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Violation Tracker Current Parent Company Summary

Current Parent Company Name: Brookfield Asset Management
Ownership Structure: publicly traded (ticker symbol BAM)
Headquartered in: Canada
Major Industry: diversified
Specific Industry: diversified
Penalty total since 2000: $74,102,474
Number of records: 439
Top 5 Offense Groups (Groups Defined)Penalty TotalNumber of Records
environment-related offenses$51,420,24942
employment-related offenses$8,323,71410
consumer-protection-related offenses$7,863,70020
safety-related offenses$4,794,811366
competition-related offenses$1,700,0001
Top 5 Primary Offense TypesPenalty TotalNumber of Records
environmental violation$51,420,24942
consumer protection violation$6,890,0004
benefit plan administrator violation$5,750,0001
railroad safety violation$2,919,870347
labor relations violation$1,982,1064
Notes: Parent-subsidiary linkages are based on relationships current as of the latest revision listed in the Update Log, which may vary from what was the case when a violation occurred. The penalty totals are adjusted to account for the fact that the individual entries below may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. The totals are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the list below.

Links: Subsidy Tracker data on financial assistance to this company by federal, state and local government agencies can be found here.

Individual Penalty Records:

Click on the company or penalty amount for more information on each case.

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CompanyPrimary Offense Type sort icon . YearAgencyPenalty Amount
PROVIDENCE AND WORCESTER RR COMPANYrailroad safety violation2017FRA$5,600
PROVIDENCE AND WORCESTER RR COMPANYrailroad safety violation2017FRA$7,000
PROVIDENCE AND WORCESTER RR COMPANYrailroad safety violation2017FRA$6,700
PROVIDENCE AND WORCESTER RR COMPANYrailroad safety violation2017FRA$6,500
PROVIDENCE AND WORCESTER RR COMPANYrailroad safety violation2017FRA$10,500
ARKANSAS MIDLAND RAILROADrailroad safety violation2017FRA$6,100
BUFFALO & PITTSBURGH RAILROAD, INC.railroad safety violation2017FRA$7,200
CENTRAL OREGON & PACIFIC RAILROAD, INC.railroad safety violation2017FRA$8,000
Dallas, Garland and Northeastern Railroad, Inc.railroad safety violation2017FRA$10,000
Dallas, Garland and Northeastern Railroad, Inc.railroad safety violation2017FRA$6,100
FIRST COAST RAILROAD, INC.railroad safety violation2017FRA$8,250
MISSOURI & NORTHERN ARKANSAS RAILROAD CO., INC.railroad safety violation2017FRA$6,100
PORTLAND AND WESTERN RAILROAD INC.railroad safety violation2017FRA$6,100
PORTLAND AND WESTERN RAILROAD INC.railroad safety violation2017FRA$6,100
PORTLAND AND WESTERN RAILROAD INC.railroad safety violation2017FRA$5,000
PROVIDENCE AND WORCESTER RR COMPANYrailroad safety violation2017FRA$12,500
PROVIDENCE AND WORCESTER RR COMPANYrailroad safety violation2017FRA$10,000
San Joaquin Valley Railroad Co.railroad safety violation2017FRA$6,100
San Joaquin Valley Railroad Co.railroad safety violation2017FRA$6,100
San Joaquin Valley Railroad Co.railroad safety violation2017FRA$15,000
San Joaquin Valley Railroad Co.railroad safety violation2017FRA$6,100
Talleyrand Terminal Railroadrailroad safety violation2017FRA$7,400
UTAH RAILWAY COMPANYrailroad safety violation2017FRA$7,700
UTAH RAILWAY COMPANYrailroad safety violation2017FRA$7,700
Columbus & Greenville Railwayrailroad safety violation2018FRA$7,600
CENTRAL OREGON & PACIFIC RAILROAD, INCrailroad safety violation2018FRA$7,000
INDIANA & OHIO RAILWAY COMPANYrailroad safety violation2018FRA$5,700
INDIANA & OHIO RAILWAY COMPANYrailroad safety violation2018FRA$5,700
Meridian and Bigbee Railroad, LLCrailroad safety violation2018FRA$7,600
Meridian and Bigbee Railroad, LLCrailroad safety violation2018FRA$12,300
PORTLAND AND WESTERN RAILROAD INC.railroad safety violation2018FRA$7,410
PORTLAND AND WESTERN RAILROAD INC.railroad safety violation2018FRA$5,700
PORTLAND AND WESTERN RAILROAD INC.railroad safety violation2018FRA$5,700
PROVIDENCE AND WORCESTER RR COMPANYrailroad safety violation2018FRA$55,310
PROVIDENCE AND WORCESTER RR COMPANYrailroad safety violation2018FRA$5,700
ST. LAWRENCE & ATLANTIC RAILROAD COMPANYrailroad safety violation2018FRA$5,400
Dallas, Garland And Northeastern Railroad, Inc.railroad safety violation2020FRA$5,775
Dallas, Garland And Northeastern Railroad, Inc.railroad safety violation2020FRA$5,775
Dallas, Garland And Northeastern Railroad, Inc.railroad safety violation2020FRA$5,775
Eastern Alabama Railway, LLCrailroad safety violation2020FRA$5,475
