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Top 5 Offense Groups (Groups Defined)	Penalty Total	Number of Records
employment-related offenses	$236,577,968	13
competition-related offenses	$139,500,000	4
financial offenses	$25,000,000	1
government-contracting-related offenses	$4,200,000	1
safety-related offenses	$63,133	5

Top 5 Primary Offense Types	Penalty Total	Number of Records
Foreign Corrupt Practices Act	$139,500,000	4
labor relations violation	$130,098,221	8
benefit plan administrator violation	$105,000,000	2
accounting fraud or deficiencies	$25,000,000	1
False Claims Act and related	$4,200,000	1

Notes: Parent-subsidiary linkages are based on relationships current as of the latest revision listed in the Update Log, which may vary from what was the case when a violation occurred. The penalty totals are adjusted to account for the fact that the individual entries below may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. The totals are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the list below.

Links: For a summary of this company's regulatory penalties in more than 50 other countries, see its Violation Tracker Global summary page here.

Subsidy Tracker data on financial assistance to this company by federal, state and local government agencies can be found here.

Individual Penalty Records:

Click on the company or penalty amount for more information on each case.

Company	Primary Offense Type	Year	Agency	Penalty Amount
Lucent Technologies, Inc. and Avaya, Inc.	labor relations violation	2001	NLRB	$130,000,000
Alcatel-Lucent S.A.	Foreign Corrupt Practices Act	2010	DOJ_CRIMINAL	$92,000,000
Lucent Technologies	benefit plan administrator violation	2004	private lawsuit-federal	$69,000,000
Alcatel-Lucent S.A.	Foreign Corrupt Practices Act	2010	SEC	$45,000,000
Lucent Technologies, Inc.	benefit plan administrator violation	2010	private lawsuit-federal	$36,000,000
Lucent Technologies Inc.	accounting fraud or deficiencies	2004	SEC	$25,000,000
Lucent Technologies World Services Inc.	False Claims Act and related	2012	DOJ_CIVIL	$4,200,000
Lucent Technologies Inc.	Foreign Corrupt Practices Act	2007	SEC	$1,500,000
Alcatel-Lucent Inc.	employment discrimination	2013	private lawsuit-federal	$1,400,000
Lucent Technologies Inc.	Foreign Corrupt Practices Act	2007	DOJ_CRIMINAL	$1,000,000
Alcatel-Lucent	wage and hour violation	2007	WHD	$67,418
Lucent Technologies	labor relations violation	2002	NLRB	$21,669
Alcatel USA	labor relations violation	2005	NLRB	$18,000
LUCENT TECHNOLOGIES	labor relations violation	2003	NLRB	$17,500
ALCATEL SUBMARINE NETWORKS	workplace safety or health violation	2024	OSHA	$16,133
ALCATEL	workplace safety or health violation	2000	OSHA	$14,550
ALCATEL	workplace safety or health violation	2000	OSHA	$13,950
Lucent Technologies	labor relations violation	2002	NLRB	$13,784
LUCENT TECHNOLOGIES, INC.	workplace safety or health violation	2000	OSHA	$13,500
Alcatel Network Systems, Inc.	labor relations violation	2000	NLRB	$13,440
NOKIA OF AMERICA CORP	water pollution violation	2015	NJ-ENV	$12,500
Nokia of America Corporation	wage and hour violation	2021	IL-DOL	$12,329
Lucent Technologies, Inc.	water pollution violation	2000	GA-ENV	$10,500
Lucent Technologies, Inc.	labor relations violation	2000	NLRB	$7,828
Alcatel Network Systems, Inc.	labor relations violation	2001	NLRB	$6,000
NOKIA OF AMERICA	air pollution violation	2020	IL-ENV	$5,000
ALCATEL-LUCENT USA INC	air pollution violation	2010	NJ-ENV	$5,000
LUCENT TECHNOLOGIES	workplace safety or health violation	2000	OSHA	$5,000
LUCENT TECHNOLOGIES, INC.	environmental violation	2000	EPA	$5,000