Violation Tracker Summary for Primary Offense Type

Offense Type: 
fraud
Penalty Total since 2000: 
$5,140,906,614
Number of Penalty Records: 
148

Top 10 Parent CompaniesTotal Penalty $Number of Records
Ningbo Joyson Electronic$1,000,000,0001
HSBC$669,000,0002
Leidos$500,392,9771
Cerberus Capital Management$337,500,0001
Bristol-Myers Squibb$300,000,0001
Americus Mortgage$296,298,3251
Zebra Technologies$139,000,0001
Credit Agricole$100,000,0001
Pilot Corporation$92,000,0001
WellCare Health Plans$80,000,0001


Individual Penalty Records:

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Company Parent Parent Major Industry Yearsort icon Agency Penalty Amount
Golf Emporium Corporation   2000 SEC $8,622,014
Commonwealth Communications Group and Marjet Corp.   2000 SEC $1,407,284
California Financial Services, Inc., Internet Telecommunications Albany System SMR, Internet Telecommunications Reno System SMR and Internet Telecommunications Anchorage System SMR   2000 SEC $2,876,405
Bank of Bermuda   2001 SEC $67,500,000
Gateway Technologies, Inc. and The Cheyenne Holding Corp.   2001 SEC $5,083,378
PinkMonkey.com, Inc.   2001 SEC $20,000
TAC International Ltd.   2001 SEC $11,548,454
ICN Pharmaceuticals, Inc. Bausch Health pharmaceuticals 2001 USAO $5,600,000
Republic New York Securities HSBC financial services 2001 USAO $569,000,000
Sears Roebuck Sears retailing 2001 USAO $62,600,000
Tradamax Group, Inc.   2002 SEC $149,408
NTS Communications Inc.   2002 USAO $22,000,000
Rothlin & Windsor Capital Management, Inc.   2002 CFTC $13,924,051
Matrix Trading Group, Inc.   2002 CFTC $299,129
Myers, Arnold, Davidson, Inc. and Cooper, Thomas, Unger, Inc.   2002 CFTC $229,615
Crawford Healthcare Management of Norfolk & Baltimore Crawford & Co. financial services 2003 DOJ_CRIMINAL $8,000,000
Credit Lyonnais Credit Agricole financial services 2003 USAO $100,000,000
University of Illinois at Chicago Medical Center University of Illinois miscellaneous services 2003 USAO $2,003,290
American International Inc.   2003 USAO $7,500,000
Braddock Management LP and Bainbridge Management LP   2003 USAO $2,900,000
Sturgis Iron & Metal Co. Inc.   2004 DOJ_ANTITRUST $265,000
One Touch Marketing, Inc.   2004 SEC $1,608,102
National Investment Enterprises, Inc.   2004 SEC $2,602,490
Metropolis Holdings, LLC   2004 SEC $3,320,000
Ebara International Corp. Ebara industrial equipment 2004 USAO $6,300,000
AmSouth Bancorporation Regions Financial financial services 2004 USAO $40,000,000
Symbol Technologies Inc. Zebra Technologies electrical and electronic equipment 2004 USAO $139,000,000
Katun Corp.   2004 USAO $11,000,000
Emission Controls Corporation   2005 SEC $343,333
The Hartcourt Companies, Inc.   2005 SEC $832,598
CIBC Mellon Trust Company   2005 SEC $6,030,043
Star Physical Therapy LLC   2005 USAO $705,559
Bristol-Myers Squibb Bristol-Myers Squibb pharmaceuticals 2005 USAO $300,000,000
Focus Financial Associates, Inc. and Focus Development Center, Inc.   2006 SEC $6,272,264
ABT Associates   2006 USAO $2,900,000
Donald W. Gupton Inc., CRE Properties LLC?and?M & G Properties II Inc.   2006 USAO $7,500,292
Ralphs Grocery Company Kroger retailing 2006 USAO $70,000,000
BAWAG P.S.K. Cerberus Capital Management private equity (including portfolio companies) 2006 USAO $337,500,000
Air Van Lines International Inc.   2007 DOJ_ANTITRUST $143,040
Mirant Energy Trading LLC NRG Energy utilities and power generation 2007 DOJ_CRIMINAL $11,000,000
