Violation Tracker Parent Company Summary

Parent Company Name: 
Jefferies Financial Group
Ownership Structure: 
publicly traded (ticker symbol JEF)
Headquartered in: 
New York
Major Industry: 
diversified
Specific Industry: 
diversified
Penalty total since 2000: 
$81,381,347
Number of records: 
20
Top 10 Primary Offense TypesPenalty TotalNumber of Records
investor protection violation$51,841,9228
toxic securities abuses$25,000,0001
kickbacks and bribery$4,200,0001
motor vehicle safety violation$241,2153
workplace safety or health violation$80,7106
environmental violation$17,5001
Notes: 

Parent-subsidiary linkages are based on relationships current as of the latest revision listed in the Update Log, which may vary from what was the case when a violation occurred. The penalty totals are adjusted to account for the fact that the individual entries below may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. The totals are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the list below.

Associated Names: 

CONWED PLASTICS; FOREX CAPITAL MARKETS; IDAHO TIMBER; IDAHO TIMBER OF BOISE; JEFFERIES; LEUCADIA; NATIONAL CARRIERS

Links: 

Subsidy Tracker data on financial assistance to this company by federal, state and local government agencies can be found here.


Individual Penalty Records:

Click on the company or penalty amount for more information on each case.
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Company Primary Offense Type Year Agency Penalty Amountsort icon
Jefferies LLC investor protection violation 2014 SEC $25,000,000
Jefferies LLC toxic securities abuses 2014 USAO $25,000,000
Forex Capital Markets LLC investor protection violation 2011 CFTC $14,200,000
Forex Capital Markets, LLC investor protection violation 2017 CFTC $7,000,000
Jefferies & Co., Inc. kickbacks and bribery 2006 SEC $4,200,000
Jefferies LLC investor protection violation 2019 SEC $3,918,000
Forex Capital Markets, LLC investor protection violation 2015 CFTC $843,922
Jefferies LLC investor protection violation 2016 SEC $500,000
Leucadia National Corporation investor protection violation 2015 DOJ_ANTITRUST $240,000
Forex Capital Markets Ltd. investor protection violation 2011 CFTC $140,000
National Carriers Inc motor vehicle safety violation 2013 FMCSA $125,295
NATIONAL CARRIERS INC motor vehicle safety violation 2011 FMCSA $99,440
IDAHO TIMBER LLC workplace safety or health violation 2016 OSHA $21,000
CONWED PLASTICS, LLC workplace safety or health violation 2019 OSHA $18,500
NATIONAL CARRIERS, INC environmental violation 2002 EPA $17,500
NATIONAL CARRIERS INC motor vehicle safety violation 2005 FMCSA $16,480
IDAHO TIMBER OF BOISE, LLC workplace safety or health violation 2017 OSHA $16,000
IDAHO TIMBER OF BOISE, LLC workplace safety or health violation 2017 OSHA $11,500
CONWED PLASTICS INC workplace safety or health violation 2016 OSHA $7,010
CONWED PLASTICS workplace safety or health violation 2006 OSHA $6,700
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