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Violation Tracker Current Parent Company Summary

Current Parent Company Name: Western & Southern Financial Group
Ownership Structure: mutual
Headquartered in: Ohio
Major Industry: financial services
Specific Industry: insurance
Penalty total since 2000$7,217,814
Number of records: 13
Top 5 Offense Groups (Groups Defined)Penalty TotalNumber of Records
consumer-protection-related offenses$7,018,01510
employment-related offenses$199,7993
Top 5 Primary Offense TypesPenalty TotalNumber of Records
insurance violation$7,018,01510
wage and hour violation$199,7993
Notes: Parent-subsidiary linkages are based on relationships current as of the latest revision listed in the Update Log, which may vary from what was the case when a violation occurred. The penalty totals are adjusted to account for the fact that the individual entries below may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. The totals are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the list below.

Links: Subsidy Tracker data on financial assistance to this company by federal, state and local government agencies can be found here.

Individual Penalty Records:

Click on the company or penalty amount for more information on each case.

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CompanyPrimary Offense TypeYearAgencyPenalty Amount sort icon .
Gerber Life Insurance violation2011MD-INS$5,000
Western & Southern Lifewage and hour violation2021MI-LEO$7,000
Gerber Life Insurance violation2017MD-INS$8,000
Gerber Life Insurance violation2013MD-INS$14,000
National Integrity Life Insurance Companyinsurance violation2020NY-DFS$20,000
Western & Southern Lifewage and hour violation2021MI-LEO$20,000
Gerber Life Insurance Companyinsurance violation2022VA-INS$27,600
Gerber Life Insurance Companywage and hour violation2009WHD$172,799
National Integrity Life Insurance Companyinsurance violation2018NY-DFS$240,000
Gerber Life Insurance violation2022UT-INS$317,750
Gerber Life Insurance violation2000WA-INS$350,000
Western and Southern Life Insurance Companyinsurance violation2005MULTI-FIN$2,400,000
Gerber Life Insurance violation2020NC-INS$3,635,665
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.