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Violation Tracker Summary for Primary Offense Type

Offense Type: 
banking violation
Penalty Total since 2000: 
$19,477,782,840
Number of Penalty Records: 
974
Note: 
The totals here are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.

Top 10 Parent CompaniesTotal Penalty $Number of Records
JPMorgan Chase$4,012,350,34113
Bank of America$3,954,637,53212
Wells Fargo$3,700,832,38615
Citigroup$1,834,543,37812
HSBC$1,287,500,0007
Bank of New York Mellon$890,516,0005
UBS$342,000,0001
Royal Bank of Scotland$324,000,0002
U.S. Bancorp$303,565,4218
Standard Chartered$264,000,0002


Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.
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Company Parent Parent Major Industry Year Agency Penalty Amountsort icon
Hastings State Bank   2012 FDIC $220,000
PNC Bank, National Association PNC Financial Services financial services 2018 OCC $207,245
Intercredit Bank, National Association   2010 OCC $200,000
Eastern National Bank   2008 OCC $200,000
Peoples Bank and Trust Company   2019 FDIC $200,000
World's Foremost Bank Bass Pro retailing 2012 FDIC $200,000
Grant County Deposit Bank   2014 FDIC $195,000
First Bank of Delaware   2012 FDIC $190,000
U.S. Bank National Association U.S. Bancorp financial services 2017 OCC $183,920
First National Bank of Pennsylvania F.N.B. Corporation financial services 2015 OCC $180,720
First Tennessee Bank National Association First Horizon National financial services 2005 OCC $180,000
Peoples National Bank   2003 OCC $175,000
River City Bank   2013 FDIC $175,000
MIZRAHI TEFAHOT BANK, LTD.   2011 FDIC $175,000
Bancorp Bank   2012 FDIC $172,000
The Bancorp Bank   2012 FDIC $172,000
Community State Bank   2013 DOJ_RIGHTS $165,000
Bank of Louisiana   2017 FDIC $164,511
First Federal Savings Bank of Elizabethtown   2015 FDIC $160,000
Oriental Bank   2017 FDIC $153,850
Bank of Lake Mills   2017 FDIC $151,000
1-800-East-West Mortgage Company   2005 FDIC $150,000
Metropolitan Bank and Trust Company   2006 OCC $150,000
RIVER CITY BANK, INC.   2011 FDIC $145,000
First United Bank   2015 DOJ_RIGHTS $140,000
1ST FINANCIAL BANK USA 1st Financial Bank USA financial services 2009 FDIC (*) $140,000
Bank of Louisiana   2019 FDIC $136,100
Colonial Savings, F.A.   2019 OCC $136,000
Synovus Bank Synovus Financial financial services 2013 FDIC $135,050
Doral Bank Doral Financial financial services 2013 FDIC $135,000
Fulton Bank, National Association   2013 OCC $135,000
Regions Bank Regions Financial financial services 2009 FED $135,000
BANK OF THE WEST BNP Paribas financial services 2011 FDIC $135,000
GREENBANK   2011 FDIC $132,000
First Bank & Trust   2008 FDIC $127,000
Whitney National Bank   2010 OCC $125,000
STERLING SAVINGS BANK   2009 FDIC $125,000
WELLS FARGO FINANCIAL BANK Wells Fargo financial services 2009 FDIC $125,000
NORTH FORK BANK   2007 FDIC $125,000
DORAL BANK Doral Financial financial services 2007 FDIC $125,000
Capital One, National Association Capital One Financial financial services 2009 OCC $125,000
Northern Trust, National Association Northern Trust financial services 2008 OCC $125,000
Associated Bank, National Association   2007 OCC $125,000
First Tennessee Bank National Association First Horizon National financial services 2007 OCC $125,000
Webster Bank, National Association   2007 OCC $125,000
Lasalle Bank MidWest National Association Bank of America financial services 2007 OCC $125,000
U.S. Bank National Association U.S. Bancorp financial services 2006 OCC $125,000
