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Violation Tracker Current Parent Company Summary

Current Parent Company Name: Brookfield Corporation
Ownership Structure: publicly traded (ticker symbol BN)
Headquartered in: Canada
Major Industry: diversified
Specific Industry: diversified
Penalty total since 2000: $92,071,997
Number of records: 502
Top 5 Offense Groups (Groups Defined)Penalty TotalNumber of Records
environment-related offenses$54,405,34753
consumer-protection-related offenses$21,980,26524
employment-related offenses$8,356,20413
safety-related offenses$5,184,480409
competition-related offenses$1,700,0001
Top 5 Primary Offense TypesPenalty TotalNumber of Records
air pollution violation$45,853,31810
consumer protection violation$20,943,0656
benefit plan administrator violation$5,750,0001
water pollution violation$5,658,8465
railroad safety violation$3,123,190376
Notes: Parent-subsidiary linkages are based on relationships current as of the latest revision listed in the Update Log, which may vary from what was the case when a violation occurred. The penalty totals are adjusted to account for the fact that the individual entries below may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. The totals are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the list below.

Links: Subsidy Tracker data on financial assistance to this company by federal, state and local government agencies can be found here.

Individual Penalty Records:

Click on the company or penalty amount for more information on each case.

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CompanyPrimary Offense TypeYearAgency sort iconPenalty Amount
Johnson Controls Battery Group, Inc.Family and Medical Leave Act2016WHD$7,002
Shaw Environmental & Infrastructure, Inc.wage and hour violation2013WHD$7,916
HomeServe USA, Corp.wage and hour violation2012WHD$9,404
QS Retail Inc.wage and hour violation2008WHD$10,065
QS Retail, Inc dba: Quiksilver Factory Storewage and hour violation2008WHD$15,345
SHAW ENVIRONMENTAL & INFRASTRUCTURE, INC.wage and hour violation2005WHD$357,286
American National General Insurance Companyinsurance violation2012WA-INS$10,000
AMERICAN NATIONAL PROPERTY AND CASUALTY COMPANYinsurance violation2021WA-INS$5,000
American National Insurance Companyinsurance violation2021WA-INS$5,000
AMERICAN NATIONAL INSURANCE CO. et al.insurance violation2002VA-INS$103,200
AMERICAN NATIONAL INSURANCEinsurance violation2006VA-INS$22,000
American National Insurance Co.consumer protection violation2007TX-AG$6,500,000
Oaktree Capital Management, LLCinvestor protection violation2005SEC$345,701
Oaktree Capital Management, L.P.investor protection violation2018SEC$100,000
Standard Life & Accident Insurance Companyinsurance violation2016SD-INS$10,000
Johnson Controls Battery Group, Inc.hazardous waste violation2018SC-ENV$38,000
Johnson Controls Battery Group, Inc.air pollution violation2018SC-ENV$8,500
Johnson Controls Battery Group, Inc.air pollution violation2017SC-ENV$7,500
Johnson Controls Battery Group, Inc.hazardous waste violation2017SC-ENV$10,000
Johnson Controls Battery Group, Inc.hazardous waste violation2016SC-ENV$35,000
Johnson Controls Battery Group, Inc.air pollution violation2015SC-ENV$250,000
Johnson Controls Battery Grouphazardous waste violation2015SC-ENV$15,000
Johnson Controls Battery Group, Inc.hazardous waste violation2014SC-ENV$7,700
Clarios, LLCenvironmental violation2021SC-ENV$6,600
Clarios, LLCenvironmental violation2022SC-ENV$12,000
Sprague Operating Resources LLCenvironmental violation2019RI-ENV$22,500
Sprague Operating Resources LLCenvironmental violation2021RI-ENV$15,000
Sprague Operating Resources LLCenvironmental violation2022RI-ENV$20,000
Westinghouse Electric Corp.water pollution violation2000PA-ENV$3,300,000
WESTINGHOUSE ELEC CO LLCenvironmental violation2012PA-ENV$8,250
BUFFALO & PGH RR INCenvironmental violation2014PA-ENV$5,000
BUFFALO & PGH RR INCenvironmental violation2013PA-ENV$6,000
WESTINGHOUSE ELECTRIC COMPANY LLCenvironmental violation2013PA-ENV$73,000
OHIO CENTRAL RAILROADenvironmental violation2013PA-ENV$30,000
SHAW ENVIRONMENTAL & INFRASTRUCTUREworkplace safety or health violation2007OSHA$5,000
GENERAL GROWTH PROPERTIESworkplace safety or health violation2005OSHA$7,500
PORTS AMERICAworkplace safety or health violation2009OSHA$19,125
PORTS AMERICAworkplace safety or health violation2010OSHA$7,000
JOHNSON CONTROLS BATTERY GROUP, INC.workplace safety or health violation2010OSHA$183,600
JOHNSON CONTROLS BATTERY GROUP, INC.workplace safety or health violation2010OSHA$91,400
