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Violation Tracker Current Parent Company Summary

Current Parent Company Name: Marsh & McLennan
Ownership Structure: publicly traded (ticker symbol NYSE: MMC)
Headquartered in: New York
Major Industry: financial services
Specific Industry: insurance
Penalty total since 2000$1,893,813,388
Number of records: 34
Top 5 Offense Groups (Groups Defined)Penalty TotalNumber of Records
competition-related offenses$957,481,9515
financial offenses$900,096,3414
employment-related offenses$35,049,4742
consumer-protection-related offenses$1,185,62223
Top 5 Primary Offense TypesPenalty TotalNumber of Records
price-fixing or anti-competitive practices$926,000,0003
accounting fraud or deficiencies$500,000,0001
investor protection violation$400,000,0001
benefit plan administrator violation$35,000,0001
Foreign Corrupt Practices Act$29,081,9511
Notes: Parent-subsidiary linkages are based on relationships current as of the latest revision listed in the Update Log, which may vary from what was the case when a violation occurred. The penalty totals are adjusted to account for the fact that the individual entries below may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. The totals are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the list below.

Links: Subsidy Tracker data on financial assistance to this company by federal, state and local government agencies can be found here.

Individual Penalty Records:

Click on the company or penalty amount for more information on each case.

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CompanyPrimary Offense TypeYear sort iconAgencyPenalty Amount
Marsh USA violation2023AK-INS$55,000
Marsh & McLennan Agency LLCinsurance violation2023AK-INS$20,000
Marsh USA violation2023NY-DFS$123,100
Jardine Lloyd Thompson Group Holdings Ltd.Foreign Corrupt Practices Act2022DOJ_CRIMINAL$29,081,951
Marsh USA, violation2022TX-INS$5,200
Marsh & McLennan Agency LLCinsurance violation2020TX-INS$6,350
Marsh & McLennan Agency LLCinsurance violation2019AK-INS$20,000
Marsh USA violation2019AK-INS$30,000
Marsh USA Incinsurance violation2018NY-DFS$12,950
Marsh & McLennan Agency LLCinsurance violation2018TX-INS$7,600
Marsh & McLennan Agency LLCinsurance violation2017TX-INS$6,825
Marsh & McLennan Agency LLCinsurance violation2016AK-INS$10,000
Marsh USA, violation2016TX-INS$6,500
Marsh USA violation2015AK-INS$25,000
Marsh & McLennan Agency LLCinsurance violation2015NJ-DBI$50,000
Marsh & McLennan Agency, LLCinsurance violation2014NJ-DBI$15,000
Marsh USA violation2011TX-INS$121,189
Marsh & McLennan Companies, Inc.benefit plan administrator violation2010private lawsuit-federal$35,000,000
Merceraccounting fraud or deficiencies2010AK-AG$500,000,000
Marsh & McLennan Companies, Inc.kickbacks and bribery2009CT-AG$2,400,000
Marsh and McLennaninvestor protection violation2009MULTI-AG$400,000,000
Marsh and McLennanprice-fixing or anti-competitive practices2009MULTI-AG$7,000,000
Seabury & Smith, violation2009AK-INS$39,378
Marsh USA violation2009MN-FIN$325,000
Marsh & McLennan Companies Inc.price-fixing or anti-competitive practices2009private lawsuit-federal$69,000,000
Marsh USA violation2008PA-INS$50,000
Seabury & Smith violation2007PA-INS$25,000
Mercer HR Services, LLCwage and hour violation2006WHD$49,474
Seabury & Smith, violation2006AK-INS$6,530
MARSH USA, violation2006VA-INS$150,000
Seabury & Smith Inc.economic sanction violation2005OFAC$46,341
Marsh & McLennan Companies, Inc.price-fixing or anti-competitive practices2005MULTI-AG$850,000,000
Marsh USA, violation2005OR-FIN$75,000
Guy Carpenter & Company, Inceconomic sanction violation2003OFAC$50,000
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.