The Evangeline Bank and Trust Company   2015 FDIC $123,000
Wells Fargo Bank, National Association Wells Fargo financial services 2005 OCC $115,000
MUFG Union Bank, National Association Mitsubishi Group diversified 2019 OCC $109,667
Midsouth Bank, National Association   2019 OCC $108,796
RBC Centura Bank   2007 FED $106,930
T.C. Ziraat Bankasi   2004 NY-DFS $103,000
First Federal Savings Bank of Elizabethtown   2013 FDIC $100,000
T Bank, National Association   2010 OCC $100,000
BANK OF AGRICULTURE AND COMMERCE   2009 FDIC $100,000
AL Amerilife First Financial, LLC   2009 FDIC $100,000
First Tennessee Bank National Association First Horizon National financial services 2009 OCC $100,000
First National Bank of Omaha First National of Nebraska financial services 2009 OCC $100,000
APPLIED BANK   2011 FDIC $100,000
FIRST CENTRAL SAVINGS BANK   2010 FDIC $100,000
BSI AG   2000 NY-DFS $100,000
Mutual of Omaha Bank   2019 OCC $98,415
TRANSPORTATION ALLIANCE BANK, INC.   2010 FDIC $97,500
UMPQUA BANK Umpqua Holdings financial services 2008 FDIC $90,240
FIRST BANK & TRUST   2009 FDIC $90,000
Goldman Sachs Bank USA Goldman Sachs financial services 2018 FED $90,000
BANK OF IDAHO   2010 FDIC $90,000
First Baird Bancshares, Inc.   2006 FED $87,500
Colonial Savings Federal Association   2017 OCC $87,500
Evolve Bank & Trust   2016 DOJ_RIGHTS $86,000
Wilmington Savings Fund Society, Federal Savings Bank WSFS Financial Corp. financial services 2019 OCC $85,265
Capital City Bank Capital City Bank Group financial services 2007 FED $85,045
MARKLEBANK   2011 FDIC $82,500
Capital One Bank Capital One Financial financial services 2005 WI-AG $80,032
Lasalle Bank National Association Bank of America financial services 2007 OCC $79,524
NORTHWEST SAVINGS BANK   2011 FDIC $78,155
Goleta National Bank   2002 OCC $75,000
Banco Do Estado Do Parana   2000 OCC $75,000
Community Bank of Oak Park River Forest   2012 FDIC $75,000
COASTAL BANK OF GEORGIA, THE   2010 FDIC $74,580
Compass Bank Banco Bilbao Vizcaya Argentaria financial services 2009 FED $70,625
International Finance Bank   2014 FDIC $70,000
German American Bancorp German American Bancorp financial services 2013 FDIC $70,000
UNION CREDIT BANK   2006 FDIC $70,000
NEW FRONTIER BANK   2014 FDIC $70,000
Princeville State Bank   2012 FDIC $70,000
BANK OF THE WEST BNP Paribas financial services 2010 FDIC $68,200
THE FIRST STATE BANK   2010 FDIC $58,900
First Trust & Savings Bank of Albany, Illinois   2017 FDIC $58,232
Rabobank National Association Rabobank financial services 2017 OCC $58,000
HomeFederal Bank   2005 FED $57,250
National City Bank PNC Financial Services financial services 2003 OCC $56,800
TCF National Bank TCF Financial Corp. financial services 2016 OCC $56,500
INDEPENDENT BANK Independent Bank Corp. (Michigan) financial services 2015 FED $56,205
Old National Bank Old National Bancorp financial services 2008 OCC $56,000
CATHAY BANK Cathay General Bancorp financial services 2008 FDIC $55,500
First Nebraska Bank   2017 FED $55,500
The Park Avenue Bank, National Association   2000 OCC $55,000
First National Bank   2005 OCC $54,000
The Coastal Bank   2012 FDIC $53,550
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(*): Some penalties are partial or complete duplicates of other penalty records, either because a DOJ settlement duplicates an agency record or because EPA listed the full penalty for a company for each of the company's relevant facilities. Penalty amounts marked with an asterisk have been identified by Good Jobs First as duplicating other penalty amounts.