Violation Tracker Parent Company Summary

Parent Company Name: 
JPMorgan Chase
Ownership Structure: 
publicly traded (ticker symbol JPM)
Headquartered in: 
New York
Major Industry: 
financial services
Specific Industry: 
banking & securities
Penalty total since 2000: 
$34,512,629,073
Number of records: 
139
Top 5 Offense Groups (Groups Defined)Penalty TotalNumber of Records
financial offenses$30,528,395,77969
competition-related offenses$1,840,419,12511
consumer-protection-related offenses$944,936,75015
government-contracting-related offenses$614,000,0001
employment-related offenses$433,472,02737
Top 5 Primary Offense TypesPenalty TotalNumber of Records
toxic securities abuses$13,450,500,0005
mortgage abuses$5,362,675,0005
investor protection violation$5,018,149,67930
banking violation$4,012,350,34113
anti-money-laundering deficiencies$2,161,000,0002
Notes: 

Parent-subsidiary linkages are based on relationships current as of the latest revision listed in the Update Log, which may vary from what was the case when a violation occurred. The penalty totals are adjusted to account for the fact that the individual entries below may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. The totals are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the list below.

Associated Names: 

Banc One Investment Advisors Corporation; BANK ONE; BEAR STEARNS; BEAR STEARNS COS; Chase Bank; CHASE BANK USA NA AND JPMORGAN CHASE BANK NA; Chase Bank USA, N.A.; First USA; J.P. Morgan Chase Retirement Plan; JP MORGAN CHASE AND AND FORUM TEMPORARY SVC; JP MORGAN CHASE BANK NA; JP MORGAN FUTURES; JP MORGAN INVESTMENT MGT; JP MORGAN SECURITIES AND JPMORGAN CHASE BANK NA; JP MORGAN VENTURES ENERGY; JPMORGAN AND; JPMORGAN CHASE; JPMORGAN CHASE AND AND EMC MORTGAGE; JPMORGAN SECURITIES; Providian F [...]

Links: 

For an overview of this company's accountability track record, read its Corporate Rap Sheet here.

Subsidy Tracker data on financial assistance to this company by federal, state and local government agencies can be found here.


Individual Penalty Records:

Click on the company or penalty amount for more information on each case.
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Company Primary Offense Type Year Agencysort icon Penalty Amount
JP Morgan Chase & Co. economic sanction violation 2004 OFAC $73,281
JP Morgan Chase Bank economic sanction violation 2004 OFAC $9,748
JP Morgan Chase Bank economic sanction violation 2004 OFAC $18,094
JPMorgan Chase Bank, N.A. economic sanction violation 2018 OFAC $5,263,171
JP Morgan Chase Bank workplace whistleblower retaliation 2016 OSHA $203,323
J.P. Morgan Securities LLC investor protection violation 2016 SEC $4,000,000
J.P. Morgan Securities LLC and JPMorgan Chase Bank N.A. investor protection violation 2015 SEC $267,000,000
JPMorgan & Co. accounting fraud or deficiencies 2013 SEC $200,000,000
J.P. Morgan Securities LLC toxic securities abuses 2012 SEC $296,900,000
J.P. Morgan Securities LLC toxic securities abuses 2011 SEC $153,600,000
J.P. Morgan Investment Management Inc. investor protection violation 2015 SEC $1,084,210
J.P. Morgan Securities LLC investor protection violation 2015 SEC $500,000
J.P. Morgan Securities investor protection violation 2014 SEC $54,000
J.P. Morgan Securities Inc. kickbacks and bribery 2009 SEC $75,000,000
Bear, Stearns & Co., Inc. investor protection violation 2006 SEC $1,500,000
J.P. Morgan Securities, Inc. investor protection violation 2006 SEC $1,500,000
Bear, Stearns & Co., Inc. investor protection violation 2006 SEC $250,000,000
Banc One Investment Advisors Corporation investor protection violation 2004 SEC $50,000,000
J.P. Morgan Securities Inc. investor protection violation 2003 SEC $25,000,000
J.P. Morgan Chase & Co. accounting fraud or deficiencies 2003 SEC $135,000,000
Bear, Stearns & Co. Inc. investor protection violation 2003 SEC $80,000,000
J.P. Morgan Securities Inc. investor protection violation 2003 SEC $80,000,000
JPMorgan Chase & Co. Foreign Corrupt Practices Act 2016 SEC $130,000,000
JPMorgan Chase & Co. investor protection violation 2008 SEC $1,998,143
J.P. Morgan Securities Inc. investor protection violation 2005 SEC $700,000
JPMorgan Chase Bank N.A. investor protection violation 2018 SEC $135,100,000
J.P. Morgan Securities LLC investor protection violation 2020 SEC $1,822,438
JPMorgan Chase Bank anti-money-laundering deficiencies 2014 USAO $1,700,000,000
JPMorgan Chase discriminatory practices (non-employment) 2017 USAO $53,000,000
JPMorgan Chase Bank, NA wage and hour violation 2009 WHD $6,996
JPMorgan Chase Bank, N.A. wage and hour violation 2008 WHD $9,622
J P Morgan Chase Family and Medical Leave Act 2007 WHD $5,008
J P Morgan Chase Bank wage and hour violation 2005 WHD $6,688
Washington Mutual, Inc. wage and hour violation 2005 WHD $404,982
JPMorgan Chase Bank wage and hour violation 2004 WHD $19,373
Bear Stearns Companies Inc. wage and hour violation 2003 WHD $358,974
JP Morgan Chase Bank N.A. wage and hour violation 2019 WHD $38,336
JPMorgan Chase & Co. consumer protection violation 2013 WV-AG $1,950,000
JPMorgan Chase and Co. price-fixing or anti-competitive practices 2014 WV-AG $400,000
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