Violation Tracker Parent Company Summary

Parent Company Name: 
Oaktree Capital Management
Ownership Structure: 
publicly traded (ticker symbol OAK)
Headquartered in: 
California
Major Industry: 
private equity (including portfolio companies)
Specific Industry: 
private equity (including portfolio companies)
Penalty total since 2000: 
$10,885,849
Number of records: 
46
Top 10 Primary Offense TypesPenalty TotalNumber of Records
environmental violation$9,642,77521
wage and hour violation$605,7363
investor protection violation$445,7012
workplace safety or health violation$155,15717
labor relations violation$26,4802
railroad safety violation$10,0001
Notes: 

Parent-subsidiary linkages are based on relationships current as of the latest revision listed in the Update Log, which may vary from what was the case when a violation occurred. The penalty totals are adjusted to account for the fact that the individual entries below may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. The totals are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the list below.

Associated Names: 

ALCHEM ALUMINUM; ALCHEM ALUMINUM SHELBYVILLE, INC.; ALERIS; ALERIS INTL ET AL 3 FACILITIES NATIONAL CASE; ALERIS LIGHT GAUGE PRODUCTS 340150001900052; ALERIS REC BENS RUN PERMIT WVG610595 CWA PENALTY AO; ALERIS RECYCLING, INC. 260230009100018; ALERIS RECYCLING, INC. 260230009100227; ALERIS ROLLED PRODUCTS INC 210910001000123; ALERIS SPECIALTY PRODUCTS, INC.; COMMONWEALTH ALUMINUM LEWISPORT; OAKTREE CAPITAL MGT; OAKTREE CAPITAL MGT LP; OSMOSE; PORTS AMERICA; PORTS AMERICA CHESAPEAKE, LLC.; PORTS [...]

Links: 

Subsidy Tracker data on financial assistance to this company by federal, state and local government agencies can be found here.


Individual Penalty Records:

Click on the company or penalty amount for more information on each case.
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Company Primary Offense Type Year Agency Penalty Amountsort icon
Aleris International Inc. environmental violation 2009 EPA $8,800,000
Aleris International Inc. environmental violation 2009 MULTI-AG (*) $4,600,000
ALERIS INTERNATIONAL environmental violation 2009 EPA (*) $1,601,724
ALERIS INTERNATIONAL, INC. environmental violation 2009 EPA (*) $1,339,923
ALERIS INTERNATIONAL, INC., ET. AL. (3 FACILITIES) (NATIONAL CASE) environmental violation 2009 EPA (*) $920,000
Aleris International, Inc. wage and hour violation 2007 WHD $580,326
Oaktree Capital Management, LLC investor protection violation 2005 SEC $345,701
ALERIS RECYCLING, INC. 260230009100018 environmental violation 2004 EPA $300,000
ALERIS RECYCLING, INC. 260230009100227 environmental violation 2014 EPA $180,000
Aleris International, Inc. environmental violation 2009 EPA (*) $154,487
Aleris International Inc. environmental violation 2009 EPA (*) $153,333
ALERIS INTERNATIONAL environmental violation 2009 EPA (*) $153,333
ALERIS ROLLED PRODUCTS, INC. environmental violation 2016 EPA $135,500
Oaktree Capital Management, L.P. investor protection violation 2018 SEC $100,000
ALCHEM ALUMINUM SHELBYVILLE, INC. environmental violation 2005 EPA $55,500
ALCHEM ALUMINUM SHELBYVILLE, INC. environmental violation 2007 EPA $53,000
ALERIS SPECIALTY PRODUCTS, INC. environmental violation 2007 EPA $40,085
ALERIS RECYCLING BENS RUN, LLC (Permit WVG610595) Cwa Penalty Ao environmental violation 2012 EPA $23,430
Alchem Aluminum, Inc. labor relations violation 2002 NLRB $19,400
PORTS AMERICA workplace safety or health violation 2009 OSHA $19,125
COMMONWEALTH ALUMINUM LEWISPORT, LLC workplace safety or health violation 2010 OSHA $17,425
QS Retail, Inc dba: Quiksilver Factory Store wage and hour violation 2008 WHD $15,345
ALERIS ROLLED PRODUCTS LLC workplace safety or health violation 2013 OSHA $14,000
ALERIS ROLLED PRODUCTS INC 210910001000123 environmental violation 2013 EPA $12,500
ALERIS RECYCLING INC environmental violation 2013 EPA $12,000
QS Retail Inc. wage and hour violation 2008 WHD $10,065
Osmose Holdings, Inc. railroad safety violation 2010 FRA $10,000
PORTS AMERICA workplace safety or health violation 2012 OSHA $10,000
PORTS AMERICA TAMPA, LLC workplace safety or health violation 2012 OSHA $10,000
ALERIS ROLLED PRODUCTS INC environmental violation 2011 EPA $9,000
PORTS AMERICA workplace safety or health violation 2011 OSHA $9,000
PORTS AMERICA, INC. workplace safety or health violation 2016 OSHA $8,762
ALERIS ROLLED PRODUCTS INC environmental violation 2016 EPA $8,500
ALERIS ROLLED PRODUCTS, INC. workplace safety or health violation 2017 OSHA $7,605
ALERIS ROLLED PRODUCTS LLC workplace safety or health violation 2014 OSHA $7,500
Commonwealth Aluminum Lewisport, LLC environmental violation 2002 EPA $7,260
ALERIS INTERNATIONAL, INC. workplace safety or health violation 2008 OSHA $7,125
Ports America Baltimore, Inc. labor relations violation 2007 NLRB $7,080
PORTS AMERICA workplace safety or health violation 2010 OSHA $7,000
ALERIS ROLLED PRODUCTS LLC workplace safety or health violation 2012 OSHA $7,000
PORTS AMERICA CHESAPEAKE, LLC workplace safety or health violation 2012 OSHA $7,000
ALERIS INTERNATIONAL, INC. workplace safety or health violation 2007 OSHA $6,800
ALERIS ROLLED PRODUCTS workplace safety or health violation 2010 OSHA $6,315
ALERIS LIGHT GAUGE PRODUCTS 340150001900052 environmental violation 2004 EPA $6,000
ALERIS ROLLED PRODUCTS MANUFACTURING INC workplace safety or health violation 2014 OSHA $5,500
ALERIS INTERNATIONAL, INC. workplace safety or health violation 2008 OSHA $5,000
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