Violation Tracker Parent Company Summary

Parent Company Name: 
CNO Financial
Ownership Structure: 
publicly traded (ticker symbol CNO)
Headquartered in: 
Indiana
Major Industry: 
financial services
Specific Industry: 
insurance
Penalty total since 2000: 
$61,736,411
Number of records: 
77
Top 5 Offense Groups (Groups Defined)Penalty TotalNumber of Records
consumer-protection-related offenses$34,988,51170
financial offenses$26,532,7785
employment-related offenses$215,1222
Top 5 Primary Offense TypesPenalty TotalNumber of Records
investor protection violation$26,532,7785
insurance violation$25,068,51165
consumer protection violation$9,875,0002
wage and hour violation$215,1222
privacy violation$45,0003
Notes: 

Parent-subsidiary linkages are based on relationships current as of the latest revision listed in the Update Log, which may vary from what was the case when a violation occurred. The penalty totals are adjusted to account for the fact that the individual entries below may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. The totals are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the list below.

Associated Names: 

Bankers Conseco Life Insurance Company; Bankers Life and Casualty Co.; Bankers Life and Casualty Co. and Colonial Penn Life Insurance Co.; Bankers Life and Casualty Company and BLC Financial Services, Inc.; CNO Services, LLC; Conseco Finance Servicing Corp.; Conseco Health Insurance Co.; Conseco Life Insurance Co.; Conseco Medical Insurance Co.; CONSECO SENIOR & CONSECO LIFE; CONSECO SENIOR HEALTH INS.; Conseco Senior Health Insurance Co.; Conseco Senior Health Insurance Company and Bankers Life [...]


Individual Penalty Records:

