Violation Tracker Summary for Primary Offense Type

Offense Type: 
anti-money-laundering deficiencies
Penalty Total since 2000: 
$9,812,546,377
Number of Penalty Records: 
170
Note: 
The totals here are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.

Top 10 Parent CompaniesTotal Penalty $Number of Records
JPMorgan Chase$2,161,000,0002
HSBC$1,256,000,0001
Western Union$748,000,0004
Amaya Inc.$731,000,0001
Standard Chartered$640,000,0002
U.S. Bancorp$598,000,0003
Deutsche Bank$466,000,0002
Rabobank$419,201,2593
Capital One Financial$390,000,0002
Intesa Sanpaolo$235,000,0001


Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.
Download results as CSV or XML (maximum 10,000; for access to larger downloads contact Phil Mattera)
Company Parent Parent Major Industry Yearsort icon Agency Penalty Amount
Commercial Bank of New York   2001 NY-AG $5,000,000
State Bank of India   2001 FED $3,750,000
U.S. Trust Corporation Bank of America financial services 2001 NY-DFS $5,000,000
Commercial Bank of New York   2001 NY-DFS $4,250,000
State Bank of India   2001 NY-DFS $3,750,000
SDM Check Cashing Corp.   2002 NY-DFS $500,000
Western Union Financial Services, Inc. Western Union financial services 2002 NY-DFS $8,000,000
Banco Popular de Puerto Rico Popular Inc. financial services 2003 DOJ_CRIMINAL $21,600,000
J.C.G. Check Cashing Corp.   2003 NY-DFS $50,000
Whitestone Check Cashing Corp.   2003 NY-DFS $200,000
Riggs Bank National Association PNC Financial Services financial services 2004 OCC $25,000,000
AmSouth Regions Financial financial services 2004 FINCEN $10,000,000
Hudson United Bank   2004 NY-MANDA $5,000,000
KFNS-AM, KFNS-FM and KFRT-AM   2004 USAO $158,000
Rupali Exchange, Inc.   2004 NY-DFS $15,000
Transworld Transmitting Corp.   2004 NY-DFS $15,000
Westchester Check Cashing, Inc.   2004 NY-DFS $35,000
Bandco Check Cashing Services, Inc.   2004 NY-DFS $50,000
Banco de Chile   2005 OCC $3,000,000
Arab Bank PLC   2005 OCC $24,000,000
Oppenheimer & Company, Inc. Oppenheimer Holdings financial services 2005 FINCEN $2,800,000
The Bank of New York Bank of New York Mellon financial services 2005 USAO $38,000,000
Riggs Bank PNC Financial Services financial services 2005 USAO $16,000,000
Israel Discount Bank of New York Israel Discount Bank financial services 2005 NY-MANDA $8,500,000
BHS (New York) Corporation   2005 NY-DFS $25,000
BEACH BANK   2006 FDIC $800,000
LIBERTY BANK OF NEW YORK   2006 FDIC $600,000
BankAtlantic Truist Financial financial services 2006 DOJ_CRIMINAL $10,000,000
Israel Discount Bank Israel Discount Bank financial services 2006 FINCEN $12,000,000
Deprez?s Quality Jewelry and Loans, Inc.   2006 FINCEN $25,000
Frosty Food Mart   2006 FINCEN $10,000
Tonkawa Tribe   2006 FINCEN $1,000,000
Bank of America Corp. Bank of America financial services 2006 NY-MANDA $7,500,000
Liberty Bank of New York   2006 NY-DFS $300,000
Israel Discount Bank of New York Israel Discount Bank financial services 2006 NY-DFS $6,000,000
Union Bank of California, N.A. Mitsubishi Group diversified 2007 DOJ_CRIMINAL $21,600,000
American Express Bank International American Express financial services 2007 DOJ_CRIMINAL $55,000,000
Union Bank of California, N.A. Mitsubishi Group diversified 2007 FINCEN $10,000,000
Truck Stop Games   2007 USAO $2,500,000
Banc of America Investment Services Inc. Bank of America financial services 2007 FINRA $3,000,000
Sigue Corporation   2008 DOJ_CRIMINAL $15,000,000
United Bank for Africa   2008 FINCEN $15,000,000
Sigue Corporation and Sigue LLC   2008 FINCEN $12,000,000
Doha Bank   2009 FINCEN $5,000,000
Holy Land Foundation For Relief and Development   2009 USAO $12,400,000
Scottrade Charles Schwab Corp. financial services 2009 FINRA $600,000
J.P. Turner & Co.   2009 FINRA $525,000
Park Financial Group, Inc.   2009 FINRA $400,000
Legent Clearing, LLC   2009 FINRA $350,000
