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Violation Tracker Current Parent Company Summary

Current Parent Company Name: Societe Generale
Ownership Structure: publicly traded
Headquartered in: France
Major Industry: financial services
Specific Industry: banking
Penalty total since 2000$2,450,680,883
Number of records: 36
Top 5 Offense Groups (Groups Defined)Penalty TotalNumber of Records
financial offenses$1,759,775,05025
competition-related offenses$690,455,83310
miscellaneous offenses$450,0001
Top 5 Primary Offense TypesPenalty TotalNumber of Records
economic sanction violation$1,435,395,7758
price-fixing or anti-competitive practices$689,595,8339
toxic securities abuses$172,000,0002
investor protection violation$133,199,02512
tax violations$19,170,0002
Notes: Parent-subsidiary linkages are based on relationships current as of the latest revision listed in the Update Log, which may vary from what was the case when a violation occurred. The penalty totals are adjusted to account for the fact that the individual entries below may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. The totals are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the list below.

Links: Subsidy Tracker data on financial assistance to this company by federal, state and local government agencies can be found here.

Individual Penalty Records:

Click on the company or penalty amount for more information on each case.

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CompanyPrimary Offense TypeYearAgencyPenalty Amount sort icon .
Societe Generale S.A.economic sanction violation2018USAO$717,200,000
Societe Generale S.A.price-fixing or anti-competitive practices2018CFTC$475,000,000
Societe Generale SAeconomic sanction violation2018NY-DFS$420,000,000
Societe Generaleeconomic sanction violation2018NY-MANDA$162,800,000
Societe Generaletoxic securities abuses2014FHFA$122,000,000
Societe Generaleprice-fixing or anti-competitive practices2023private lawsuit-federal$105,000,000
Societe Generale S.A.economic sanction violation2018FED$81,300,000
Societe Generaleinvestor protection violation2023CFTC$75,000,000
Societe Generale S.A.economic sanction violation2018OFAC$53,966,916
Societe Generale S.A.toxic securities abuses2017USAO$50,000,000
SG Americas Securities, LLCinvestor protection violation2023SEC$35,000,000
Societe Generaleprice-fixing or anti-competitive practices2016MULTI-AG$26,750,000
Societe Generale, S.A.price-fixing or anti-competitive practices2016private lawsuit-federal$25,412,500
SG Americas Securities LLCprice-fixing or anti-competitive practices2020private lawsuit-federal$20,833,333
Societe Generaleprice-fixing or anti-competitive practices2018private lawsuit-federal$18,000,000
Societe Generale Private Banking (Suisse) SAtax violations2015DOJ_TAX$17,807,000
Societe Generaleprice-fixing or anti-competitive practices2022private lawsuit-federal$12,500,000
SG Americas Securities, LLCinvestor protection violation2009SEC$8,384,932
Societe Generaleprice-fixing or anti-competitive practices2020private lawsuit-federal$5,125,000
SG Americas Securities, LLCinvestor protection violation2005FINRA$4,478,000
Societe Generale International Limitedinvestor protection violation2019CFTC$2,500,000
SG Americas Securities LLCinvestor protection violation2020SEC$1,550,000
SG Americas Securities, LLCinvestor protection violation2020FINRA$1,550,000
Societe Generale S.A.investor protection violation2021CFTC$1,500,000
Societe Generale Private Banking (Lugano-Svizzera)tax violations2015DOJ_TAX$1,363,000
SG Americas Securities LLCinvestor protection violation2015SEC$1,011,093
Societe Generaleprice-fixing or anti-competitive practices2020private lawsuit-federal$975,000
Societe Generale S.A.Foreign Corrupt Practices Act2018DOJ_CRIMINAL$860,000
SG Americas Securities LLC (Societe Generale)investor protection violation2018SEC$800,000
SG Americas Securities, LLCinvestor protection violation2016CFTC$750,000
SG Americas Securities, Inc.investor protection violation2013FINRA$675,000
Societe Generaledata submission deficiencies2016CFTC$450,000
Societe Generaleeconomic sanction violation2011OFAC$111,259
Societe Generaleeconomic sanction violation2003OFAC$11,000
Societe Generale Financial Corporationbanking violation2020CA-DFPI$10,250
Societe Generaleeconomic sanction violation2003OFAC$6,600
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.