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Violation Tracker Current Parent Company Summary

Current Parent Company Name: Rockwell Automation
Ownership Structure: publicly traded (ticker symbol ROK)
Headquartered in: Wisconsin
Major Industry: industrial equipment
Specific Industry: industrial equipment
Penalty total since 2000$3,935,944
Number of records: 7
Top 5 Offense Groups (Groups Defined)Penalty TotalNumber of Records
competition-related offenses$2,807,8412
employment-related offenses$1,117,5003
safety-related offenses$10,6032
Top 5 Primary Offense TypesPenalty TotalNumber of Records
Foreign Corrupt Practices Act$2,761,0911
benefit plan administrator violation$900,0001
employment discrimination$180,0001
export control violation$46,7501
labor relations violation$37,5001
Notes: Parent-subsidiary linkages are based on relationships current as of the latest revision listed in the Update Log, which may vary from what was the case when a violation occurred. The penalty totals are adjusted to account for the fact that the individual entries below may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. The totals are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the list below.

Links: Subsidy Tracker data on financial assistance to this company by federal, state and local government agencies can be found here.

Individual Penalty Records:

Click on the company or penalty amount for more information on each case.

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CompanyPrimary Offense TypeYearAgencyPenalty Amount sort icon
Rockwell Automation Inc.Foreign Corrupt Practices Act2011SEC$2,761,091
Rockwell Automation Inc.benefit plan administrator violation2024private lawsuit-federal$900,000
Rockwell Automation, Inc.employment discrimination2005EEOC$180,000
Rockwell Automation Inc.export control violation2005BIS$46,750
Rockwell Automation Industrial Companylabor relations violation2000NLRB$37,500
ROCKWELL AUTOMATION, INC.workplace safety or health violation2023OSHA$5,313
ROCKWELL AUTOMATION, INC.workplace safety or health violation2016OSHA$5,290
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.