Basic Search
|
Summaries
|
Advanced Search
Violation Tracker Current Parent Company Summary
Current Parent Company Name: M&T Bank
Ownership Structure: publicly traded (ticker symbol MTB)
Headquartered in: New York
Major Industry: financial services
Specific Industry: banking
Penalty total since 2000: $249,564,250
Number of records: 18
| Top 5 Offense Groups (Groups Defined) | Penalty Total | Number of Records |
| employment-related offenses | $129,633,250 | 8 |
| government-contracting-related offenses | $64,000,000 | 1 |
| financial offenses | $52,831,000 | 8 |
| consumer-protection-related offenses | $3,100,000 | 1 |
| Top 5 Primary Offense Types | Penalty Total | Number of Records |
| benefit plan administrator violation | $126,273,250 | 4 |
| False Claims Act and related | $64,000,000 | 1 |
| banking violation | $33,296,000 | 2 |
| accounting fraud or deficiencies | $18,500,000 | 1 |
| consumer protection violation | $3,100,000 | 1 |
Notes: Parent-subsidiary linkages are based on relationships current as of the latest revision listed in the
Update Log, which may vary from what was the case when a violation occurred. The penalty totals are adjusted to account for the fact that the individual entries below may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. The totals are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the list below.
Links: Subsidy Tracker data on financial assistance to this company by federal, state and local government agencies can be found
here.
Individual Penalty Records:
Click on the company or penalty amount for more information on each case.
| Company | Primary Offense Type | Year | Agency | Penalty Amount  . |
| Wilmington Trust Co. | investor protection violation | 2005 | DE-SEC | $50,000 |
| Wilmington Trust Co. | employment discrimination | 2004 | EEOC | $70,000 |
| Wilmington Trust Company | investor protection violation | 2007 | SEC | $100,000 |
| M&T Bank | employment discrimination | 2020 | EEOC | $100,000 |
| Wilmington Trust Company | investor protection violation | 2004 | SEC | $125,000 |
| M&T Securities, Inc. | investor protection violation | 2009 | FINRA | $200,000 |
| M&T Bank | banking violation | 2020 | FED | $546,000 |
| M&T Bank | anti-money-laundering deficiencies | 2014 | USAO | $560,000 |
| Wilmington Trust Corporation | employment discrimination | 2018 | EEOC | $700,000 |
| M&T Bank Corporation | wage and hour violation | 2018 | private lawsuit-federal | $2,490,000 |
| Wilmington Trust Corp. | benefit plan administrator violation | 2014 | private lawsuit-federal | $3,000,000 |
| M&T Bank | consumer protection violation | 2014 | CFPB | $3,100,000 |
| Wilmington Trust, N.A. | benefit plan administrator violation | 2021 | private lawsuit-federal | $5,500,000 |
| Wilmington Trust | accounting fraud or deficiencies | 2014 | SEC | $18,500,000 |
| Wilmington Trust N.A. | benefit plan administrator violation | 2017 | private lawsuit-federal | $29,773,250 |
| Hudson City Savings Bank | banking violation | 2015 | CFPB | $32,750,000 |
| M&T Bank Corp. | False Claims Act and related | 2016 | DOJ_CIVIL | $64,000,000 |
| Wilmington Trust, N.A. | benefit plan administrator violation | 2020 | EBSA | $88,000,000 |
