Violation Tracker Parent Company Summary

Parent Company Name: 
ABN AMRO
Ownership Structure: 
privately held
Headquartered in: 
Netherlands
Major Industry: 
financial services
Specific Industry: 
banking
Penalty total since 2000: 
$587,733,255
Number of records: 
7
Top 10 Primary Offense TypesPenalty TotalNumber of Records
economic sanction violation$540,025,8473
mortgage abuses$41,000,0001
investor protection violation$5,547,4081
securities issuance or trading violation$1,160,0002
Notes: 

Parent-subsidiary linkages are based on relationships current as of the latest revision listed in the Update Log, which may vary from what was the case when a violation occurred. The penalty dollar total above may be adjusted to account for the fact that the list of entries below may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. Duplicate penalty amounts are marked with an asterisk in the list below.

Associated Names: 

ABN AMRO; ABN AMRO BANK; ABN AMRO BANK NV; ABN AMRO BANK NV RENAMED ROYAL BANK OF SCOTLAND NV; ABN AMRO Clearing Chicago LLC

Links: 

Subsidy Tracker data on financial assistance to this company by federal, state and local government agencies can be found here.


Individual Penalty Records:

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Company Primary Offense Type Year Agency Penalty Amountsort icon
ABN AMRO Bank N.V. renamed the Royal Bank of Scotland N.V. economic sanction violation 2010 DOJ_CRIMINAL $500,000,000
ABN AMRO Mortgage Group mortgage abuses 2006 HUD $41,000,000
ABN AMRO Bank, N.V. economic sanction violation 2006 OFAC $40,000,000
ABN AMRO Bank, N.V. investor protection violation 2013 SEC $5,547,408
ABN AMRO Clearing Chicago LLC securities issuance or trading violation 2013 CFTC $1,000,000
ABN AMRO Clearing Chicago LLC securities issuance or trading violation 2018 CFTC $160,000
ABN AMRO Bank, Inc economic sanction violation 2004 OFAC $25,847
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