Violation Tracker Summary for Primary Offense Type

Offense Type: 
fraud
Penalty Total since 2000: 
$5,450,316,799
Number of Penalty Records: 
168
Note: 
The totals here are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.

Top 10 Parent CompaniesTotal Penalty $Number of Records
Ningbo Joyson Electronic$1,000,000,0001
HSBC$669,000,0002
Leidos$500,392,9771
Cerberus Capital Management$337,500,0001
Bristol-Myers Squibb$300,000,0001
Americus Mortgage$296,298,3251
Zebra Technologies$139,000,0001
Credit Agricole$100,000,0001
Pilot Corporation$92,000,0001
WellCare Health Plans$80,000,0001


Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.
Download results as CSV or XML
Company Parent Parent Major Industrysort icon Year Agency Penalty Amount
Lawson Products Inc. Lawson Products wholesalers 2008 USAO $30,000,000
Washington Gas Energy Systems AltaGas utilities and power generation 2014 DOJ_ANTITRUST $2,500,000
Mirant Energy Trading LLC NRG Energy utilities and power generation 2007 DOJ_CRIMINAL $11,000,000
Sprint Communications Inc. SoftBank telecommunications 2015 USAO $15,500,000
Pilot Travel Centers LLC, d/b/a Pilot Flying J Pilot Corporation retailing 2014 USAO $92,000,000
Ralphs Grocery Company Kroger retailing 2006 USAO $70,000,000
Sears Roebuck Sears retailing 2001 USAO $62,600,000
BAWAG P.S.K. Cerberus Capital Management private equity (including portfolio companies) 2006 USAO $337,500,000
Bristol-Myers Squibb Bristol-Myers Squibb pharmaceuticals 2005 USAO $300,000,000
ICN Pharmaceuticals, Inc. Bausch Health pharmaceuticals 2001 USAO $5,600,000
Dey, Inc. Mylan pharmaceuticals 2004 AR-AG $600,000
University of Illinois at Chicago Medical Center University of Illinois miscellaneous services 2003 USAO $2,003,290
Accutest Corp. aka Accutest Laboratories Accutest Laboratories medical equipment and supplies 2015 USAO $3,000,000
C.R. Bard Inc. Becton Dickinson medical equipment and supplies 2013 USAO $2,200,000
Univision Services Inc. Univision Communications media 2010 DOJ_CRIMINAL $500,000
Science Applications International Corporation Leidos information technology 2012 USAO $500,392,977
Ebara International Corp. Ebara industrial equipment 2004 USAO $6,300,000
WellCare WellCare Health Plans healthcare services 2009 USAO $80,000,000
Millennium Health Care Services Millennium Health healthcare services 2016 LA-AG $7,002,749
Celadon Group Inc. Celadon Group freight and logistics 2019 DOJ_CRIMINAL $42,200,000
CommerceWest Bank CommerceWest Bank financial services 2015 DOJ_CRIMINAL $4,900,000
ConvergEx Group LLC Cowen Inc. financial services 2014 DOJ_CRIMINAL $43,800,000
Crawford Healthcare Management of Norfolk & Baltimore Crawford & Co. financial services 2003 DOJ_CRIMINAL $8,000,000
Banc of America Securities LLC Bank of America financial services 2007 SEC $26,000,000
State Street Corporation State Street Corp. financial services 2017 DOJ_CRIMINAL $32,300,000
Allied Home Mortgage Americus Mortgage financial services 2017 USAO $296,298,325
AmSouth Bancorporation Regions Financial financial services 2004 USAO $40,000,000
Credit Lyonnais Credit Agricole financial services 2003 USAO $100,000,000
Republic New York Securities HSBC financial services 2001 USAO $569,000,000
HSBC Holdings plc HSBC financial services 2018 DOJ_CRIMINAL $100,000,000
BMO Harris Bank, N.A. Bank of Montreal financial services 2018 USAO $10,000,000
Bank of America Bank of America financial services 2016 DC-AG $13,000,000
Bank of America Bank of America financial services 2010 DC-AG $13,502,852
Symbol Technologies Inc. Zebra Technologies electrical and electronic equipment 2004 USAO $139,000,000
Caddell Construction Company Inc. Caddell Construction construction and engineering 2012 DOJ_CRIMINAL $2,000,000
Tishman Construction Corporation AECOM construction and engineering 2015 USAO $20,230,917
Granite Construction Inc. Granite Construction construction and engineering 2015 USAO $8,250,000
Lend Lease (US) Construction LMB Inc. Lendlease Group construction and engineering 2012 USAO $56,600,000
