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Violation Tracker Current Parent Company Summary

Current Parent Company Name: Brookfield Corporation
Ownership Structure: publicly traded (ticker symbol BN)
Headquartered in: Canada
Major Industry: diversified
Specific Industry: diversified
Penalty total since 2000: $92,071,997
Number of records: 502
Top 5 Offense Groups (Groups Defined)Penalty TotalNumber of Records
environment-related offenses$54,405,34753
consumer-protection-related offenses$21,980,26524
employment-related offenses$8,356,20413
safety-related offenses$5,184,480409
competition-related offenses$1,700,0001
Top 5 Primary Offense TypesPenalty TotalNumber of Records
air pollution violation$45,853,31810
consumer protection violation$20,943,0656
benefit plan administrator violation$5,750,0001
water pollution violation$5,658,8465
railroad safety violation$3,123,190376
Notes: Parent-subsidiary linkages are based on relationships current as of the latest revision listed in the Update Log, which may vary from what was the case when a violation occurred. The penalty totals are adjusted to account for the fact that the individual entries below may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. The totals are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the list below.

Links: Subsidy Tracker data on financial assistance to this company by federal, state and local government agencies can be found here.

Individual Penalty Records:

Click on the company or penalty amount for more information on each case.

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CompanyPrimary Offense TypeYearAgencyPenalty Amount sort icon
Johnson Controls Battery Grouphazardous waste violation2015SC-ENV$15,000
Sprague Operating Resources LLCenvironmental violation2021RI-ENV$15,000
Arkansas Louisiana & Mississippi Railroadrailroad safety violation2021FRA$15,000
Rail Linkrailroad safety violation2021FRA$15,210
QS Retail, Inc dba: Quiksilver Factory Storewage and hour violation2008WHD$15,345
Huron & Eastern Railwayrailroad safety violation2011FRA$15,500
Johnson Controls Battery Group, Inc.environmental violation2019DE-ENV$15,658
Dallas, Garland and Northeastern Railroadrailroad safety violation2012FRA$16,000
Portland and Western Railroadrailroad safety violation2007FRA$16,000
Westinghouse Electric Companynuclear safety violation2005NRC$16,250
Central Oregon & Pacific Railroad Inc.railroad safety violation2001FRA$16,250
Dallas, Garland and Northeastern Railroadrailroad safety violation2012FRA$16,750
Missouri & Northern Arkansas Railroadrailroad safety violation2010FRA$16,930
Shaw Alloy Piping Products, LLCenvironmental violation2014LA-ENV$17,070
Indiana & Ohio Railwayrailroad safety violation2014FRA$17,200
Westinghouse Electic Companynuclear safety violation2010NRC$17,500
San Joaquin Valley Railroadrailroad safety violation2009FRA$17,500
San Joaquin Valley Railroadrailroad safety violation2009FRA$17,500
Sprague Operating Resources LLCenvironmental violation2021ME-ENV$17,800
JOHNSON CONTROLS BATTERY GROUPhazardous waste violation2002NJ-ENV$18,000
Indiana & Ohio Railwayrailroad safety violation2008FRA$18,250
Shaw SSS Fabricators, Incenvironmental violation2004EPA$18,590
Missouri & Northern Arkansas Railroadrailroad safety violation2012FRA$18,630
PORTS AMERICAworkplace safety or health violation2009OSHA$19,125
Kiamichi Railroad Companyrailroad safety violation2010FRA$19,840
Puget Sound and Pacific Railroadrailroad safety violation2012FRA$20,000
American National Property and Casualty Co.insurance violation2020OR-FIN$20,000
Sprague Operating Resources LLCenvironmental violation2022RI-ENV$20,000
Dallas, Garland and Northeastern Railroadrailroad safety violation2013FRA$20,100
Arizona Eastern Railwayrailroad safety violation2011FRA$21,625
AMERICAN NATIONAL INSURANCEinsurance violation2006VA-INS$22,000
JOHNSON CONTROLS BATTERY GROUP, INChazardous waste violation2001EPA$22,297
PORTS AMERICA CHESAPEAKE, LLCworkplace safety or health violation2022OSHA$22,324
Sprague Operating Resources LLCenvironmental violation2019RI-ENV$22,500
Rail Link Incworkplace safety or health violation2002MSHA$22,500
Rail Link Incworkplace safety or health violation2002MSHA$22,500
Puget Sound and Pacific Railroadrailroad safety violation2013FRA$22,780
Kiamichi Railroad Companyrailroad safety violation2012FRA$23,000
Central Oregon & Pacific Railroad Inc.railroad safety violation2001FRA$23,100
Kiamichi Railroad Companyrailroad safety violation2010FRA$23,560
CENTRAL OREGON & PACIFIC RAILROAD, INC.environmental violation2005OR-ENV$23,900
Westinghouse Electric Companynuclear safety violation2004NRC$24,000
