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Violation Tracker Current Parent Company Summary
Current Parent Company Name: Oaktree Capital Management
Ownership Structure: publicly traded (ticker symbol OAK)
Headquartered in: California
Major Industry: private equity (including portfolio companies)
Specific Industry: private equity (including portfolio companies)
Penalty total since 2000: $561,189
Number of records: 14
| Top 5 Offense Groups (Groups Defined) | Penalty Total | Number of Records |
| financial offenses | $445,701 | 2 |
| safety-related offenses | $82,998 | 9 |
| employment-related offenses | $32,490 | 3 |
| Top 5 Primary Offense Types | Penalty Total | Number of Records |
| investor protection violation | $445,701 | 2 |
| workplace safety or health violation | $82,998 | 9 |
| wage and hour violation | $25,410 | 2 |
| labor relations violation | $7,080 | 1 |
Notes: Parent-subsidiary linkages are based on relationships current as of the latest revision listed in the
Update Log, which may vary from what was the case when a violation occurred. The penalty totals are adjusted to account for the fact that the individual entries below may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. The totals are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the list below.
Links: Subsidy Tracker data on financial assistance to this company by federal, state and local government agencies can be found
here.
Individual Penalty Records:
Click on the company or penalty amount for more information on each case.
| Company | Primary Offense Type | Year | Agency | Penalty Amount  . |
| Oaktree Capital Management, LLC | investor protection violation | 2005 | SEC | $345,701 |
| Oaktree Capital Management, L.P. | investor protection violation | 2018 | SEC | $100,000 |
| PORTS AMERICA | workplace safety or health violation | 2009 | OSHA | $19,125 |
| QS Retail, Inc dba: Quiksilver Factory Store | wage and hour violation | 2008 | WHD | $15,345 |
| QS Retail Inc. | wage and hour violation | 2008 | WHD | $10,065 |
| PORTS AMERICA | workplace safety or health violation | 2012 | OSHA | $10,000 |
| PORTS AMERICA TAMPA, LLC | workplace safety or health violation | 2012 | OSHA | $10,000 |
| PORTS AMERICA | workplace safety or health violation | 2011 | OSHA | $9,000 |
| PORTS AMERICA, INC. | workplace safety or health violation | 2016 | OSHA | $8,762 |
| Ports America Baltimore, Inc. | labor relations violation | 2007 | NLRB | $7,080 |
| PORTS AMERICA | workplace safety or health violation | 2010 | OSHA | $7,000 |
| PORTS AMERICA CHESAPEAKE, LLC | workplace safety or health violation | 2012 | OSHA | $7,000 |
| PORTS AMERICA CHESAPEAKE, LLC. | workplace safety or health violation | 2017 | OSHA | $6,111 |
| PORTS AMERICA CHESAPEAKE, LLC. | workplace safety or health violation | 2018 | OSHA | $6,000 |
