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Violation Tracker Summary for Primary Offense Type

Offense Type: 
banking violation
Penalty Total since 2000: 
$20,668,684,339
Number of Penalty Records: 
1,005
Note: 
The totals here are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.

Top 10 Parent CompaniesTotal Penalty $Number of Records
JPMorgan Chase$4,262,350,34114
Bank of America$3,954,637,53212
Wells Fargo$3,700,832,38615
Citigroup$2,234,543,37813
HSBC$1,287,500,0007
Bank of New York Mellon$890,516,0005
UBS$342,000,0001
Royal Bank of Scotland$324,000,0002
U.S. Bancorp$303,565,4218
Standard Chartered$264,000,0002


Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.
Download results as CSV or XML (maximum 10,000; for access to larger downloads contact Phil Mattera)
Company Parent Parent Major Industry Year Agency Penalty Amountsort icon
U.S. Bank National Association U.S. Bancorp financial services 2016 OCC $10,000,000
RBS Citizens, National Association Citizens Financial Group financial services 2015 OCC $10,000,000
TCF National Bank TCF Financial Corp. financial services 2013 OCC $10,000,000
Bank of China Bank of China financial services 2002 OCC $10,000,000
1st Financial Bank USA 1st Financial Bank USA financial services 2010 FDIC $10,140,000
World's Foremost Bank Bass Pro retailing 2011 FDIC $10,350,000
Higher One, Inc. Providence Equity Partners private equity (including portfolio companies) 2012 FDIC $11,110,000
Bank of China Bank of China financial services 2018 OCC $12,500,000
U.S. Bank National Association U.S. Bancorp financial services 2017 OCC $15,000,000
First Bank of Delaware   2012 USAO $15,000,000
US Bancorp U.S. Bancorp financial services 2018 FED $15,000,000
PNC Bank, National Association PNC Financial Services financial services 2018 OCC $15,000,000
First Bank of Delaware   2012 FDIC $15,000,000
Sovereign Bank N.A. Banco Santander financial services 2013 OCC $16,086,180
Merrick Bank   2014 FDIC $16,100,000
Citibank, N.A. Citigroup financial services 2020 OCC $17,998,510
SunTrust Mortgage Inc. Truist Financial financial services 2012 DOJ_RIGHTS $21,000,000
Citigroup Inc. Citigroup financial services 2012 FED $22,000,000
Bank of America, National Association Bank of America financial services 2014 OCC $25,000,000
Citibank, N.A. Citigroup financial services 2019 OCC $25,000,000
Banco Bilbao Vizcaya Argentaria, S.A. Banco Bilbao Vizcaya Argentaria financial services 2016 FED $27,000,000
JPMorgan Chase Bank, National Association JPMorgan Chase financial services 2015 OCC $30,000,000
Bank of America, National Association Bank of America financial services 2015 OCC $30,000,000
Citibank, N.A. Citigroup financial services 2019 OCC $30,000,000
HSBC Bank USA, National Association HSBC financial services 2017 OCC $32,500,000
Hudson City Savings Bank M&T Bank financial services 2015 CFPB $32,750,000
Woodforest National Bank Woodforest National Bank financial services 2010 OCC $33,000,000
MUFG Bank Ltd. Mitsubishi Group diversified 2019 NY-DFS $33,000,000
Navient Solutions, Inc. Navient financial services 2014 FDIC $33,300,000
Wells Fargo Bank, National Association Wells Fargo financial services 2011 OCC $34,500,000
WEX Bank and Higher One, Inc. WEX Inc. financial services 2015 FDIC $34,980,000
National City Bank and its successor PNC Bank PNC Financial Services financial services 2013 CFPB $35,000,000
HSBC Bank USA, National Association HSBC financial services 2016 OCC $35,000,000
Citibank, N.A. Citigroup financial services 2015 OCC $35,000,000
Capital One Bank (USA), National Association Capital One Financial financial services 2012 OCC $35,000,000
JPMorgan Chase Bank, National Association JPMorgan Chase financial services 2011 OCC $35,000,000
Wells Fargo Bank Wells Fargo financial services 2016 OCC $35,000,000
Advanta Bank Corporation   2009 FDIC $35,150,000
Goldman Sachs Group Goldman Sachs financial services 2016 FED $36,300,000
Everbank TIAA financial services 2013 OCC $37,000,000
TD Bank, National Association Toronto-Dominion Bank financial services 2013 OCC $37,500,000
Ernst & Young Ernst & Young business services 2004 FDIC $40,000,000
Regions Bank Regions Financial financial services 2014 FED $46,000,000
JPMorgan Chase Bank, National Association JPMorgan Chase financial services 2016 OCC $48,000,000
Wachovia Bank N.A. Wells Fargo financial services 2010 OCC $50,000,000
THE ROYAL BANK OF SCOTLAND GROUP PLC Royal Bank of Scotland financial services 2013 FED $50,000,000
U.S. Bank National Association U.S. Bancorp financial services 2014 OCC $51,900,000
JPMorgan Chase Bank, National Association JPMorgan Chase financial services 2013 OCC $60,000,000
