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Violation Tracker Current Parent Company Summary

Current Parent Company Name: Comerica
Ownership Structure: publicly traded (ticker symbol CMA)
Headquartered in: Texas
Major Industry: financial services
Specific Industry: banking
Penalty total since 2000$14,474,134
Number of records: 7
Top 5 Offense Groups (Groups Defined)Penalty TotalNumber of Records
employment-related offenses$13,020,0002
financial offenses$1,454,1345
Top 5 Primary Offense TypesPenalty TotalNumber of Records
benefit plan administrator violation$13,020,0002
investor protection violation$1,344,1344
toxic securities abuses$110,0001
Notes: Parent-subsidiary linkages are based on relationships current as of the latest revision listed in the Update Log, which may vary from what was the case when a violation occurred. The penalty totals are adjusted to account for the fact that the individual entries below may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. The totals are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the list below.

Links: Subsidy Tracker data on financial assistance to this company by federal, state and local government agencies can be found here.

Individual Penalty Records:

Click on the company or penalty amount for more information on each case.

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CompanyPrimary Offense TypeYearAgencyPenalty Amount sort icon
Comerica Incorporatedbenefit plan administrator violation2013private lawsuit-federal$11,000,000
Comerica Incorporatedbenefit plan administrator violation2007private lawsuit-federal$2,020,000
Comerica Securities, Inc.investor protection violation2008FINRA$750,000
Comerica Securitiesinvestor protection violation2015FINRA$347,757
Comerica Securities, Inc.investor protection violation2019SEC$186,377
Comerica Banktoxic securities abuses2008MI-AG$110,000
Comerica Securities, Inc.investor protection violation2015SEC$60,000
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.