Violation Tracker Summary for Primary Offense Type

Offense Type: 
economic sanction violation
Penalty Total since 2000: 
$22,156,985,297
Number of Penalty Records: 
557
Note: 
The totals here are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.

Top 10 Parent CompaniesTotal Penalty $Number of Records
BNP Paribas$11,213,600,0003
Commerzbank$1,510,841,7966
Societe Generale$1,435,395,7758
UniCredit$1,154,536,6327
Credit Agricole$1,116,899,0856
Standard Chartered$1,009,226,4437
ING$619,000,0003
Mitsubishi Group$573,604,0476
ABN AMRO$560,025,8474
Credit Suisse$536,000,0002


Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.
Download results as CSV or XML (maximum 10,000; for access to larger downloads contact Phil Mattera)
Company Parent Parent Major Industrysort icon Year Agency Penalty Amount
Mellon Bank N.A. Bank of New York Mellon financial services 2004 OFAC $10,400
Merrill Lynch, Pierce, Fenner & Smith, Inc Bank of America financial services 2004 OFAC $22,904
Ruesch International, Inc. Western Union financial services 2004 OFAC $7,811
Santander Bank & Trust (Bahamas) Ltd Banco Santander financial services 2004 OFAC $20,000
Wachovia Bank Wells Fargo financial services 2004 OFAC $11,000
Bank of America Bank of America financial services 2003 OFAC $158,038
Bank of New York Bank of New York Mellon financial services 2003 OFAC $24,750
Barclays Bank PLC Barclays financial services 2003 OFAC $10,107
Credit Lyonnais, NY Credit Agricole financial services 2003 OFAC $5,500
Deutsche Bank A.G. Deutsche Bank financial services 2003 OFAC $5,500
Guy Carpenter & Company, Inc Marsh & McLennan financial services 2003 OFAC $50,000
HSBC Bank USA HSBC financial services 2003 OFAC $5,500
HSBC Bank USA HSBC financial services 2003 OFAC $11,000
National City Bank PNC Financial Services financial services 2003 OFAC $5,500
Northern Trust, IBC Northern Trust financial services 2003 OFAC $18,027
Societe Generale Societe Generale financial services 2003 OFAC $6,600
Societe Generale Societe Generale financial services 2003 OFAC $11,000
State Street Bank & Trust Co State Street Corp. financial services 2003 OFAC $22,000
UBS (USA) Inc UBS financial services 2003 OFAC $14,750
UBS (USA) Inc UBS financial services 2003 OFAC $5,000
Wells Fargo Bank Wells Fargo financial services 2003 OFAC $5,500
Toronto-Dominion Bank Toronto-Dominion Bank financial services 2017 OFAC $516,105
American International Group American International Group financial services 2017 OFAC $148,698
American Express American Express financial services 2017 OFAC $204,277
Credit Agricole Corporate and Investment Bank (CACIB) Credit Agricole financial services 2015 USAO $156,000,000
Societe Generale S.A. Societe Generale financial services 2018 FED $81,300,000
Societe Generale S.A. Societe Generale financial services 2018 USAO $717,200,000
Societe Generale S.A. Societe Generale financial services 2018 OFAC $53,966,916
JPMorgan Chase Bank, N.A. JPMorgan Chase financial services 2018 OFAC $5,263,171
UniCredit Group UniCredit financial services 2019 DOJ_CRIMINAL $413,536,632
Standard Chartered Bank Standard Chartered financial services 2019 DOJ_CRIMINAL $292,210,160
Western Union Financial Services, Inc. Western Union financial services 2019 OFAC $401,697
UniCredit Bank AG UniCredit financial services 2019 OFAC (*) $553,380,759
UniCredit Bank Austria AG UniCredit financial services 2019 OFAC (*) $20,326,340
UniCredit S.p.A. UniCredit financial services 2019 OFAC (*) $37,316,322
Standard Chartered Bank Standard Chartered financial services 2019 OFAC (*) $657,040,033
Citigroup Inc. Citigroup financial services 2014 OFAC $217,841
Branch Banking & Trust Co. Truist Financial financial services 2014 OFAC $19,125
American International Group, Inc. American International Group financial services 2014 OFAC $279,038
HSBC Bank USA, N.A. HSBC financial services 2013 OFAC $32,400
Compass Bank PNC Financial Services financial services 2013 OFAC $19,125
Deutsche Bank Trust Company Americas Deutsche Bank financial services 2013 OFAC $19,800
American Express Travel Related Services Company, Inc. American Express financial services 2013 OFAC $5,226,120
Intesa Sanpaolo S.p.A. Intesa Sanpaolo financial services 2013 OFAC $2,949,030
Wells Fargo Bank, N.A. Wells Fargo financial services 2013 OFAC $23,937
Commerzbank AG Commerzbank financial services 2011 OFAC $175,500
Societe Generale Societe Generale financial services 2011 OFAC $111,259
McGriff, Seibels & Williams of Texas, Inc. Truist Financial financial services 2011 OFAC $122,408
