Violation Tracker Parent Company Summary

Parent Company Name: 
Zions Bancorporation
Ownership Structure: 
publicly traded (ticker symbol ZION)
Headquartered in: 
Major Industry: 
financial services
Specific Industry: 
Penalty total since 2000: 
Number of records: 
Top 5 Offense Groups (Groups Defined)Penalty TotalNumber of Records
financial offenses$8,225,0002
consumer-protection-related offenses$3,600,0001
employment-related offenses$15,3471
Top 5 Primary Offense TypesPenalty TotalNumber of Records
banking violation$8,000,0001
consumer protection violation$3,600,0001
investor protection violation$225,0001
wage and hour violation$15,3471

Parent-subsidiary linkages are based on relationships current as of the latest revision listed in the Update Log, which may vary from what was the case when a violation occurred. The penalty totals are adjusted to account for the fact that the individual entries below may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. The totals are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the list below.


Subsidy Tracker data on financial assistance to this company by federal, state and local government agencies can be found here.

Individual Penalty Records:

Click on the company or penalty amount for more information on each case.
Download results as CSV or XML (maximum 10,000; for access to larger downloads contact Phil Mattera)
Company Primary Offense Type Year Agency Penalty Amountsort icon
Zions First National Bank banking violation 2011 OCC $8,000,000
ZB N.A. (fka Zions First National Bank) consumer protection violation 2017 USAO $3,600,000
Zions Direct, Inc. investor protection violation 2010 FINRA $225,000
Zions Bancorporation wage and hour violation 2009 WHD $15,347
Download results as CSV or XML (maximum 10,000; for access to larger downloads contact Phil Mattera)