Skanska USA Civil Northeast Inc. Skanska construction and engineering 2011 USAO $19,600,000
Tutor Perini Corporation Tutor Perini construction and engineering 2009 USAO $9,750,000
Swisher Hygiene Inc. Ecolab chemicals 2015 USAO $2,000,000
Infosys Corporation Infosys Limited business services 2013 DOJ_CIVIL $34,000,000
ABT Associates Abt Associates business services 2006 USAO $2,900,000
Aggregate Industries Northeast Region Inc. LafargeHolcim building materials 2007 USAO $50,000,000
Takata Corporation Ningbo Joyson Electronic automotive parts 2017 DOJ_CRIMINAL $1,000,000,000
MCC Construction Company   2016 DOJ_ANTITRUST $1,769,294
J.M.J. Environmental Inc.   2011 DOJ_ANTITRUST $283,241
Altec Medical   2012 DOJ_CIVIL $3,000,000
Bennett Environmental Inc.   2008 DOJ_ANTITRUST $1,000,000
Air Van Lines International Inc.   2007 DOJ_ANTITRUST $143,040
Sturgis Iron & Metal Co. Inc.   2004 DOJ_ANTITRUST $265,000
Investools Inc.   2009 SEC $3,000,000
Tri Energy, Inc.   2009 SEC $37,048,466
Focus Financial Associates, Inc. and Focus Development Center, Inc.   2006 SEC $6,272,264
Emission Controls Corporation   2005 SEC $343,333
The Hartcourt Companies, Inc.   2005 SEC $832,598
CIBC Mellon Trust Company   2005 SEC $6,030,043
One Touch Marketing, Inc.   2004 SEC $1,608,102
National Investment Enterprises, Inc.   2004 SEC $2,602,490
Metropolis Holdings, LLC   2004 SEC $3,320,000
Tradamax Group, Inc.   2002 SEC $149,408
Bank of Bermuda   2001 SEC $67,500,000
Gateway Technologies, Inc. and The Cheyenne Holding Corp.   2001 SEC $5,083,378
PinkMonkey.com, Inc.   2001 SEC $20,000
TAC International Ltd.   2001 SEC $11,548,454
Golf Emporium Corporation   2000 SEC $8,622,014
Commonwealth Communications Group and Marjet Corp.   2000 SEC $1,407,284
California Financial Services, Inc., Internet Telecommunications Albany System SMR, Internet Telecommunications Reno System SMR and Internet Telecommunications Anchorage System SMR   2000 SEC $2,876,405
DeBrink Trading Fund I, LLC   2016 CFTC $910,000
James A. Shepherd Inc.   2016 CFTC $8,060,810
Chicago Index Partners, L.P. (CIP) and Wilkinson Financial Opportunity Fund, L.P.   2016 CFTC $21,800,000
Kering Capital Ltd.   2016 CFTC $1,200,000
Convergent Wealth Advisors LLC   2016 CFTC $800,000
3Red Trading LLC   2016 CFTC $2,500,000
EJS Capital Management   2017 CFTC $11,600,000
American Management Services LLC   2016 DOJ_CRIMINAL $1,625,124
Secured Income Reserve, Inc.   2016 SEC $1,318,476
Aegis Oil, LLC   2016 SEC $41,319,067
Southlake Resources Group, LLC   2016 SEC $5,681,411
Draven, LLC   2017 CFTC $1,487,964
Viable Communications Inc.   2011 DOJ_CRIMINAL $40,000,000
JustInfo LLC   2017 SEC $1,293,675
Residential Home Funding Corp.   2017 USAO $1,670,000
CMG Construction Inc.   2017 USAO $2,601,600
MC Equipment Holdings LLC   2017 USAO $1,180,800
Beam Brothers Trucking   2017 USAO $3,250,000
AQE Inc.   2017 USAO $500,000
Constructora Santiago II, Corp., Centro Cardiovascular and Hospital Del Maestro?   2016 USAO $132,000
Discovery Sales Inc.   2016 USAO $11,000,000
The Tulving Company   2016 USAO $10,000,000
Boggs Paving Inc.   2015 USAO $500,000
Advantage Medical Transport Inc.   2015 USAO $250,000
Yonkers Contracting Inc.   2015 USAO $2,600,000
Hunter Roberts Construction Group LLC   2015 USAO $7,000,000
Curvature LLC   2015 USAO $2,200,000
Kustom Products Inc.   2014 USAO $5,150,000
Forrester Construction Company   2014 USAO $2,150,000
Airmatic Inc.   2014 USAO $906,633
American Commercial Colleges Inc.   2014 USAO $2,172,794
D.C. Air & Seafood   2014 USAO $520,371
Z.A.S. International Inc.   2014 USAO $35,985
Download results as CSV or XML
(*): Some penalties are partial or complete duplicates of other penalty records, either because a DOJ settlement duplicates an agency record or because EPA listed the full penalty for a company for each of the company's relevant facilities. Penalty amounts marked with an asterisk have been identified by Good Jobs First as duplicating other penalty amounts.