkplace safety or health violation2014OSHA$7,000
JOHNSON CONTROLS BATTERY GROUP, INC.workplace safety or health violation2016OSHA$7,000
PUGET SOUND & PACIFIC RAILROADrailroad safety violation2015FRA$6,950
San Joaquin Valley Railroad Co.railroad safety violation2015FRA$6,900
Central Oregon & Pacific Railroad Inc.railroad safety violation2006FRA$6,800
Meridian & Bigbee Railroadrailroad safety violation2006FRA$6,750
Huron & Eastern Railwayrailroad safety violation2011FRA$6,700
New England Central Railroadrailroad safety violation2012FRA$6,700
MISSOURI & NORTHERN ARKANSAS RAILROADrailroad safety violation2009FRA$6,700
ARIZONA EASTERN RAILWAYrailroad safety violation2008FRA$6,700
PROVIDENCE AND WORCESTER RR COMPANYrailroad safety violation2017FRA$6,700
Buffalo & Pittsburgh Railroadrailroad safety violation2013FRA$6,650
Buffalo & Pittsburgh Railroadrailroad safety violation2013FRA$6,650
Corpus Christi Terminal Railroadrailroad safety violation2013FRA$6,650
Missouri & Northern Arkansas Railroadrailroad safety violation2013FRA$6,650
Puget Sound and Pacific Railroadrailroad safety violation2013FRA$6,650
San Joaquin Valley Railroadrailroad safety violation2013FRA$6,650
Kiamichi Railroad Companyrailroad safety violation2011FRA$6,600
MISSOURI & NORTHERN ARKANSAS RAILROADrailroad safety violation2009FRA$6,600
Clarios, LLCenvironmental violation2021SC-ENV$6,600
San Joaquin Valley Railroad Co.railroad safety violation2020FRA$6,545
Alabama & Gulf Coast Railwayrailroad safety violation2010FRA$6,500
Arizona Eastern Railwayrailroad safety violation2011FRA$6,500
Arizona Eastern Railwayrailroad safety violation2012FRA$6,500
Arizona Eastern Railwayrailroad safety violation2012FRA$6,500
Arizona Eastern Railwayrailroad safety violation2012FRA$6,500
San Joaquin Valley Railroadrailroad safety violation2009FRA$6,500
Talleyrand Terminal Railroadrailroad safety violation2011FRA$6,500
NEW ENGLAND CENTRAL RAILROADrailroad safety violation2009FRA$6,500
PROVIDENCE AND WORCESTER RR COMPANYrailroad safety violation2008FRA$6,500
Central Oregon & Pacific Railroad Inc.railroad safety violation2006FRA$6,500
New England Central Railroadrailroad safety violation2007FRA$6,500
San Joaquin Valley Railroad Co.railroad safety violation2008FRA$6,500
PROVIDENCE AND WORCESTER RR COMPANYrailroad safety violation2017FRA$6,500
Kiamichi Railroad Companyrailroad safety violation2014FRA$6,400
Mid-Michigan Railroadrailroad safety violation2011FRA$6,400
South Carolina Central Railroadrailroad safety violation2009FRA$6,400
Buffalo & Pittsburgh Railroad, Inc.railroad safety violation2021FRA$6,400
Providence and Worcester RR Companyrailroad safety violation2011FRA$6,375
Missouri & Northern Arkansas Railroadrailroad safety violation2010FRA$6,350
California Northern Railroadrailroad safety violation2013FRA$6,300
California Northern Railroad Co.railroad safety violation2015FRA$6,300
California Northern Railroad Co.railroad safety violation2015FRA$6,300
Alabama & Gulf Coast Railway LLC.railroad safety violation2008FRA$6,250
New England Central Railroadrailroad safety violation2002FRA$6,250
New England Central Railroadrailroad safety violation2010FRA$6,200
SHAW ALLOY PIPING PRODUCTS, INC.environmental violation2003LA-ENV$6,189
ARKANSAS MIDLAND RAILROADrailroad safety violation2017FRA$6,100
Dallas, Garland and Northeastern Railroad, Inc.railroad safety violation2017FRA$6,100
MISSOURI & NORTHERN ARKANSAS RAILROAD CO., INC.railroad safety violation2017FRA$6,100
PORTLAND AND WESTERN RAILROAD INC.railroad safety violation2017FRA$6,100
PORTLAND AND WESTERN RAILROAD INC.railroad safety violation2017FRA$6,100
San Joaquin Valley Railroad Co.railroad safety violation2017FRA$6,100
San Joaquin Valley Railroad Co.railroad safety violation2017FRA$6,100
San Joaquin Valley Railroad Co.railroad safety violation2017FRA$6,100
Buffalo & Pittsburgh Railroadrailroad safety violation2011FRA$6,000
Portland and Western Railroadrailroad safety violation2012FRA$6,000
Providence and Worcester RR Companyrailroad safety violation2012FRA$6,000
PROVIDENCE AND WORCESTER RR COMPANYrailroad safety violation2015FRA$6,000
PUGET SOUND & PACIFIC RAILROADrailroad safety violation2009FRA$6,000
CENTRAL OREGON & PACIFIC RAILROADrailroad safety violation2009FRA$6,000
INDIANA & OHIO CENTRAL RAILROAD, INC.railroad safety violation2009FRA$6,000
INDIANA & OHIO CENTRAL RAILROAD, INC.railroad safety violation2009FRA$6,000
INDIANA & OHIO CENTRAL RAILROAD, INC.railroad safety violation2009FRA$6,000
INDIANA & OHIO CENTRAL RAILROAD, INC.railroad safety violation2008FRA$6,000
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.