Violation Tracker Parent Company Summary

Parent Company Name: 
Virtu Financial
Ownership Structure: 
publicly traded (ticker symbol VIRT)
Headquartered in: 
New York
Major Industry: 
financial services
Specific Industry: 
financial services
Penalty total since 2000: 
$83,170,197
Number of records: 
6
Top 5 Offense Groups (Groups Defined)Penalty TotalNumber of Records
financial offenses$83,170,1976
Top 5 Primary Offense TypesPenalty TotalNumber of Records
investor protection violation$83,170,1976
Notes: 

Parent-subsidiary linkages are based on relationships current as of the latest revision listed in the Update Log, which may vary from what was the case when a violation occurred. The penalty totals are adjusted to account for the fact that the individual entries below may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. The totals are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the list below.

Associated Names: 

KCG AMERICAS; KNIGHT CAPITAL AMERICAS; KNIGHT FINANCIAL PROD; Knight Securities, L.P.; Virtu Americas LLC

Links: 

Subsidy Tracker data on financial assistance to this company by federal, state and local government agencies can be found here.


Individual Penalty Records:

Click on the company or penalty amount for more information on each case.
Download results as CSV or XML (maximum 10,000; for access to larger downloads contact Phil Mattera)
Company Primary Offense Type Year Agency Penalty Amountsort icon
Knight Securities, L.P. investor protection violation 2004 SEC $66,500,000
Knight Capital Americas LLC investor protection violation 2013 SEC $12,000,000
Knight Financial Products, LLC investor protection violation 2009 SEC $2,040,000
Virtu Americas LLC investor protection violation 2019 SEC $1,500,000
KCG Americas LLC investor protection violation 2015 SEC $1,055,197
Knight Securities, L.P. investor protection violation 2002 SEC $75,000
Download results as CSV or XML (maximum 10,000; for access to larger downloads contact Phil Mattera)