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Violation Tracker Current Parent Company Summary

Current Parent Company Name: ABN AMRO
Ownership Structure: privately held
Headquartered in: Netherlands
Major Industry: financial services
Specific Industry: banking
Penalty total since 2000$608,739,255
Number of records: 11
Top 5 Offense Groups (Groups Defined)Penalty TotalNumber of Records
financial offenses$567,739,25510
consumer-protection-related offenses$41,000,0001
Top 5 Primary Offense TypesPenalty TotalNumber of Records
economic sanction violation$560,025,8474
mortgage abuses$41,000,0001
investor protection violation$7,713,4086
Notes: Parent-subsidiary linkages are based on relationships current as of the latest revision listed in the Update Log, which may vary from what was the case when a violation occurred. The penalty totals are adjusted to account for the fact that the individual entries below may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. The totals are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the list below.

Links: Subsidy Tracker data on financial assistance to this company by federal, state and local government agencies can be found here.

Individual Penalty Records:

Click on the company or penalty amount for more information on each case.

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CompanyPrimary Offense TypeYearAgencyPenalty Amount sort icon
ABN AMRO Bank N.V. renamed the Royal Bank of Scotland N.V.economic sanction violation2010DOJ_CRIMINAL$500,000,000
ABN AMRO Mortgage Groupmortgage abuses2006HUD$41,000,000
ABN AMRO Bank, N.V.economic sanction violation2006OFAC$40,000,000
ABN AMROeconomic sanction violation2005NY-DFS$20,000,000
ABN AMRO Bank, N.V.investor protection violation2013SEC$5,547,408
ABN AMRO Clearing Chicago LLCinvestor protection violation2013CFTC$1,000,000
ABN AMRO Clearing Chicago LLCinvestor protection violation2020SEC$586,000
ABN AMRO Incorporatedinvestor protection violation2005FINRA$220,000
ABN AMRO Incorporatedinvestor protection violation2001SEC$200,000
ABN AMRO Clearing Chicago LLCinvestor protection violation2018CFTC$160,000
ABN AMRO Bank, Inceconomic sanction violation2004OFAC$25,847
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.