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Violation Tracker Current Parent Company Summary

Current Parent Company Name: Credit Suisse
Ownership Structure: publicly traded (ticker symbol CS)
Headquartered in: Switzerland
Major Industry: financial services
Specific Industry: banking & securities
Penalty total since 2000: $11,427,400,126
Number of records: 52
Top 5 Offense Groups (Groups Defined)Penalty TotalNumber of Records
financial offenses$10,936,912,71045
competition-related offenses$486,229,9165
miscellaneous offenses$4,250,0001
consumer-protection-related offenses$7,5001
Top 5 Primary Offense TypesPenalty TotalNumber of Records
toxic securities abuses$6,336,500,0005
tax violations$2,515,000,0002
investor protection violation$1,342,912,71033
economic sanction violation$536,000,0002
Foreign Corrupt Practices Act$175,729,9163
Notes: Parent-subsidiary linkages are based on relationships current as of the latest revision listed in the Update Log, which may vary from what was the case when a violation occurred. The penalty totals are adjusted to account for the fact that the individual entries below may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. The totals are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the list below.

Links: Subsidy Tracker data on financial assistance to this company by federal, state and local government agencies can be found here.

Individual Penalty Records:

Click on the company or penalty amount for more information on each case.

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CompanyPrimary Offense TypeYearAgencyPenalty Amount sort icon .
Credit Suissetoxic securities abuses2017DOJ_CIVIL$5,280,000,000
Credit Suisse AGtax violations2014DOJ_TAX$1,800,000,000
Credit Suissetoxic securities abuses2014FHFA$885,000,000
Credit Suisse AGtax violations2014NY-DFS$715,000,000
Credit Suisse Securities (USA) LLC et al.investor protection violation2022NJ-AG$495,000,000
Credit Suisse AGeconomic sanction violation2009DOJ_CRIMINAL$268,000,000
Credit Suisse AGeconomic sanction violation2009NY-MANDA$268,000,000
Credit Suisse First Boston LLCinvestor protection violation2003SEC$200,000,000
Credit Suisse First Boston Corp.investor protection violation2002MULTI-AG(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $200,000,000
Credit Suisse Group AGinvestor protection violation2014SEC$196,000,000
Credit Suisse Group AGfraud2021DOJ_CRIMINAL$175,500,000
Credit Suisse AGprice-fixing or anti-competitive practices2017NY-DFS$135,000,000
Credit Suisse Securities (USA) LLCinvestor protection violation2022SEC$125,000,000
Credit Suisse Securities (USA)toxic securities abuses2012SEC$120,000,000
Credit Suisse AGbanking violation2014FED$100,000,000
Credit Suisse First Boston Corporationinvestor protection violation2002SEC$100,000,000
Credit Suisse Group AGForeign Corrupt Practices Act2021SEC$99,000,000
Credit Suisse AGaccounting fraud or deficiencies2016SEC$90,000,000
Credit Suisse First Boston LLCinvestor protection violation2003MULTI-FIN(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $75,000,000
Credit Suisseinvestor protection violation2022CFTC$75,000,000
Credit Suisse Securities (USA) LLCinvestor protection violation2016SEC$54,300,000
Credit Suissetoxic securities abuses2016NCUA$50,300,000
Credit Suisse First Boston Corporationinvestor protection violation2002FINRA(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $50,000,000
Credit Suisse (Hong Kong) LimitedForeign Corrupt Practices Act2018DOJ_CRIMINAL$47,029,916
Credit Suisse Securitiesinvestor protection violation2016NY-AG$30,000,000
Credit Suisse Group AGForeign Corrupt Practices Act2018SEC$29,700,000
Credit Suisse Securities (USA) LLCanti-money-laundering deficiencies2016FINRA$16,500,000
Credit Suisse Securities (USA) LLCinvestor protection violation2008MULTI-FIN$15,000,000
Credit Suisse Securities (USA) LLCinvestor protection violation2018NY-AG(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $10,000,000
Credit Suisse Securitiesinvestor protection violation2022FINRA$9,000,000
Credit Suisse Securities (USA) LLCinvestor protection violation2019FINRA$6,500,000
Credit Suisse Securities (USA) LLCinvestor protection violation2017SEC$5,754,714
Credit Suisse Securities (USA) LLCinvestor protection violation2018SEC$5,000,000
Credit Suisse Securities (USA), LLCinvestor protection violation2014FINRA$5,000,000
Credit Suisse Securities (USA) LLCinvestor protection violation2011FINRA$4,500,000
Credit Suisse Securities (USA) LLCdata submission deficiencies2015SEC$4,250,000
Credit Suisse Alternative Capital, LLC and Credit Suisse Asset Management, LLCinvestor protection violation2011SEC$2,500,000
Credit Suisse Securities (USA) LLCinvestor protection violation2011FINRA$1,750,000
Credit Suisseinvestor protection violation2021CFTC$1,500,000
CS First Boston Corp.investor protection violation2000FINRA$1,240,000
Credit Suisse Securities (USA) LLCtoxic securities abuses2016VA-AG$1,200,000
Credit Suisse Securities (USA) LLCinvestor protection violation2011NJ-AG$1,057,996
Donaldson, Lufkin & Jenrette Securities Corp.investor protection violation2004SEC$1,000,000
Credit Suisse First Boston LLCinvestor protection violation2004FINRA$770,000
Credit Suisseinvestor protection violation2016CFTC$665,000
Credit Suisse Securities (USA) LLCinvestor protection violation2020SEC$600,000
Credit Suisse Securities (USA), LLCinvestor protection violation2009FINRA$275,000
Credit Suisse Securities (USA), LLCinvestor protection violation2006FINRA$225,000
Credit Suisse First Boston, LLCinvestor protection violation2005SEC$200,000
Credit Suisse First Boston, L.L.C.investor protection violation2004FINRA$50,000
Credit Suisse First Boston Corporationinvestor protection violation2001FINRA$25,000
Credit Suisse Energy LLCutility service violation2017TX-PUC$7,500
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.