Basic Search  |  Summaries  |  Advanced Search

Violation Tracker Current Parent Company Summary

Current Parent Company Name: Brookfield Asset Management
Ownership Structure: publicly traded (ticker symbol BAM)
Headquartered in: Canada
Major Industry: diversified
Specific Industry: diversified
Penalty total since 2000: $74,102,474
Number of records: 439
Top 5 Offense Groups (Groups Defined)Penalty TotalNumber of Records
environment-related offenses$51,420,24942
employment-related offenses$8,323,71410
consumer-protection-related offenses$7,863,70020
safety-related offenses$4,794,811366
competition-related offenses$1,700,0001
Top 5 Primary Offense TypesPenalty TotalNumber of Records
environmental violation$51,420,24942
consumer protection violation$6,890,0004
benefit plan administrator violation$5,750,0001
railroad safety violation$2,919,870347
labor relations violation$1,982,1064
Notes: Parent-subsidiary linkages are based on relationships current as of the latest revision listed in the Update Log, which may vary from what was the case when a violation occurred. The penalty totals are adjusted to account for the fact that the individual entries below may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. The totals are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the list below.

Links: Subsidy Tracker data on financial assistance to this company by federal, state and local government agencies can be found here.

Individual Penalty Records:

Click on the company or penalty amount for more information on each case.

