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Violation Tracker Current Parent Company Summary
Current Parent Company Name: Unum
Ownership Structure: publicly traded (ticker symbol UNM)
Headquartered in: Tennessee
Major Industry: financial services
Specific Industry: insurance
Penalty total since 2000: $102,348,987
Number of records: 23
| Top 5 Offense Groups (Groups Defined) | Penalty Total | Number of Records |
| consumer-protection-related offenses | $90,878,517 | 17 |
| competition-related offenses | $5,800,000 | 2 |
| employment-related offenses | $5,015,070 | 2 |
| government-contracting-related offenses | $650,000 | 1 |
| safety-related offenses | $5,400 | 1 |
| Top 5 Primary Offense Types | Penalty Total | Number of Records |
| consumer protection violation | $78,398,014 | 3 |
| insurance violation | $10,680,503 | 13 |
| kickbacks and bribery | $5,800,000 | 2 |
| benefit plan administrator violation | $5,000,000 | 1 |
| privacy violation | $1,800,000 | 1 |
Notes: Parent-subsidiary linkages are based on relationships current as of the latest revision listed in the
Update Log, which may vary from what was the case when a violation occurred. The penalty totals are adjusted to account for the fact that the individual entries below may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. The totals are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the list below.
Links: For a summary of this company's regulatory penalties in more than 50 other countries, see its Violation Tracker Global summary page
here.
Subsidy Tracker data on financial assistance to this company by federal, state and local government agencies can be found
here.
Individual Penalty Records:
Click on the company or penalty amount for more information on each case.
| Company | Primary Offense Type | Year | Agency | Penalty Amount  |
| Unum Life Insurance Company of America | consumer protection violation | 2016 | private lawsuit-federal | $45,998,014 |
| UnumProvident Corporation | consumer protection violation | 2006 | NY-AG | $17,400,000 |
| UnumProvident Corporation | consumer protection violation | 2004 | MULTI-AG | $15,000,000 |
| Unum Life Insurance Company of America et al. | insurance violation | 2005 | CA-INS | $8,598,503 |
| Unum Group | kickbacks and bribery | 2008 | USAO | $5,550,000 |
| UNUM Life Insurance Company of America | benefit plan administrator violation | 2010 | private lawsuit-federal | $5,000,000 |
| First Unum Life Insurance Company of America and Paul Revere Life Insurance Company | privacy violation | 2021 | NY-DFS | $1,800,000 |
| First Unum Life Insurance Company | insurance violation | 2022 | NY-DFS | $1,100,000 |
| UnumProvident Corp. et al. | insurance violation | 2006 | CA-INS | $700,000 |
| Unum Life Insurance Co. | False Claims Act and related | 2005 | MA-AG | $650,000 |
| Unum Insurance Co. | kickbacks and bribery | 2008 | CA-MULTI | $250,000 |
| Provident Life and Accident Insurance Co. | insurance violation | 2000 | NC-INS | $80,000 |
| Unum Life Insurance Company Of America | insurance violation | 2011 | WA-INS | $75,000 |
| Unum Life Insurance Company of America | insurance violation | 2015 | MD-INS | $35,000 |
| Unum Life Insurance Company of America | insurance violation | 2014 | CA-INS | $25,000 |
| Unum Life Insurance Company of America | insurance violation | 2012 | MD-INS | $19,000 |
| UNUM | wage and hour violation | 2011 | WA-DLI | $15,070 |
| UNUM LIFE INSURANCE COMPANY | insurance violation | 2003 | VA-INS | $14,000 |
| UNUM Life Insurance Company of America | insurance violation | 2021 | CT-INS | $12,500 |
| Provident Life and Accident Insurance Co. | insurance violation | 2021 | CT-INS | $7,500 |
| Unum Life Insurance Company Of America | insurance violation | 2010 | WA-INS | $7,000 |
| Unum Life Insurance Company Of America | insurance violation | 2018 | WA-INS | $7,000 |
| UNUM GROUP CORPORATION | workplace safety or health violation | 2011 | OSHA | $5,400 |