Central Oregon & Pacific Railroad Inc.railroad safety violation2001FRA$27,600
Buffalo & Pittsburgh Railroadrailroad safety violation2007FRA$27,650
OHIO CENTRAL RAILROADenvironmental violation2013PA-ENV$30,000
WESTINGHOUSE ELECTRIC COMPANY, LLCworkplace safety or health violation2011OSHA$31,500
Providence and Worcester RR Companyrailroad safety violation2010FRA$32,500
Kyle Railroad Companyrailroad safety violation2008FRA$35,000
Johnson Controls Battery Group, Inc.hazardous waste violation2016SC-ENV$35,000
Johnson Controls Battery Group, Inc.hazardous waste violation2018SC-ENV$38,000
CLARIOS, LLCworkplace safety or health violation2022OSHA$39,153
Clarios LLCenvironmental violation2023FL-DEP$41,252
Sprague Operating Resources LLCenvironmental violation2013NH-AG$41,615
JOHNSON CONTROLS BATTERY GROUPair pollution violation2017EPA$46,000
Indiana & Ohio Railwayrailroad safety violation2006FRA$50,000
Standard Life and Accident Insurance Companyinsurance violation2023MD-INS$50,000
PROVIDENCE AND WORCESTER RR COMPANYrailroad safety violation2018FRA$55,310
Johnson Controls Battery Group, Inc.hazardous waste violation2006CA-DTSC$55,601
Forest City Residential Management, inc.environmental violation2008EPA$57,700
CLARIOSworkplace safety or health violation2023OSHA$58,037
Shaw Sunland Fabricators, Inc.environmental violation2011LA-ENV$65,000
Johnson Controls Battery Group, Inc., a subsidiary of Johnson Controls, Inc.labor relations violation2016NLRB$65,106
WESTINGHOUSE ELECTRIC COMPANY LLCenvironmental violation2013PA-ENV$73,000
HomeServeconsumer protection violation2011MA-AG$75,000
Westinghouse Electric Company, Energy Centerlabor relations violation2010NLRB$80,000
JOHNSON CONTROLS BATTERY GROUP, INC.workplace safety or health violation2010OSHA$91,400
Oaktree Capital Management, L.P.investor protection violation2018SEC$100,000
AMERICAN NATIONAL INSURANCE CO. et al.insurance violation2002VA-INS$103,200
LUXAPALILA VALLEY RAILROAD, INC.hazardous waste violation2016EPA$106,100
WESTINGHOUSE ELECTRIC COMPANY LLChazardous waste violation2014EPA$111,000
HomeServeconsumer protection violation2015MD-AG$115,000
JOHNSON CONTROLS BATTERY GROUP, INC.workplace safety or health violation2011OSHA$115,000
American National Insurance Companyinsurance violation2021MO-INS$120,000
American National Life Insurance Company of Texasinsurance violation2021MO-INS$120,000
JOHNSON CONTROLS BATTERY GROUP, INC.workplace safety or health violation2010OSHA$183,600
HomeServe USA Corpconsumer protection violation2015NY-AG$200,000
Sprague Resources LPair pollution violation2020EPA$205,000
Westinghouse Electric Company LLClabor relations violation2000NLRB$207,000
Shaw SSS Fabricatorsemployment discrimination2015OFCCP$210,000
American National Insurance Companyinsurance violation2004MULTI-FIN$250,000
Johnson Controls Battery Group, Inc.air pollution violation2015SC-ENV$250,000
JOHNSON CONTROLS BATTERY GROUP INCair pollution violation2014EPA$271,318
Central Oregon and Pacific Railroadwater pollution violation2010EPA$272,900
Central Oregon and Pacific Railroadwater pollution violation2010EPA(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $272,900
American National Insurance Companyinsurance violation2015ND-INS$275,000
JOHNSON CONTROLS BATTERY GROUP, INC.hazardous waste violation2007EPA$291,000
Oaktree Capital Management, LLCinvestor protection violation2005SEC$345,701
SPRAGUE RESOURCES LPair pollution violation2021EPA$350,000
SHAW ENVIRONMENTAL & INFRASTRUCTURE, INC.wage and hour violation2005WHD$357,286
WESTINGHOUSE ELECTRIC COMPANY, LLChazardous waste violation2022EPA$721,576
Arkansas Midland Railroad Companyhazardous waste violation2024EPA$910,985
Shaw Environmental Inc.product safety violation2012private lawsuit-federal$1,250,000
GENESEE & WYOMING INC.air pollution violation2023EPA$1,350,000
Westinghouse Electric Corp., Science & Technology Centerlabor relations violation2000NLRB$1,630,000
Brookfield Power US Assets Management, LLCenergy market violation2014FERC$1,700,000
ALABAMA & GULF COAST RAILWAY, LLCwater pollution violation2020EPA$2,075,000
Westinghouse Electric Corp.water pollution violation2000PA-ENV$3,300,000
American National Insurance Co.consumer protection violation2023private lawsuit-federal$4,993,565
General Growth Properties, Inc.benefit plan administrator violation2010private lawsuit-federal$5,750,000
American National Insurance Co.consumer protection violation2007TX-AG$6,500,000
American National Insurance Companyconsumer protection violation2011private lawsuit-federal$9,059,500
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.