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Violation Tracker Current Parent Company Summary

Current Parent Company Name: National Life Group
Ownership Structure: mutual
Headquartered in: Vermont
Major Industry: financial services
Specific Industry: insurance
Penalty total since 2000$67,187
Number of records: 5
Top 5 Offense Groups (Groups Defined)Penalty TotalNumber of Records
consumer-protection-related offenses$35,1004
employment-related offenses$32,0871
Top 5 Primary Offense TypesPenalty TotalNumber of Records
insurance violation$35,1004
wage and hour violation$32,0871
Notes: Parent-subsidiary linkages are based on relationships current as of the latest revision listed in the Update Log, which may vary from what was the case when a violation occurred. The penalty totals are adjusted to account for the fact that the individual entries below may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. The totals are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the list below.

Individual Penalty Records:

Click on the company or penalty amount for more information on each case.

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CompanyPrimary Offense TypeYearAgencyPenalty Amount sort icon
National Life Insurance Companywage and hour violation2014WHD$32,087
Life Insurance Company Of The Southwestinsurance violation2014WA-INS$17,500
Life Insurance Company of the Southwestinsurance violation2020VA-INS$6,600
Life Insurance Company of the Southwestinsurance violation2014DE-INS$6,000
Life Insurance Company of the Southwestinsurance violation2006VA-INS$5,000
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.