E-Trade Securities LLC and E-Trade Clearing LLC Morgan Stanley financial services 2009 FINRA $1,000,000
Baltic Financial Services, Inc.   2010 FINCEN $12,000
Pinnacle Capital Markets, LLC   2010 FINCEN $50,000
Pamrapo Savings Bank, S.L.A.   2010 FINCEN $1,000,000
Eurobank   2010 FINCEN $25,000
Wachovia Bank Wells Fargo financial services 2010 FINCEN $110,000,000
Pamrapo Savings Bank S.L.A.   2010 DOJ_CRIMINAL $5,000,000
Nick's Amusements Inc.   2010 USAO $50,000
Wachovia Bank N.A. Wells Fargo financial services 2010 USAO $50,000,000
Western Union Financial Services, Inc. Western Union financial services 2010 MULTI-AG $94,000,000
Penson Financial Services   2010 FINRA $450,000
Pinnacle Capital Markets   2010 FINRA $300,000
Altima Inc.   2011 FINCEN $5,000
Lower Sioux Indian Community, doing business as Jackpot Junction Casino Hotel   2011 FINCEN $250,000
CommunityONE Bank N.A.   2011 DOJ_CRIMINAL $400,000
Univision Auto LLC   2011 USAO $866,427
Ocean Bank   2011 USAO $10,988,136
HSBC Holdings plc HSBC Bank USA N.A. HSBC financial services 2012 DOJ_CRIMINAL $1,256,000,000
MoneyGram International Inc. MoneyGram International financial services 2012 DOJ_CRIMINAL $100,000,000
PokerStars and Full Tilt Poker Amaya Inc. entertainment 2012 USAO $731,000,000
Standard Chartered Bank Standard Chartered financial services 2012 NY-DFS $340,000,000
Belair Payroll Services Inc.   2013 DOJ_CRIMINAL $3,267,252
Lebanese Canadian Bank Lebanese Canadian Bank financial services 2013 USAO $102,000,000
First Independence Bank   2013 USAO $250,000
Las Vegas Sands Corp. Las Vegas Sands Corp. entertainment 2013 USAO $47,400,300
GB Check Cashing LLC   2013 USAO $1,086,894
Katelyn & Claire, Inc. and Alex T, Inc. dba Quality Express   2013 USAO $992,462
Deloitte Financial Advisory Services Deloitte Touche Tohmatsu business services 2013 NY-DFS $10,000,000
COR Clearing LLC   2013 FINRA $1,000,000
Oppenheimer and Co., Inc. Oppenheimer Holdings financial services 2013 FINRA $1,425,000
Atlas One Financial Group, LLC   2013 FINRA $350,000
Firstrade Securities, Inc.   2013 FINRA $300,000
World Trade Financial Corporation   2013 FINRA $250,000
North Dade Community Development Federal Credit Union   2014 FINCEN $300,000
BPI Inc.   2014 FINCEN $125,000
Mian, Inc. dba Tower Package Store   2014 FINCEN $45,000
New Milenium Cash Exchange, Inc   2014 FINCEN $10,000
J.P. Morgan Chase Bank, N.A. JPMorgan Chase financial services 2014 FINCEN $461,000,000
JPMorgan Chase Bank JPMorgan Chase financial services 2014 USAO $1,700,000,000
M&T Bank M&T Bank financial services 2014 USAO $560,000
Aracoma Contracting LLC   2014 USAO $4,405,000
Shake-N-Go Fashion Inc. and Model Model Hair Fashion Inc.   2014 USAO $15,000,000
Adam Dean, Inc. dba Kelly's Jr. #2   2014 FL-OFR $15,500
Standard Chartered Bank Standard Chartered financial services 2014 NY-DFS $300,000,000
Wells Fargo Advisors and Wells Fargo Advisors Financial Network Wells Fargo financial services 2014 FINRA $1,500,000
Brown Brothers Harriman & Co. Brown Brothers Harriman financial services 2014 FINRA $8,000,000
Banorte-Ixe Securities International, Ltd.   2014 FINRA $475,000
B.A.K. Precious Metals, Inc.   2015 FINCEN $200,000
Oaks Card Club d/b/a Oaks Club   2015 FINCEN $650,000
Desert Palace, Inc. d/b/a Caesars Palace Caesars Holdings entertainment 2015 FINCEN $8,000,000
Lee's Snack Shop, Inc.   2015 FINCEN $60,000
Bank of Mingo   2015 FINCEN $1,000,000
Download results as CSV or XML (maximum 10,000; for access to larger downloads contact Phil Mattera)
(*): Some penalties are partial or complete duplicates of other penalty records, either because a DOJ settlement duplicates an agency record or because EPA listed the full penalty for a company for each of the company's relevant facilities. Penalty amounts marked with an asterisk have been identified by Good Jobs First as duplicating other penalty amounts.