Violation Tracker Parent Company Summary

Parent Company Name: 
Citizens Financial Group
Ownership Structure: 
publicly traded (ticker symbol CFG)
Headquartered in: 
Rhode Island
Major Industry: 
financial services
Specific Industry: 
banking & securities
Penalty total since 2000: 
$137,987,838
Number of records: 
12
Top 10 Primary Offense TypesPenalty TotalNumber of Records
mortgage abuses$70,000,0001
banking violation$34,700,0005
consumer protection violation$18,500,0001
wage and hour violation$14,666,5003
discriminatory practices$115,0001
workplace safety or health violation$6,3381
Notes: 

Parent-subsidiary linkages are based on relationships current as of the latest revision listed in the Update Log, which may vary from what was the case when a violation occurred. The penalty dollar total above may be adjusted to account for the fact that the list of entries below may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. Duplicate penalty amounts are marked with an asterisk in the list below.

Associated Names: 

Citizens Bank; CITIZENS BANK NA; Citizens Financial Group; FRANKLIN AMERICAN MORTGAGE; RBS CITIZENS NATIONAL ASSOCIATION

Links: 

Subsidy Tracker data on financial assistance to this company by federal, state and local government agencies can be found here.


Individual Penalty Records:

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Company Primary Offense Type Year Agency Penalty Amountsort icon
Franklin American Mortgage Company mortgage abuses 2015 DOJ_CIVIL $70,000,000
Citizens Bank, N.A. consumer protection violation 2015 CFPB $18,500,000
Citizens Financial Group wage and hour violation 2014 private lawsuit-federal $11,501,500
RBS Citizens, National Association banking violation 2015 OCC $10,000,000
Citizens Bank banking violation 2015 FDIC $8,800,000
RBS Citizens, National Association banking violation 2013 OCC $7,500,000
Citizens Bank banking violation 2013 FDIC $6,400,000
Citizens Bank wage and hour violation 2014 private lawsuit-federal $3,000,000
Citizens Bank, National Association banking violation 2015 OCC $2,000,000
Franklin American Mortgage wage and hour violation 2013 private lawsuit-federal $165,000
Citizens Bank of Pennsylvania discriminatory practices 2016 HUD $115,000
CITIZENS FINANCIAL GROUP, INC. workplace safety or health violation 2017 OSHA $6,338
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