Violation Tracker Parent Company Summary

Parent Company Name: 
KeyCorp
Ownership Structure: 
publicly traded (ticker symbol KEY)
Headquartered in: 
Ohio
Major Industry: 
financial services
Specific Industry: 
banking
Penalty total since 2000: 
$19,195,947
Number of records: 
16
Top 5 Offense Groups (Groups Defined)Penalty TotalNumber of Records
employment-related offenses$16,276,6927
financial offenses$2,857,7557
consumer-protection-related offenses$33,5001
safety-related offenses$28,0001
Top 5 Primary Offense TypesPenalty TotalNumber of Records
wage and hour violation$16,266,6916
banking violation$2,042,7554
investor protection violation$440,0001
economic sanction violation$200,0001
accounting fraud or deficiencies$175,0001
Notes: 

Parent-subsidiary linkages are based on relationships current as of the latest revision listed in the Update Log, which may vary from what was the case when a violation occurred. The penalty totals are adjusted to account for the fact that the individual entries below may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. The totals are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the list below.

Associated Names: 

CHAMPION MORTGAGE AND KEYBANK; First Niagara Bank; FIRST NIAGARA BANK NATIONAL ASSOCIATION; FIRST NIAGARA FINANCIAL GROUP; KEYBANC CAPITAL MARKETS; KEYBANK; KEYCORP

Links: 

Subsidy Tracker data on financial assistance to this company by federal, state and local government agencies can be found here.


Individual Penalty Records:

Click on the company or penalty amount for more information on each case.
Download results as CSV or XML
Company Primary Offense Type Year Agency Penalty Amountsort icon
KeyCorp wage and hour violation 2012 private lawsuit-federal $6,250,000
KeyBank wage and hour violation 2013 private lawsuit-federal $4,900,000
KeyBank wage and hour violation 2014 private lawsuit-federal $3,500,000
First Niagara Bank, National Association banking violation 2016 OCC $2,000,000
Champion Mortgage and KeyBank wage and hour violation 2009 private lawsuit-federal $1,200,000
Keybanc Capital Markets Inc. investor protection violation 2016 SEC $440,000
First Niagara Financial Group wage and hour violation 2013 private lawsuit-federal $404,000
Key Bank National Association economic sanction violation 2008 OFAC $200,000
KeyBanc Capital Markets Inc. accounting fraud or deficiencies 2016 SEC $175,000
First Niagara Bank consumer protection violation 2003 NY-AG $33,500
KEYBANK NATIONAL ASSOCIATION workplace safety or health violation 2004 OSHA $28,000
Keybank National Association banking violation 2007 OCC $27,750
Key Bank National Association wage and hour violation 2008 WHD $12,691
FIRST NIAGARA FINANCIAL GROUP, INC. benefit plan administrator violation 2011 EBSA $10,001
First Niagara Bank, National Association banking violation 2011 OCC $10,000
Keybank National Association banking violation 2015 OCC $5,005
Download results as CSV or XML