Metropolitan Life Insurance Company MetLife financial services 2011 OFAC $22,500
Discover Financial Services Discover Financial Services financial services 2010 OFAC $8,720
Wells Fargo Bank, N.A Wells Fargo financial services 2010 OFAC $67,500
Compass Bank PNC Financial Services financial services 2010 OFAC $607,500
UniCredit Bank AG UniCredit financial services 2019 NY-MANDA $316,000,000
UniCredit Bank Austria AG UniCredit financial services 2019 NY-MANDA $20,000,000
Standard Chartered Bank Standard Chartered financial services 2019 NY-MANDA $292,000,000
Societe Generale Societe Generale financial services 2018 NY-MANDA $162,800,000
Credit Agricole Corporate and Investment Bank Credit Agricole financial services 2015 NY-MANDA $156,000,000
Commerzbank AG Commerzbank financial services 2015 NY-MANDA (*) $171,000,000
BNP Paribas S.A. BNP Paribas financial services 2014 NY-MANDA (*) $2,243,400,000
HSBC Holdings plc HSBC financial services 2012 NY-MANDA (*) $187,500,000
Standard Chartered Bank Standard Chartered financial services 2012 NY-MANDA (*) $113,500,000
ING Bank, NV ING financial services 2012 NY-MANDA (*) $309,500,000
Barclays plc Barclays financial services 2010 NY-MANDA (*) $149,000,000
Credit Suisse AG Credit Suisse financial services 2009 NY-MANDA $268,000,000
Lloyds TSB Bank plc Lloyds Banking Group financial services 2009 NY-MANDA $175,000,000
Allianz Global Risks U.S. Insurance Compan Allianz financial services 2019 OFAC $170,535
ACE Limited Chubb Limited financial services 2019 OFAC $66,212
ABN AMRO ABN AMRO financial services 2005 NY-DFS $20,000,000
Royal Bank of Scotland NatWest Group PLC financial services 2013 NY-DFS $50,000,000
BNP Paribas BNP Paribas financial services 2014 NY-DFS $2,240,000,000
Commerzbank Commerzbank financial services 2015 NY-DFS $610,000,000
Credit Agricole Credit Agricole financial services 2015 NY-DFS $385,000,000
Deutsche Bank Deutsche Bank financial services 2015 NY-DFS $200,000,000
Societe Generale SA Societe Generale financial services 2018 NY-DFS $420,000,000
Standard Chartered Bank Standard Chartered financial services 2019 NY-DFS $180,000,000
UniCredit Group UniCredit financial services 2019 NY-DFS $405,000,000
Deutsche Bank Trust Company Americas Deutsche Bank financial services 2020 OFAC $583,100
MoneyGram Payment Systems, Inc MoneyGram International financial services 2021 OFAC $34,328
Bank of China (UK) Limited Bank of China financial services 2021 OFAC $2,329,991
Lactalis USA, Inc. Lactalis food products 2009 OFAC $20,950
Koch Foods, L.L.C. Koch Foods food products 2006 OFAC $43,947
Barry Callebaut USA, Inc Barry Callebaut food products 2004 OFAC $6,852
Bax Global Inc Deutsche Bahn freight and logistics 2005 OFAC $22,815
DHL Express (USA), Inc. Deutsche Post freight and logistics 2005 OFAC $25,000
Kuehne & Nagel, Inc. Kuehne & Nagel freight and logistics 2005 OFAC $18,957
DHL Airways, Inc Deutsche Post freight and logistics 2004 OFAC $28,073
Maersk Line, Ltd. Maersk freight and logistics 2004 OFAC $5,500
Maersk Inc. Maersk freight and logistics 2003 OFAC $40,000
Maersk Line, Limited Maersk freight and logistics 2010 OFAC $3,088,400
Terex Corporation Terex heavy equipment 2005 OFAC $7,000
Caterpillar, Inc. Caterpillar Inc. heavy equipment 2003 OFAC $18,000
Hilton International Co. Hilton Worldwide hotels 2010 OFAC $735,407
Thermon Manufacturing Company Thermon Group Holdings industrial equipment 2009 OFAC $14,613
Buehler Ltd. Illinois Tool Works industrial equipment 2008 OFAC $20,000
Tyco Valves & Controls Middle East, Inc. Pentair industrial equipment 2007 OFAC $450,905
Ebara International Corp. Ebara industrial equipment 2004 OFAC $44,000
Cooper Industries, Inc Eaton industrial equipment 2003 OFAC $13,658
Ingersoll-Rand Co. Ingersoll Rand industrial equipment 2003 OFAC $137,500
Metso Minerals Metso Outotec industrial equipment 2003 OFAC $10,000
Flowserve Corporation Flowserve industrial equipment 2011 OFAC $502,408
Alfa Laval Inc. Alfa Laval industrial equipment 2021 OFAC $16,875
Download results as CSV or XML (maximum 10,000; for access to larger downloads contact Phil Mattera)
(*): Some penalties are partial or complete duplicates of other penalty records, either because a DOJ settlement duplicates an agency record or because EPA listed the full penalty for a company for each of the company's relevant facilities. Penalty amounts marked with an asterisk have been identified by Good Jobs First as duplicating other penalty amounts.