Violation Tracker Parent Company Summary

Parent Company Name: 
Rockwell Automation
Ownership Structure: 
publicly traded (ticker symbol ROK)
Headquartered in: 
Wisconsin
Major Industry: 
industrial equipment
Specific Industry: 
industrial equipment
Penalty total since 2000: 
$3,030,631
Number of records: 
5
Top 5 Offense Groups (Groups Defined)Penalty TotalNumber of Records
competition-related offenses$2,807,8412
employment-related offenses$217,5002
safety-related offenses$5,2901
Top 5 Primary Offense TypesPenalty TotalNumber of Records
Foreign Corrupt Practices Act$2,761,0911
employment discrimination$180,0001
export control violation$46,7501
labor relations violation$37,5001
workplace safety or health violation$5,2901
Notes: 

Parent-subsidiary linkages are based on relationships current as of the latest revision listed in the Update Log, which may vary from what was the case when a violation occurred. The penalty totals are adjusted to account for the fact that the individual entries below may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. The totals are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the list below.

Links: 

Subsidy Tracker data on financial assistance to this company by federal, state and local government agencies can be found here.

For an overview of assistance this company is receiving under the CARES Act, see its Covid Stimulus Watch summary page here.


Individual Penalty Records:

Click on the company or penalty amount for more information on each case.
Download results as CSV or XML (maximum 10,000; for access to larger downloads contact Phil Mattera)
Company Primary Offense Type Year Agency Penalty Amountsort icon
Rockwell Automation Inc. Foreign Corrupt Practices Act 2011 SEC $2,761,091
Rockwell Automation, Inc. employment discrimination 2005 EEOC $180,000
Rockwell Automation Inc. export control violation 2005 BIS $46,750
Rockwell Automation Industrial Company labor relations violation 2000 NLRB $37,500
ROCKWELL AUTOMATION, INC. workplace safety or health violation 2016 OSHA $5,290
Download results as CSV or XML (maximum 10,000; for access to larger downloads contact Phil Mattera)