Violation Tracker Parent Company Summary
|Top 5 Offense Groups (Groups Defined)||Penalty Total||Number of Records|
|Top 5 Primary Offense Types||Penalty Total||Number of Records|
|interest rate benchmark manipulation||$800,000,000||2|
|consumer protection violation||$1,277,000||2|
Parent-subsidiary linkages are based on relationships current as of the latest revision listed in the Update Log, which may vary from what was the case when a violation occurred. The penalty totals are adjusted to account for the fact that the individual entries below may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. The totals are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the list below.
Individual Penalty Records:Click on the company or penalty amount for more information on each case.
|Company||Primary Offense Type||Year||Agency||Penalty Amount|
|Rabobank||interest rate benchmark manipulation||2013||CFTC||$475,000,000|
|Rabobank National Association||anti-money-laundering deficiencies||2018||DOJ_CRIMINAL||$368,701,259|
|Rabobank||interest rate benchmark manipulation||2013||DOJ_CRIMINAL||$325,000,000|
|Rabobank, National Association||anti-money-laundering deficiencies||2018||OCC||$50,000,000|
|De Lage Landen Financial Services, Inc.||consumer protection violation||2005||MULTI-AG||$872,000|
|Rabobank N.A.||anti-money-laundering deficiencies||2018||USAO||$500,000|
|DeLage Landen Financial Services||consumer protection violation||2004||NY-AG||$405,000|
|Rabobank National Association||banking violation||2017||OCC||$58,000|