Violation Tracker Parent Company Summary

Parent Company Name: 
AXA
Ownership Structure: 
publicly traded
Headquartered in: 
France
Major Industry: 
financial services
Specific Industry: 
insurance
Penalty total since 2000: 
$245,669,000
Number of records: 
21
Top 5 Offense Groups (Groups Defined)Penalty TotalNumber of Records
financial offenses$242,000,0001
consumer-protection-related offenses$3,669,00020
Top 5 Primary Offense TypesPenalty TotalNumber of Records
investor protection violation$242,000,0001
insurance violation$3,669,00020
Notes: 

Parent-subsidiary linkages are based on relationships current as of the latest revision listed in the Update Log, which may vary from what was the case when a violation occurred. The penalty totals are adjusted to account for the fact that the individual entries below may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. The totals are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the list below.

Links: 

Subsidy Tracker data on financial assistance to this company by federal, state and local government agencies can be found here.


Individual Penalty Records:

Click on the company or penalty amount for more information on each case.
Download results as CSV or XML (maximum 10,000; for access to larger downloads contact Phil Mattera)
Company Primary Offense Type Year Agency Penalty Amountsort icon
AXA Rosenberg investor protection violation 2011 SEC $242,000,000
Axa S.A. insurance violation 2015 MULTI-AG $3,280,000
Catlin Insurance Company Inc. insurance violation 2018 UT-INS $100,000
AXA Art Insurance Corporation insurance violation 2015 NY-DFS $70,000
XL Insurance America, Inc. insurance violation 2018 TX-INS $32,000
XL Specialty Insurance Company insurance violation 2018 TX-INS $30,000
XL Specialty Insurance Company insurance violation 2011 TX-INS $25,000
XL Specialty Insurance Co. insurance violation 2012 MO-INS $21,000
T.H.E. INSURANCE COMPANY insurance violation 2001 FL-OFR $15,000
Axa Re Property and Casualty Insurance Co. insurance violation 2005 FL-OFR $15,000
T.H.E. Insurance Company insurance violation 2015 TX-INS $11,500
XL LIFE INSURANCE AND ANNUITY insurance violation 2006 VA-INS $10,000
XL Specialty Insurance Company insurance violation 2014 TX-INS $8,500
AXA Insurance Company insurance violation 2007 SC-INS $8,000
AXA Art Insurance Corporation insurance violation 2012 SC-INS $8,000
XL Insurance America Inc. insurance violation 2011 TX-INS $7,000
XL Specialty Insurance Co. insurance violation 2020 TX-INS $7,000
Axa Insurance Co. insurance violation 2019 LA-INS $6,000
T.H.E. Insurance Company insurance violation 2009 PA-INS $5,000
Catlin Insurance Company Inc. insurance violation 2013 SD-INS $5,000
XL Insurance America, Inc. insurance violation 2019 TX-INS $5,000
Download results as CSV or XML (maximum 10,000; for access to larger downloads contact Phil Mattera)