Download results as CSV or XML or Save your search (Click here for information on download subscriptions)
CompanyPrimary Offense TypeYear sort icon . AgencyPenalty Amount
South Carolina Central Railroadrailroad safety violation2009FRA$6,400
San Joaquin Valley Railroadrailroad safety violation2009FRA$9,500
San Joaquin Valley Railroadrailroad safety violation2009FRA$14,000
San Joaquin Valley Railroadrailroad safety violation2009FRA$6,500
San Joaquin Valley Railroadrailroad safety violation2009FRA$17,500
San Joaquin Valley Railroadrailroad safety violation2009FRA$17,500
San Joaquin Valley Railroadrailroad safety violation2009FRA$11,000
San Joaquin Valley Railroadrailroad safety violation2009FRA$8,450
NEW ENGLAND CENTRAL RAILROADrailroad safety violation2009FRA$6,500
INDIANA & OHIO CENTRAL RAILROAD, INC.railroad safety violation2009FRA$12,200
INDIANA & OHIO CENTRAL RAILROAD, INC.railroad safety violation2009FRA$5,700
MISSOURI & NORTHERN ARKANSAS RAILROADrailroad safety violation2009FRA$6,700
CENTRAL OREGON & PACIFIC RAILROADrailroad safety violation2009FRA$7,500
CENTRAL OREGON & PACIFIC RAILROADrailroad safety violation2009FRA$5,000
CENTRAL OREGON & PACIFIC RAILROADrailroad safety violation2009FRA$7,300
Dallas, Garland and Northeastern Railroad, Inc.railroad safety violation2009FRA$10,350
MISSOURI & NORTHERN ARKANSAS RAILROADrailroad safety violation2009FRA$5,400
MISSOURI & NORTHERN ARKANSAS RAILROADrailroad safety violation2009FRA$12,500
MISSOURI & NORTHERN ARKANSAS RAILROADrailroad safety violation2009FRA$13,700
PUGET SOUND & PACIFIC RAILROADrailroad safety violation2009FRA$6,000
CENTRAL OREGON & PACIFIC RAILROADrailroad safety violation2009FRA$6,000
CENTRAL OREGON & PACIFIC RAILROADrailroad safety violation2009FRA$5,000
INDIANA & OHIO CENTRAL RAILROAD, INC.railroad safety violation2009FRA$6,000
INDIANA & OHIO CENTRAL RAILROAD, INC.railroad safety violation2009FRA$6,000
Ohio Central Railroad, Inc.railroad safety violation2009FRA$5,500
CENTRAL OREGON & PACIFIC RAILROADrailroad safety violation2009FRA$5,750
MISSOURI & NORTHERN ARKANSAS RAILROADrailroad safety violation2009FRA$5,300
MISSOURI & NORTHERN ARKANSAS RAILROADrailroad safety violation2009FRA$6,600
PITTSBURGH & OHIO CENTRAL RAILROAD COMPANYrailroad safety violation2009FRA$10,480
JOHNSON CONTROLS BATTERY GROUP, INC.railroad safety violation2009FRA$10,500
INDIANA & OHIO CENTRAL RAILROAD, INC.railroad safety violation2009FRA$6,000
INDIANA & OHIO CENTRAL RAILROAD, INC.railroad safety violation2009FRA$5,000
PORTLAND AND WESTERN RAILROAD INC.railroad safety violation2008FRA$7,590
PROVIDENCE AND WORCESTER RR COMPANYrailroad safety violation2008FRA$6,500
ARIZONA EASTERN RAILWAYrailroad safety violation2008FRA$9,715
ARIZONA EASTERN RAILWAYrailroad safety violation2008FRA$6,700
ILLINOIS & MIDLAND RAILROAD, INC.railroad safety violation2008FRA$10,000
INDIANA & OHIO CENTRAL RAILROAD, INC.railroad safety violation2008FRA$6,000
Alabama & Gulf Coast Railway LLC.railroad safety violation2008FRA$6,250
Bay Line Railroadrailroad safety violation2008FRA$9,375
Central Oregon & Pacific Railroad Inc.railroad safety violation2008FRA$6,000
Indiana & Ohio Railwayrailroad safety violation2008FRA$18,250
Kyle Railroad Companyrailroad safety violation2008FRA$35,000
North Carolina & Virginia Railroadrailroad safety violation2008FRA$5,000
Portland and Western Railroadrailroad safety violation2008FRA$10,000
San Joaquin Valley Railroad Co.railroad safety violation2008FRA$6,500
Forest City Residential Management, inc.environmental violation2008EPA$57,700
Buffalo & Pittsburgh Railroadrailroad safety violation2007FRA$27,650
Huron & Eastern Railwayrailroad safety violation2007FRA$7,500
KWT Railway Inc.railroad safety violation2007FRA$8,000
Meridian & Bigbee Railroadrailroad safety violation2007FRA$5,000
Meridian & Bigbee Railroadrailroad safety violation2007FRA$5,000
Missouri & Northern Arkansas Railroadrailroad safety violation2007FRA$5,600
Missouri & Northern Arkansas Railroadrailroad safety violation2007FRA$15,000
Missouri & Northern Arkansas Railroadrailroad safety violation2007FRA$9,000
New England Central Railroadrailroad safety violation2007FRA$6,500
Portland and Western Railroadrailroad safety violation2007FRA$5,000
Portland and Western Railroadrailroad safety violation2007FRA$7,400
Portland and Western Railroadrailroad safety violation2007FRA$16,000
Portland and Western Railroadrailroad safety violation2007FRA$5,000
Puget Sound and Pacific Railroadrailroad safety violation2007FRA$7,150
Puget Sound and Pacific Railroadrailroad safety violation2007FRA$5,350
Tazewell & Peoria Railroadrailroad safety violation2007FRA$7,500
American Rail Dispatching Centerrailroad safety violation2007FRA$5,000
American National Insurance Co.consumer protection violation2007TX-AG$6,500,000
JOHNSON CONTROLS BATTERY GROUP INCenvironmental violation2007NJ-ENV$15,000
JOHNSON CONTROLS BATTERY GROUP, INC.environmental violation2007OR-ENV$11,000
SHAW ENVIRONMENTAL & INFRASTRUCTUREworkplace safety or health violation2007OSHA$5,000
JOHNSON CONTROLS BATTERY GROUP, INC.environmental violation2007EPA$291,000
Alabama & Gulf Coast Railway LLC.railroad safety violation2006FRA$5,000
Arizona Eastern Railwayrailroad safety violation2006FRA$5,000
Central Oregon & Pacific Railroad Inc.railroad safety violation2006FRA$5,250
Central Oregon & Pacific Railroad Inc.railroad safety violation2006FRA$13,000
Central Oregon & Pacific Railroad Inc.railroad safety violation2006FRA$7,050
Central Oregon & Pacific Railroad Inc.railroad safety violation2006FRA$7,500
Central Oregon & Pacific Railroad Inc.railroad safety violation2006FRA$7,750
Central Oregon & Pacific Railroad Inc.railroad safety violation2006FRA$13,800
Central Oregon & Pacific Railroad Inc.railroad safety violation2006FRA$15,000
Central Oregon & Pacific Railroad Inc.railroad safety violation2006FRA$6,800
Central Oregon & Pacific Railroad Inc.railroad safety violation2006FRA$6,500
Indiana & Ohio Railwayrailroad safety violation2006FRA$50,000
Meridian & Bigbee Railroadrailroad safety violation2006FRA$6,750
Meridian & Bigbee Railroadrailroad safety violation2006FRA$12,000
Meridian & Bigbee Railroadrailroad safety violation2006FRA$8,000
Providence and Worcester Railroad Companyrailroad safety violation2006FRA$8,750
Providence and Worcester Railroad Companyrailroad safety violation2006FRA$9,440
Tazewell & Peoria Railroadrailroad safety violation2006FRA$5,000
AMERICAN NATIONAL INSURANCEinsurance violation2006VA-INS$22,000
Johnson Controls Battery Group, Inc.environmental violation2006CA-DTSC$55,601
Westinghouse Electric Companynuclear safety violation2005NRC$16,250
SHAW ENVIRONMENTAL & INFRASTRUCTURE, INC.wage and hour violation2005WHD$357,286
Arizona Eastern Railwayrailroad safety violation2005FRA$12,000
Ohio Central Railroadrailroad safety violation2005FRA$10,900
Portland and Western Railroadrailroad safety violation2005FRA$7,500
Utah Railway Companyrailroad safety violation2005FRA$5,000
Utah Railway Companyrailroad safety violation2005FRA$5,000
American National Property & Casualty Co.insurance violation2005FL-OFR$7,500
CENTRAL OREGON & PACIFIC RAILROAD, INC.environmental violation2005OR-ENV$23,900
GENERAL GROWTH PROPERTIESworkplace safety or health violation2005OSHA$7,500
Westinghouse Electric Companynuclear safety violation2004NRC$24,000
Arizona Eastern Railwayrailroad safety violation2004FRA$6,000
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.