Click on the company or penalty amount for more information on each case.
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Company Primary Offense Type Year Agency Penalty Amountsort icon
Conseco, Inc. investor protection violation 2004 SEC $15,000,000
Conseco, Inc. investor protection violation 2004 NY-AG (*) $15,000,000
Conseco Life Insurance Company insurance violation 2010 MULTI-FIN $11,000,000
Bankers Life and Casualty Company and BLC Financial Services, Inc. investor protection violation 2012 MULTI-FIN $10,641,000
Conseco Finance Servicing Corp. consumer protection violation 2002 KS-BKG $7,275,000
Bankers Life and Casualty Company insurance violation 2012 MULTI-FIN $4,000,000
Resource Life Insurance Co. consumer protection violation 2010 TX-AG $2,600,000
Conseco Senior Health Insurance Company and Bankers Life and Casualty Company insurance violation 2008 MULTI-FIN $2,342,728
Bankers Life & Casualty Co. insurance violation 2010 WI-INS $1,500,000
Bankers Life & Casualty Company insurance violation 2011 RI-FIN $975,000
Bankers Life and Casualty Co. investor protection violation 2010 MO-SEC $789,600
Conseco Life Insurance Co. insurance violation 2007 IA-INS $750,000
Bankers Life and Casualty Company insurance violation 2013 VT-FIN $600,000
Conseco Senior Health Insurance Co. insurance violation 2009 CA-INS $500,000
Bankers Life & Casualty Co. insurance violation 2005 ME-INS $500,000
Bankers Life & Casualty Co. insurance violation 2009 ME-INS $500,000
Conseco Life Insurance Co. insurance violation 2014 MN-FIN $250,000
Bankers Life & Casualty insurance violation 2013 WI-INS $200,000
Bankers Life and Casualty Co. and Colonial Penn Life Insurance Co. insurance violation 2019 MN-FIN $175,000
Washington National Insurance Co. insurance violation 2012 MO-INS $150,000
Bankers Life and Casualty Company insurance violation 2008 OR-FIN $150,000
Conseco Finance Servicing Corp. wage and hour violation 2002 WHD $145,512
Washington National Insurance Co. insurance violation 2017 MN-FIN $140,000
Washington National Insurance Company insurance violation 2013 SD-INS $125,000
Bankers Life and Casualty Company insurance violation 2014 OR-FIN $115,000
Bankers Life & Casualty Co. insurance violation 2011 ME-INS $102,801
Bankers Life and Casualty Co. investor protection violation 2015 MO-SEC $102,178
Bankers Life & Casualty Co. insurance violation 2009 CT-INS $100,000
Conseco Senior Health Insurance Co. insurance violation 2008 WI-INS $100,000
Conseco Medical Insurance Co. insurance violation 2009 MO-INS $75,018
CNO Services, LLC wage and hour violation 2010 WHD $69,610
Bankers Life and Casualty Co. insurance violation 2016 DE-INS $55,500
Conseco Life Insurance Co. insurance violation 2003 MS-INS $50,000
Bankers Life and Casualty Co. insurance violation 2013 MT-INS $50,000
Bankers Life and Casualty Co. insurance violation 2019 DE-INS $41,200
Bankers Life & Casualty Co. insurance violation 2012 WI-INS $40,000
Bankers Life & Casualty Company insurance violation 2019 WA-INS $30,000
Bankers Conseco Life Insurance insurance violation 2019 NY-DFS $27,900
BANKERS LIFE AND CASUALTY CO. insurance violation 2013 VA-INS $27,000
Bankers Life and Casualty privacy violation 2008 MO-AG $25,000
Bankers Life and Casualty Company insurance violation 2010 OR-FIN $25,000
CONSECO SENIOR & CONSECO LIFE insurance violation 2011 VA-INS $25,000
Conseco Senior Health Insurance Co. insurance violation 2001 FL-OFR $22,500
Bankers Life and Casualty Co. insurance violation 2015 MN-FIN $22,500
Bankers Life & Casualty Co. insurance violation 2010 KS-INS $22,000
Conseco Health Insurance Co. insurance violation 2009 WI-INS $20,000
CONSECO HEALTH INSURANCE COMPANY insurance violation 2001 VA-INS $19,000
RESOURCE LIFE INSURANCE CO. insurance violation 2006 VA-INS $18,000
Bankers Life and Casualty Co. privacy violation 2003 KS-AG $15,000
Bankers Life and Casualty Co. insurance violation 2012 MD-INS $15,000
Bankers Life and Casualty Co. insurance violation 2018 MD-INS $14,100
Bankers Life and Casualty Company insurance violation 2012 OR-FIN $14,000
Conseco Health Insurance Co. insurance violation 2004 WI-INS $11,000
Bankers Life and Casualty Co. insurance violation 2001 FL-OFR $10,500
Bankers Conseco Life Insurance Company insurance violation 2015 NY-DFS $10,270
Bankers Life and Casualty Co. insurance violation 2017 LA-INS $10,000
Bankers Life and Casualty Co. insurance violation 2011 MD-INS $10,000
Conseco Health Insurance Co. insurance violation 2004 ME-INS $10,000
Bankers Life and Casualty Co. and Colonial Penn Life Insurance Co. insurance violation 2018 MN-FIN $10,000
Conseco Life Insurance Company insurance violation 2003 OR-FIN $8,300
Bankers Life & Casualty Co. insurance violation 2009 KS-INS $8,000
Bankers Life & Casualty Co. insurance violation 2006 ME-INS $7,500
Bankers Life and Casualty Co. insurance violation 2008 MN-FIN $7,500
Bankers Life and Casualty Co. insurance violation 2015 MN-FIN $7,500
CONSECO SENIOR HEALTH INS. insurance violation 2005 VA-INS $7,500
Washington National Insurance Company insurance violation 2018 WA-INS $7,500
Bankers Life and Casualty Co. insurance violation 2007 IN-INS $6,569
Conseco Life Insurance Company insurance violation 2004 SC-INS $6,000
Conseco Life Insurance Co. insurance violation 2000 FL-OFR $5,625
Conseco Senior Health Insurance Co. insurance violation 2000 FL-OFR $5,500
Bankers Life and Casualty Company privacy violation 2002 KY-AG $5,000
Bankers Life & Casualty Co. insurance violation 2003 ME-INS $5,000
Conseco Senior Health Insurance Co. insurance violation 2004 MN-FIN $5,000
Conseco Health Insurance Co. insurance violation 2004 MN-FIN $5,000
Conseco Senior Health Insurance Company insurance violation 2001 ND-INS $5,000
Bankers Life and Casualty Company insurance violation 2011 OR-FIN $5,000
Bankers Life and Casualty Company insurance violation 2004 PA-INS $5,000
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