Violation Tracker Parent Company Summary
|Top 5 Offense Groups (Groups Defined)||Penalty Total||Number of Records|
|Top 5 Primary Offense Types||Penalty Total||Number of Records|
|economic sanction violation||$560,025,847||4|
|investor protection violation||$7,493,408||5|
Parent-subsidiary linkages are based on relationships current as of the latest revision listed in the Update Log, which may vary from what was the case when a violation occurred. The penalty totals are adjusted to account for the fact that the individual entries below may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. The totals are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the list below.
ABN AMRO; ABN AMRO BANK; ABN AMRO BANK NV; ABN AMRO BANK NV RENAMED ROYAL BANK OF SCOTLAND NV; ABN AMRO Clearing Chicago LLC; ABN AMRO Incorporated
Subsidy Tracker data on financial assistance to this company by federal, state and local government agencies can be found here.
Individual Penalty Records:Click on the company or penalty amount for more information on each case.
|Company||Primary Offense Type||Year||Agency||Penalty Amount|
|ABN AMRO Bank N.V. renamed the Royal Bank of Scotland N.V.||economic sanction violation||2010||DOJ_CRIMINAL||$500,000,000|
|ABN AMRO Mortgage Group||mortgage abuses||2006||HUD||$41,000,000|
|ABN AMRO Bank, N.V.||economic sanction violation||2006||OFAC||$40,000,000|
|ABN AMRO||economic sanction violation||2005||NY-DFS||$20,000,000|
|ABN AMRO Bank, N.V.||investor protection violation||2013||SEC||$5,547,408|
|ABN AMRO Clearing Chicago LLC||investor protection violation||2013||CFTC||$1,000,000|
|ABN AMRO Clearing Chicago LLC||investor protection violation||2020||SEC||$586,000|
|ABN AMRO Incorporated||investor protection violation||2001||SEC||$200,000|
|ABN AMRO Clearing Chicago LLC||investor protection violation||2018||CFTC||$160,000|
|ABN AMRO Bank, Inc||economic sanction violation||2004||OFAC||$25,847|