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Violation Tracker Current Parent Company Summary

Current Parent Company Name: PNC Financial Services
Ownership Structure: publicly traded (ticker symbol PNC)
Headquartered in: Pennsylvania
Major Industry: financial services
Specific Industry: banking
Penalty total since 2000$545,556,625
Number of records: 47
Top 5 Offense Groups (Groups Defined)Penalty TotalNumber of Records
financial offenses$400,807,86822
employment-related offenses$105,261,05715
government-contracting-related offenses$21,200,0003
consumer-protection-related offenses$18,287,7007
Top 5 Primary Offense TypesPenalty TotalNumber of Records
banking violation$235,509,7739
accounting fraud or deficiencies$115,000,0001
wage and hour violation$62,147,37711
benefit plan administrator violation$43,000,0001
anti-money-laundering deficiencies$41,000,0002
Notes: Parent-subsidiary linkages are based on relationships current as of the latest revision listed in the Update Log, which may vary from what was the case when a violation occurred. The penalty totals are adjusted to account for the fact that the individual entries below may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. The totals are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the list below.

Links: Subsidy Tracker data on financial assistance to this company by federal, state and local government agencies can be found here.

Individual Penalty Records:

Click on the company or penalty amount for more information on each case.

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Company sort iconPrimary Offense TypeYearAgencyPenalty Amount
Riggs Bank National Associationanti-money-laundering deficiencies2004OCC$25,000,000
Riggs Bankanti-money-laundering deficiencies2005USAO$16,000,000
PNC Mortgagediscriminatory practices (non-employment)2013HUD$15,000
PNC Investments LLCinvestor protection violation2018SEC$7,307,770
PNC Investments LLCinvestor protection violation2010DE-SEC$250,000
PNC Investmentsinvestor protection violation2009FINRA$250,000
PNC ICLC Corp.accounting fraud or deficiencies2003DOJ_CRIMINAL$115,000,000
PNC Financial Services Group, Inc.wage and hour violation2020private lawsuit-federal$2,750,000
PNC Financial Services Groupmortgage abuses2018FED$3,500,000
PNC Financial Serviceswage and hour violation2016private lawsuit-federal$6,000,000
PNC Capital Markets LLCinvestor protection violation2015SEC$500,000
PNC Capital Markets LLCinvestor protection violation2016FINRA$50,000
PNC Bank, National Associationbanking violation2014OCC$2,000,000
PNC Bank, National Associationbanking violation2018OCC$207,245
PNC Bank, National Associationbanking violation2018OCC$15,000,000
PNC Bank, National Associationinvestor protection violation2019CFTC$300,000
PNC Bank, National Associationbanking violation2022OCC$2,614,456
PNC Bank, NAmortgage abuses2020DOJ_UTP$5,000,000
PNC Bank N.A.banking violation2013OCC$180,526,382
PNC Bank N.A.False Claims Act and related2016USAO$9,500,000
PNC Bank N.AFalse Claims Act and related2013DOJ_CIVIL$7,100,000
PNC Bankeconomic sanction violation2005OFAC$8,200
PNC Banklabor relations violation2006NLRB$40,000
PNC Bankwage and hour violation2017private lawsuit-federal$16,000,000
PNC Bankwage and hour violation2016private lawsuit-federal$1,500,000
PNC Bankwage and hour violation2014private lawsuit-federal$7,000,000
PNC Bankprivacy violation2002KY-AG$5,000
National City Mortgage, Co.wage and hour violation2004WHD$6,150
National City Mortgage Inc.False Claims Act and related2008DOJ_CIVIL$4,600,000
National City Mortgage Co.wage and hour violation2007CA-LCO$76,000
National City Mortgagewage and hour violation2008private lawsuit-federal$27,500,000
National City Corporation d/b/a National City Banklabor relations violation2008NLRB$49,597
National City Corporationlabor relations violation2009NLRB$24,083
National City Corp.benefit plan administrator violation2010private lawsuit-federal$43,000,000
National City Commercial Capital Corporationconsumer protection violation2006NY-AG$817,700
National City Commercial Capital Company LLCconsumer protection violation2008MULTI-AG$7,200,000
National City Bank and its successor PNC Bankbanking violation2013CFPB$35,000,000
National City Bankeconomic sanction violation2003OFAC$5,500
National City Bankbanking violation2009OCC$34,265
National City Bankbanking violation2003OCC$56,800
Compass Bankbanking violation2009FED$70,625
Compass Bankdiscriminatory practices (non-employment)2007DOJ_RIGHTS$1,750,000
Compass Bankwage and hour violation2005WHD$810,122
Compass Bankwage and hour violation2005WHD$5,105
Compass Bankwage and hour violation2015private lawsuit-federal$500,000
Compass Bankeconomic sanction violation2013OFAC$19,125
Compass Bankeconomic sanction violation2010OFAC$607,500
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.