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Violation Tracker Current Parent Company Summary

Current Parent Company Name: AXA
Ownership Structure: publicly traded
Headquartered in: France
Major Industry: financial services
Specific Industry: insurance
Penalty total since 2000$245,790,825
Number of records: 31
Top 5 Offense Groups (Groups Defined)Penalty TotalNumber of Records
financial offenses$242,000,0001
consumer-protection-related offenses$3,790,82530
Top 5 Primary Offense TypesPenalty TotalNumber of Records
investor protection violation$242,000,0001
insurance violation$3,775,82529
consumer protection violation$15,0001
Notes: Parent-subsidiary linkages are based on relationships current as of the latest revision listed in the Update Log, which may vary from what was the case when a violation occurred. The penalty totals are adjusted to account for the fact that the individual entries below may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. The totals are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the list below.

Links: Subsidy Tracker data on financial assistance to this company by federal, state and local government agencies can be found here.

Individual Penalty Records:

Click on the company or penalty amount for more information on each case.

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CompanyPrimary Offense TypeYearAgencyPenalty Amount sort icon .
AXA Rosenberginvestor protection violation2011SEC$242,000,000
Axa violation2015MULTI-AG$3,280,000
Catlin Insurance Company violation2018UT-INS$100,000
AXA Art Insurance Corporationinsurance violation2015NY-DFS$70,000
XL Insurance America, violation2018TX-INS$32,000
XL Specialty Insurance Companyinsurance violation2018TX-INS$30,000
XL Specialty Insurance Companyinsurance violation2011TX-INS$25,000
XL Specialty Insurance Companyinsurance violation2023TX-INS$22,500
XL Specialty Insurance violation2012MO-INS$21,000
XL Insurance America, violation2021TX-INS$17,000
XL Specialty Insurance violation2021TX-INS$15,825
T.H.E. INSURANCE COMPANYinsurance violation2001FL-OFR$15,000
Axa Re Property and Casualty Insurance violation2005FL-OFR$15,000
XL Specialty Insurance Companyconsumer protection violation2021RI-FIN$15,000
T.H.E. Insurance Companyinsurance violation2015TX-INS$11,500
XL Specialty Insurance Companyinsurance violation2022TX-INS$10,500
XL LIFE INSURANCE AND ANNUITYinsurance violation2006VA-INS$10,000
XL Insurance America, violation2021TX-INS$10,000
XL Specialty Insurance Companyinsurance violation2022TX-INS$10,000
XL Specialty Insurance Companyinsurance violation2023TX-FIN$9,500
XL Specialty Insurance Companyinsurance violation2014TX-INS$8,500
AXA Insurance Companyinsurance violation2007SC-INS$8,000
AXA Art Insurance Corporationinsurance violation2012SC-INS$8,000
XL Insurance America violation2011TX-INS$7,000
XL Specialty Insurance violation2020TX-INS$7,000
XL Insurance America violation2022TX-INS$6,500
Axa Insurance violation2019LA-INS$6,000
T.H.E. Insurance Companyinsurance violation2009PA-INS$5,000
Catlin Insurance Company violation2013SD-INS$5,000
XL Insurance America, violation2019TX-INS$5,000
XL Insurance America violation2022TX-INS$5,000
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.