Violation Tracker Parent Company Summary
|Top 5 Offense Groups (Groups Defined)||Penalty Total||Number of Records|
|Top 5 Primary Offense Types||Penalty Total||Number of Records|
|Foreign Corrupt Practices Act||$16,373,820||1|
|investor protection violation||$5,000,000||1|
|price-fixing or anti-competitive practices||$153,333||1|
Parent-subsidiary linkages are based on relationships current as of the latest revision listed in the Update Log, which may vary from what was the case when a violation occurred. The penalty totals are adjusted to account for the fact that the individual entries below may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. The totals are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the list below.
Subsidy Tracker data on financial assistance to this company by federal, state and local government agencies can be found here.
Violation Tracker UK data on for this company can be found here.
For an overview of assistance this company is receiving under the CARES Act, see its Covid Stimulus Watch summary page here.
Individual Penalty Records:Click on the company or penalty amount for more information on each case.
|Company||Primary Offense Type||Year||Agency||Penalty Amount|
|Diageo PLC||Foreign Corrupt Practices Act||2011||SEC||$16,373,820|
|Diageo plc||investor protection violation||2020||SEC||$5,000,000|
|Diageo North America, Inc.||tax violations||2011||ATTTB||$650,000|
|Diageo North America, Inc.||price-fixing or anti-competitive practices||2006||NY-AG||$153,333|
|Diageo North America, Inc.||tax violations||2008||ATTTB||$100,000|
|DIAGEO NORTH AMERICA||environmental violation||2012||MD-ENV||$55,000|
|DIAGEO NORTH AMERICA||environmental violation||2010||MD-ENV||$40,000|
|DIAGEO NORTH AMERICA||environmental violation||2020||MD-ENV||$35,000|
|DIAGEO NORTH AMERICA||environmental violation||2015||MD-ENV||$35,000|
|DIAGEO NORTH AMERICA||environmental violation||2006||MD-ENV||$30,000|
|DIAGEO NORTH AMERICA||environmental violation||2008||MD-ENV||$17,700|
|Diageo Americas Supply, Inc.||railroad safety violation||2018||FRA||$9,750|
|Diageo Canada, Inc.||railroad safety violation||2013||FRA||$7,500|
|DIAGEO AMERICA SUPPLY, INC.||motor vehicle safety violation||2010||FMCSA||$7,300|
|Diageo Canada, Inc.||railroad safety violation||2014||FRA||$6,500|
|Diageo Americas Supply, Inc.||railroad safety violation||2018||FRA||$6,500|
|Diageo Americas Supply, Inc.||railroad safety violation||2017||FRA||$6,000|