Violation Tracker Summary for Primary Offense Type

Offense Type: 
benefit plan administrator violation
Penalty Total since 2000: 
$8,784,482,715
Number of Penalty Records: 
3,101
Note: 
The totals here are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.

Top 10 Parent CompaniesTotal Penalty $Number of Records
Daimler$480,030,0034
Bank of New York Mellon$421,200,0003
Providence St. Joseph Health$354,151,0002
IBM Corp.$314,293,0012
Xerox$290,000,0002
Foot Locker$290,000,0001
Bank of America$283,071,8548
Trinity Health$266,485,4243
AT&T$257,075,0007
Cleveland-Cliffs$256,231,1026


Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.
Download results as CSV or XML
Company Parent Parent Major Industry Year Agency Penalty Amountsort icon
Gruber Systems Inc.   2016 EBSA $1,320,000
CPI Financial Services, Inc.   2001 EBSA $1,279,656
USI Advisors Inc.   2012 EBSA $1,265,608
Advocate Health Care Network Advocate Aurora Health hospitals 2018 private lawsuit-federal $1,250,000
Healthways, Inc.   2011 private lawsuit-federal $1,250,000
American President Companies Ltd.   2004 private lawsuit-federal $1,125,000
C.S. Capital Management Inc.   2010 EBSA $1,090,000
PBI Bank Inc.   2015 EBSA $1,052,613
Wachovia Securities Wells Fargo banking 2009 private lawsuit-federal $1,005,000
Waste Management Holdings Inc. Waste Management waste management 2013 private lawsuit-federal $1,000,000
Norfolk Southern Corporation Norfolk Southern railroads 2007 private lawsuit-federal $1,000,000
Capgemini North America, Inc. Capgemini business services 2018 private lawsuit-federal $990,000
Eye Centers of Tennessee LLC   2018 EBSA $971,622
California Pacific Bank   2016 EBSA $866,840
AK Steel Corporation Cleveland-Cliffs mining 2011 private lawsuit-federal $745,000
Lowe's Companies, Inc. Lowe's retail-home improvement 2014 private lawsuit-federal $725,000
Pharmaceutical Care Network UnitedHealth Group insurance; managed care 2006 EBSA $721,323
Compass Capital Partners Ltd.   2012 EBSA $661,206
Morgan Keegan and Co. Inc. Raymond James Financial financial services 2012 EBSA $633,715
Traylor Chemical & Supply Co.   2007 EBSA $612,658
J.P. Morgan Chase Retirement Plan JPMorgan Chase banking & securities 2010 private lawsuit-federal $604,957
Zenith Capital LLC   2013 EBSA $602,018
Air Transport Manufacturing Co.   2011 EBSA $601,736
Central Scale Company   2002 EBSA $600,000
Explore General Inc.   2012 EBSA $519,601
NW Systems Inc.   2015 EBSA $500,000
Big G Express Inc.   2019 EBSA $499,999
Reef Development of Hawaii Inc.   2013 EBSA $460,000
Georgetown Realty Inc.   2014 EBSA $420,127
Demmy Sand & Gravel LLC   2018 EBSA $350,234
Metropolitan Life MetLife insurance 2012 private lawsuit-federal $350,000
Stock Yards Bank   2001 EBSA $325,000
Consulting Services Group   2009 EBSA $305,582
Spike Industries, Inc   2001 EBSA $301,555
Elk Valley Professional Affiliates, Inc.   2006 EBSA $295,455
Harris N.A. Bank of Montreal banking 2007 EBSA $274,600
Dietrich & Associates Inc.   2013 EBSA $272,722
Harold E. Trego Construction Company Inc   2006 EBSA $271,652
Enterworks Inc.   2015 EBSA $257,516
Exterior Systems Unlimited, Inc.   2000 EBSA $256,919
Wall Street Capitol   2011 EBSA $242,975
Vision Airlines Inc.   2018 EBSA $219,716
