Violation Tracker Parent Company Summary

Parent Company Name: 
Rockwell Automation
Ownership Structure: 
publicly traded (ticker symbol ROK)
Headquartered in: 
Major Industry: 
industrial equipment
Specific Industry: 
industrial equipment
Penalty total since 2000: 
Number of records: 
Top 10 Primary Offense TypesPenalty TotalNumber of Records
Foreign Corrupt Practices Act$2,761,0911
export control violation$46,7501
labor relations violation$37,5001
workplace safety or health violation$5,2901

Parent-subsidiary linkages are based on relationships current as of the latest revision listed in the Update Log, which may vary from what was the case when a violation occurred. The penalty dollar total above may be adjusted to account for the fact that the list of entries below may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. Duplicate penalty amounts are marked with an asterisk in the list below.

Associated Names: 



Subsidy Tracker data on financial assistance to this company by federal, state and local government agencies can be found here.

Individual Penalty Records:

Click on the company or penalty amount for more information on each case.
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Company Primary Offense Type Year Agency Penalty Amountsort icon
Rockwell Automation Inc. Foreign Corrupt Practices Act 2011 SEC $2,761,091
Rockwell Automation Inc. export control violation 2005 BIS $46,750
Rockwell Automation Industrial Company labor relations violation 2000 NLRB $37,500
ROCKWELL AUTOMATION, INC. workplace safety or health violation 2016 OSHA $5,290
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