Violation Tracker Parent Company Summary

Parent Company Name: 
ABN AMRO
Ownership Structure: 
privately held
Headquartered in: 
Netherlands
Major Industry: 
financial services
Specific Industry: 
banking
Penalty total since 2000: 
$608,519,255
Number of records: 
10
Top 10 Primary Offense TypesPenalty TotalNumber of Records
economic sanction violation$560,025,8474
mortgage abuses$41,000,0001
investor protection violation$7,493,4085
Notes: 

Parent-subsidiary linkages are based on relationships current as of the latest revision listed in the Update Log, which may vary from what was the case when a violation occurred. The penalty totals are adjusted to account for the fact that the individual entries below may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. The totals are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the list below.

Associated Names: 

ABN AMRO; ABN AMRO BANK; ABN AMRO BANK NV; ABN AMRO BANK NV RENAMED ROYAL BANK OF SCOTLAND NV; ABN AMRO Clearing Chicago LLC; ABN AMRO Incorporated

Links: 

Subsidy Tracker data on financial assistance to this company by federal, state and local government agencies can be found here.


Individual Penalty Records:

Click on the company or penalty amount for more information on each case.
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Company Primary Offense Type Year Agency Penalty Amountsort icon
ABN AMRO Bank N.V. renamed the Royal Bank of Scotland N.V. economic sanction violation 2010 DOJ_CRIMINAL $500,000,000
ABN AMRO Mortgage Group mortgage abuses 2006 HUD $41,000,000
ABN AMRO Bank, N.V. economic sanction violation 2006 OFAC $40,000,000
ABN AMRO economic sanction violation 2005 NY-DFS $20,000,000
ABN AMRO Bank, N.V. investor protection violation 2013 SEC $5,547,408
ABN AMRO Clearing Chicago LLC investor protection violation 2013 CFTC $1,000,000
ABN AMRO Clearing Chicago LLC investor protection violation 2020 SEC $586,000
ABN AMRO Incorporated investor protection violation 2001 SEC $200,000
ABN AMRO Clearing Chicago LLC investor protection violation 2018 CFTC $160,000
ABN AMRO Bank, Inc economic sanction violation 2004 OFAC $25,847
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