Pro Systems Corp. Group Health Plan   2014 EBSA $203,212
Arkion Life Sciences LLC   2011 EBSA $193,795
Direct Press Modern Litho, Inc.   2003 EBSA $190,384
Skinner Bonding   2010 EBSA $177,807
Merrill Lynch, Pierce, Fenner & Smith Inc. Bank of America banking 2011 EBSA $170,854
McFaul & Lyons Group LLC   2007 EBSA $153,111
Kellogg Auto Supply Co.   2010 EBSA $149,573
Johnson Motor Company   2001 EBSA $144,741
Bailey, Hunt, Jones & Busto, P.C.   2001 EBSA $135,233
Chasma Scientific Inc.   2005 EBSA $130,000
Hyacinth Corp.   2008 EBSA $125,000
B & K Builders Inc   2012 EBSA $117,430
Wolverine Proctor & Schwartz LLC   2009 EBSA $115,000
Joseph S. Buscone Management Inc.   2005 EBSA $110,000
Michigan Drill Corp.   2011 EBSA $107,775
JWK Corp.   2020 EBSA $103,098
IMDC Inc.   2007 EBSA $102,000
ANNAPOLIS JEWELRY & LOAN, INC.   2017 EBSA $101,000
P.J. NAGIC INC.   2017 EBSA $101,000
NEIGHBORHOOD HEALTH SERVICES CORPORATION   2017 EBSA $101,000
EPICEPT CORPORATION   2017 EBSA $101,000
OBERG INDUSTRIES, INC.   2017 EBSA $101,000
EPICEPT CORPORATION   2018 EBSA $101,000
FLETCHER-THOMPSON, INC.   2019 EBSA $101,000
WHOLESOME CHOICE MARKET INC 401(K) PROFIT SHARING PLAN & TRUST   2019 EBSA $101,000
TIBURCIO VASQUEZ HEALTH CENTER, INC.   2020 EBSA $101,000
POLE TO WIN AMERICA INC   2020 EBSA $101,000
POLE TO WIN AMERICA INC   2020 EBSA $101,000
BUSINESSVENTURES.COM LLC   2020 EBSA $101,000
NEWMARK FURNITURE CO.   2015 EBSA $100,001
FOSTER DESIGN, INC.   2015 EBSA $100,001
Briar Hill Stone Company   2015 EBSA $100,001
Brody Deposition Services Inc.   2015 EBSA $100,001
ABBEY PARTY RENTS OF WASH INC   2014 EBSA $100,001
MUNICIPAL REVENUE   2014 EBSA $100,001
MUNICIPAL REVENUE SERVICE   2014 EBSA $100,001
RIDGEWOOD BUSHWICK SENIOR CITIZENS COUNC   2014 EBSA $100,001
First General Services of Southern New York, Inc.   2014 EBSA $100,001
Allied Construction Services, Inc.   2014 EBSA $100,001
NOS NEW ENGLAND, INC. DBA SYSTEMATICS   2014 EBSA $100,001
Craig G. Coy D.D.S., Inc.   2014 EBSA $100,001
Intelepeer, Inc.   2014 EBSA $100,001
TAYLOR RAMSEY CORPORATION   2013 EBSA $100,001
Hb Media Group, Inc.   2013 EBSA $100,001
Dennis J. Brennan, Inc.   2013 EBSA $100,001
METGLAS INC   2012 EBSA $100,001
Servicemaster Alameda ServiceMaster Global Holdings residential and commercial services 2012 EBSA $100,001
Explore General Inc   2011 EBSA $100,001
Epoch Enterprises   2011 EBSA $100,001
PRODUCT MANAGEMENT, INC.   2009 EBSA $100,001
DM Saunders & Associates Inc   2009 EBSA $100,001
PEC Contracting Engineers   2009 EBSA $100,001
Greg P Plese CPA PA   2009 EBSA $100,001
Total Dental Concepts Inc   2009 EBSA $100,001
Eye Physicians Associates of Hartford   2009 EBSA $100,001
WRCA 401k Savings Plan   2008 EBSA $100,001
Americana Companies & Affiliates   2008 EBSA $100,001
AMERICAN ELECTRONICS ASSOCIATION   2008 EBSA $100,001
Horodko Soundtrax Inc   2008 EBSA $100,001
Download results as CSV or XML
(*): Some penalties are partial or complete duplicates of other penalty records, either because a DOJ settlement duplicates an agency record or because EPA listed the full penalty for a company for each of the company's relevant facilities. Penalty amounts marked with an asterisk have been identified by Good Jobs First as duplicating other penalty amounts.