Morgan Stanley Bank, N.A. Morgan Stanley financial services 2020 OCC $60,000,000
JPMorgan Chase & Co. JPMorgan Chase financial services 2016 FED $61,900,000
Comenity Bank and Comenity Capital Bank Alliance Data Systems information services 2015 FDIC $63,950,000
ServiceLink Holdings, LLC Fidelity National Financial financial services 2017 FED $65,000,000
Wells Fargo Bank, N.A. Wells Fargo financial services 2016 OCC $70,000,000
Citigroup Inc. Citigroup financial services 2004 FED $70,000,000
MetLife Bank MetLife financial services 2013 OCC $78,536,455
Capital One Bank (USA), National Association Capital One Financial financial services 2020 OCC $80,000,000
Wells Fargo & Company Wells Fargo financial services 2011 FED $85,000,000
USAA Federal Savings Bank USAA financial services 2020 OCC $85,000,000
Wells Fargo & Company Wells Fargo financial services 2012 FED $87,000,000
Sallie Mae Bank SLM Corp. financial services 2014 FDIC $93,300,000
Credit Suisse AG Credit Suisse financial services 2014 FED $100,000,000
STANDARD CHARTERED PLC Standard Chartered financial services 2012 FED $100,000,000
Wells Fargo Bank Wells Fargo financial services 2016 CFPB $100,000,000
CompuCredit Corporation Atlanticus Holdings financial services 2008 FDIC $116,400,000
HSBC North America Holdings, Inc. HSBC financial services 2016 FED $131,000,000
Banamex USA Citigroup financial services 2015 FDIC $140,000,000
Deutsche Bank AG and Deutsche Bank Trust Co. America Deutsche Bank financial services 2020 NY-DFS $150,000,000
Goldman Sachs Group, Inc. Goldman Sachs financial services 2020 FED $154,000,000
UniCredit, S.p.A. UniCredit financial services 2019 FED $158,000,000
SunTrust Banks, Inc. Truist Financial financial services 2014 FED $160,000,000
Standard Chartered plc Standard Chartered financial services 2019 FED $164,000,000
HSBC HOLDINGS PLC HSBC financial services 2012 FED $165,000,000
Bank of New York Mellon Bank of New York Mellon financial services 2015 NY-AG $167,500,000
Wachovia Bank, National Association Wells Fargo financial services 2008 OCC $168,900,000
HSBC Holdings HSBC financial services 2017 FED $175,000,000
Bank of America Corporation Bank of America financial services 2012 FED $175,500,000
PNC Bank N.A. PNC Financial Services financial services 2013 OCC $180,526,382
COMMERZBANK AG Commerzbank financial services 2015 FED $200,000,000
JPMORGAN CHASE & CO. JPMorgan Chase financial services 2013 FED $200,000,000
BANK OF AMERICA CORPORATION Bank of America financial services 2015 FED $205,000,000
Ally Financial Inc. Ally Financial financial services 2012 FED $207,000,000
U.S. Bank U.S. Bancorp financial services 2013 OCC $208,156,501
Aurora Bank FSB Aurora Bank financial services 2013 OCC $242,418,293
HSBC Bank USA, National Association HSBC financial services 2013 OCC $249,000,000
Bank of America, National Association Bank of America financial services 2014 OCC $250,000,000
JPMorgan Chase Bank, National Association JPMorgan Chase financial services 2020 OCC $250,000,000
ROYAL BANK OF SCOTLAND PLC Royal Bank of Scotland financial services 2015 FED $274,000,000
JPMorgan Chase & Co., and EMC Mortgage Corporation JPMorgan Chase financial services 2012 FED $275,000,000
JPMorgan Chase Bank, National Association JPMorgan Chase financial services 2013 OCC $300,000,000
UBS AG UBS financial services 2015 FED $342,000,000
CITIGROUP INC. Citigroup financial services 2015 FED $342,000,000
JPMORGAN CHASE & CO. JPMorgan Chase financial services 2015 FED $342,000,000
Citibank, National Association Citigroup financial services 2014 OCC $350,000,000
JPMorgan Chase Bank, National Association JPMorgan Chase financial services 2014 OCC $350,000,000
JPMorgan Chase Bank, National Association JPMorgan Chase financial services 2014 OCC $350,000,000
Bank of America N.A. Bank of America financial services 2012 DOJ_RIGHTS $370,000,000
Citibank, National Association Citigroup financial services 2020 OCC $400,000,000
HSBC Bank USA, N.A. HSBC financial services 2012 OCC $500,000,000
Wells Fargo Bank N.A. Wells Fargo financial services 2018 OCC $500,000,000
Wells Fargo Bank N.A. Wells Fargo financial services 2018 MULTI-AG $575,000,000
Bank of New York Mellon Bank of New York Mellon financial services 2015 USAO $714,000,000
Download results as CSV or XML (maximum 10,000; for access to larger downloads contact Phil Mattera)
(*): Some penalties are partial or complete duplicates of other penalty records, either because a DOJ settlement duplicates an agency record or because EPA listed the full penalty for a company for each of the company's relevant facilities. Penalty amounts marked with an asterisk have been identified by Good Jobs First as duplicating other penalty amounts.