FOREST CITY RATNER COMPANIES DBA FIRST NY PARTNERSworkplace safety or health violation2010OSHA$7,000
PORTS AMERICAworkplace safety or health violation2012OSHA$10,000
WESTINGHOUSE ELECTRIC COMPANY, LLCworkplace safety or health violation2011OSHA$31,500
JOHNSON CONTROLS BATTERY GROUP, INC.workplace safety or health violation2011OSHA$115,000
PORTS AMERICAworkplace safety or health violation2011OSHA$9,000
PORTS AMERICA TAMPA, LLCworkplace safety or health violation2012OSHA$10,000
PORTS AMERICA CHESAPEAKE, LLCworkplace safety or health violation2012OSHA$7,000
BROOKFIELD RENEWABLE SERVICES MAINE LLCworkplace safety or health violation2014OSHA$7,000
JOHNSON CONTROLS BATTERY GROUP INCworkplace safety or health violation2016OSHA$5,000
JOHNSON CONTROLS BATTERY GROUP, INC.workplace safety or health violation2016OSHA$7,000
PORTS AMERICA, INC.workplace safety or health violation2016OSHA$8,762
PORTS AMERICA CHESAPEAKE, LLC.workplace safety or health violation2017OSHA$6,111
PORTS AMERICA CHESAPEAKE, LLC.workplace safety or health violation2018OSHA$6,000
CLARIOSworkplace safety or health violation2019OSHA$10,608
CLARIOS, LLCworkplace safety or health violation2022OSHA$39,153
PORTS AMERICA FLORIDA INC.workplace safety or health violation2022OSHA$14,063
PORTS AMERICA CHESAPEAKE, LLCworkplace safety or health violation2022OSHA$22,324
CLARIOS, LLC.workplace safety or health violation2022OSHA$7,700
CLARIOSworkplace safety or health violation2023OSHA$58,037
CLARIOS, LLCworkplace safety or health violation2023OSHA$7,813
PORTS AMERICAworkplace safety or health violation2023OSHA$5,844
American National Property and Casualty Co.insurance violation2020OR-FIN$20,000
JOHNSON CONTROLS BATTERY GROUP, INC.environmental violation2011OR-ENV$6,000
CENTRAL OREGON & PACIFIC RAILROAD, INC.environmental violation2010OR-ENV$10,800
JOHNSON CONTROLS BATTERY GROUP, INC.environmental violation2007OR-ENV$11,000
CENTRAL OREGON & PACIFIC RAILROAD, INC.environmental violation2005OR-ENV$23,900
Shaw SSS Fabricatorsemployment discrimination2015OFCCP$210,000
HomeServe USA Corpconsumer protection violation2015NY-AG$200,000
Westinghouse Electic Companynuclear safety violation2010NRC$17,500
Westinghouse Electric Companynuclear safety violation2005NRC$16,250
Westinghouse Electric Companynuclear safety violation2004NRC$24,000
Johnson Controls Battery Group, Inc., a subsidiary of Johnson Controls, Inc.labor relations violation2016NLRB$65,106
Westinghouse Electric Company, Energy Centerlabor relations violation2010NLRB$80,000
Ports America Baltimore, Inc.labor relations violation2007NLRB$7,080
Westinghouse Electric Company LLClabor relations violation2000NLRB$207,000
Westinghouse Electric Corp., Science & Technology Centerlabor relations violation2000NLRB$1,630,000
JOHNSON CONTROLS BATTERY GROUP INCair pollution violation2007NJ-ENV$15,000
JOHNSON CONTROLS BATTERY GROUPhazardous waste violation2002NJ-ENV$18,000
New England Central Railroad, Inc. and Atlas Railroad Construction LLCenvironmental violation2016NH-ENV$15,000
Sprague Operating Resources LLCenvironmental violation2013NH-AG$41,615
Standard Life and Accident Insurance Companyinsurance violation2015NE-DOI$5,000
American National Insurance Companyinsurance violation2015ND-INS$275,000
American National Insurance Companyinsurance violation2004MULTI-FIN$250,000
Rail Link Incworkplace safety or health violation2002MSHA$22,500
Rail Link Incworkplace safety or health violation2002MSHA$22,500
American National Insurance Companyinsurance violation2021MO-INS$120,000
American National Life Insurance Company of Texasinsurance violation2021MO-INS$120,000
American National Property and Casualty Co.insurance violation2017MN-FIN$5,000
Sprague Operating Resources LLCenvironmental violation2021ME-ENV$17,800
American National Life Insurance Company of Texasinsurance violation2011MD-INS$8,000
Standard Life and Accident Insurance Companyinsurance violation2023MD-INS$50,000
HomeServeconsumer protection violation2015MD-AG$115,000
HomeServeconsumer protection violation2011MA-AG$75,000
Shaw Alloy Piping Products, LLCenvironmental violation2014LA-ENV$17,070
Shaw Sunland Fabricators, Inc.environmental violation2011LA-ENV$65,000
SHAW ALLOY PIPING PRODUCTS, INC.environmental violation2003LA-ENV$6,189
Alabama & Gulf Coast Railwayrailroad safety violation2010FRA$6,500
Alabama & Gulf Coast Railwayrailroad safety violation2011FRA$7,050
Alabama & Gulf Coast Railwayrailroad safety violation2012FRA$5,225
Alabama & Gulf Coast Railwayrailroad safety violation2012FRA$5,325
Alabama & Gulf Coast Railwayrailroad safety violation2013FRA$10,200
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.