Kiamichi Railroad Co., LLCrailroad safety violation2020FRA$5,775
Meridian And Bigbee Railroad, LLCrailroad safety violation2020FRA$7,750
Meridian And Bigbee Railroad, LLCrailroad safety violation2020FRA$5,775
Providence And Worcester RR Companyrailroad safety violation2020FRA$5,775
Providence And Worcester RR Companyrailroad safety violation2020FRA$5,775
Providence And Worcester RR Companyrailroad safety violation2020FRA$7,600
San Joaquin Valley Railroad Co.railroad safety violation2020FRA$6,545
Dallas, Garland And Northeastern Railroad, Inc.railroad safety violation2020FRA$11,550
Alabama & Gulf Coast Railway Llcrailroad safety violation2021FRA$7,600
Alabama & Gulf Coast Railway Llcrailroad safety violation2021FRA$5,700
Arkansas Midland Railroadrailroad safety violation2021FRA$6,000
Arkansas Midland Railroadrailroad safety violation2021FRA$12,000
Arkansas Louisiana & Mississippi Railroadrailroad safety violation2021FRA$15,000
Bay Line Railroadrailroad safety violation2021FRA$8,550
Bay Line Railroadrailroad safety violation2021FRA$8,550
Buffalo & Pittsburgh Railroad, Inc.railroad safety violation2021FRA$6,400
Columbus & Greenville Railwayrailroad safety violation2021FRA$6,000
Dallas, Garland and Northeastern Railroad, Inc.railroad safety violation2021FRA$6,000
Indiana & Ohio Railway Companyrailroad safety violation2021FRA$5,700
Kiamichi Railroad Co., LLCrailroad safety violation2021FRA$5,625
Kiamichi Railroad Co., LLCrailroad safety violation2021FRA$5,625
Providence and Worcester RR Companyrailroad safety violation2021FRA$5,850
Toledo, Peoria & Western Railway Corp.railroad safety violation2021FRA$7,410
Rail Linkrailroad safety violation2021FRA$15,210
Dallas, Garland and Northeastern Railroad, Inc.railroad safety violation2020FRA$11,550
Shaw Environmental Inc.product safety violation2012private lawsuit-federal$1,250,000
Westinghouse Electic Companynuclear safety violation2010NRC$17,500
Westinghouse Electric Companynuclear safety violation2005NRC$16,250
Westinghouse Electric Companynuclear safety violation2004NRC$24,000
Johnson Controls Battery Group, Inc., a subsidiary of Johnson Controls, Inc.labor relations violation2016NLRB$65,106
Westinghouse Electric Company, Energy Centerlabor relations violation2010NLRB$80,000
Westinghouse Electric Company LLClabor relations violation2000NLRB$207,000
Westinghouse Electric Corp., Science & Technology Centerlabor relations violation2000NLRB$1,630,000
American National Insurance Co.insurance violation2017DE-INS$8,000
American National Property & Casualty Co.insurance violation2005FL-OFR$7,500
American National Life Insurance Company of Texasinsurance violation2011MD-INS$8,000
American National Property and Casualty Co.insurance violation2017MN-FIN$5,000
American National Insurance Companyinsurance violation2015ND-INS$275,000
Standard Life and Accident Insurance Companyinsurance violation2015NE-DOI$5,000
Standard Life & Accident Insurance Companyinsurance violation2016SD-INS$10,000
AMERICAN NATIONAL INSURANCE CO. et al.insurance violation2002VA-INS$103,200
AMERICAN NATIONAL INSURANCEinsurance violation2006VA-INS$22,000
American National General Insurance Companyinsurance violation2012WA-INS$10,000
American National Insurance Companyinsurance violation2004MULTI-FIN$250,000
American National Property and Casualty Co.insurance violation2020OR-FIN$20,000
AMERICAN NATIONAL PROPERTY AND CASUALTY COMPANYinsurance violation2021WA-INS$5,000
American National Insurance Companyinsurance violation2021MO-INS$120,000
American National Life Insurance Company of Texasinsurance violation2021MO-INS$120,000
American National Insurance Companyinsurance violation2021WA-INS$5,000
Johnson Controls Battery Group, Inc.Family and Medical Leave Act2016WHD$7,002
Central Oregon and Pacific Railroadenvironmental violation2010EPA$272,900
Westinghouse Electric Corp.environmental violation2000PA-ENV$3,300,000
WESTINGHOUSE ELEC CO LLCenvironmental violation2012PA-ENV$8,250
BUFFALO & PGH RR INCenvironmental violation2014PA-ENV$5,000
BUFFALO & PGH RR INCenvironmental violation2013PA-ENV$6,000
WESTINGHOUSE ELECTRIC COMPANY LLCenvironmental violation2013PA-ENV$73,000
OHIO CENTRAL RAILROADenvironmental violation2013PA-ENV$30,000
Johnson Controls Battery Group, Inc.environmental violation2006CA-DTSC$55,601
Johnson Controls Battery Group, Inc.environmental violation2019DE-ENV$15,658
Shaw Alloy Piping Products, LLCenvironmental violation2014LA-ENV$17,070
Shaw Sunland Fabricators, Inc.environmental violation2011LA-ENV$65,000
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.