Banc of America Securities LLC Bank of America financial services 2007 SEC $26,000,000
Newsday, Inc. and Hoy Publications, LLC   2007 USAO $15,000,000
Aggregate Industries Northeast Region Inc. LafargeHolcim building materials 2007 USAO $50,000,000
Bennett Environmental Inc.   2008 DOJ_ANTITRUST $1,000,000
Cardinal Respiratory P.C.   2008 USAO $2,500,000
McCourt Construction Company Inc. d/b/a McCourt/Obayashi Joint Venture   2008 USAO $1,100,400
Consolidated Laboratory Services dba CLS Inc.   2008 USAO $5,350,000
Lawson Products Inc. Lawson Products wholesalers 2008 USAO $30,000,000
Pac Equities   2008 USAO $10,362,689
Bechtel/Parsons Brinckerhoff, Bechtel Infrastructure Corp. and PB Americas Inc.   2008 USAO $407,000,000
Investools Inc.   2009 SEC $3,000,000
Tri Energy, Inc.   2009 SEC $37,048,466
IMS Safety Inc.   2009 USAO $2,735,530
Tutor Perini Corporation Tutor Perini construction and engineering 2009 USAO $9,750,000
Adams Management Group   2009 USAO $24,400
Shah Engineering Inc.   2009 USAO $10,500,000
Island Lath and Plaster Inc.   2009 USAO $65,400
WellCare WellCare Health Plans healthcare services 2009 USAO $80,000,000
C&D Distributors LLC   2009 USAO $15,555,930
Univision Services Inc. Univision Communications media 2010 DOJ_CRIMINAL $500,000
Schiavone Construction Company LLC   2010 USAO $20,000,000
Pharmacare Inc. dbs Pineville Pharmacy   2010 USAO $80,000
J.M.J. Environmental Inc.   2011 DOJ_ANTITRUST $283,241
Viable Communications Inc.   2011 DOJ_CRIMINAL $40,000,000
Skanska USA Civil Northeast Inc. Skanska construction and engineering 2011 USAO $19,600,000
Bristol Alloys   2011 USAO $13,550,000
Castle Realty Appraisal Services   2011 USAO $244,000
Caddell Construction Company Inc. Caddell Construction construction and engineering 2012 DOJ_CRIMINAL $2,000,000
Altec Medical   2012 DOJ_CIVIL $3,000,000
Miron Construction Company   2012 USAO $4,000,000
Tiger Asia Management LLC   2012 USAO $16,000,000
APTx Vehicle Systems Limited   2012 USAO $3,000,000
Krones AG   2012 USAO $15,000,000
McDonald Roofing & Construction Inc.   2012 USAO $5,000
Construction Service Corp. Inc.   2012 USAO $65,000
Bechdon Company Inc.   2012 USAO $1,000,000
Lend Lease (US) Construction LMB Inc. Lendlease Group construction and engineering 2012 USAO $56,600,000
Science Applications International Corporation Leidos information technology 2012 USAO $500,392,977
Axis Labs LLC   2012 USAO $157,000
Infosys Corporation Infosys Limited business services 2013 DOJ_CIVIL $34,000,000
C.R. Bard Inc. Becton Dickinson medical equipment and supplies 2013 USAO $2,200,000
J-Line Pump, Inc., d/b/a American Marsh Pumps, Inc.   2013 USAO $536,750
New England International Surety Inc.   2013 USAO $23,405,000
OMNE SRL and OMNE SRL Inc.   2013 USAO $23,405,000
Washington Gas Energy Systems AltaGas utilities and power generation 2014 DOJ_ANTITRUST $2,500,000
ConvergEx Group LLC Cowen Inc. financial services 2014 DOJ_CRIMINAL $43,800,000
Kustom Products Inc.   2014 USAO $5,150,000
Forrester Construction Company   2014 USAO $2,150,000
Airmatic Inc.   2014 USAO $906,633
American Commercial Colleges Inc.   2014 USAO $2,172,794
D.C. Air & Seafood   2014 USAO $520,371
Z.A.S. International Inc.   2014 USAO $35,985
Pilot Travel Centers LLC, d/b/a Pilot Flying J Pilot Corporation retailing 2014 USAO $92,000,000
Moretrench American Corporation   2014 USAO $3,050,000
Manfort Brothers Inc.   2014 USAO $2,400,000
AJ's Candy & Tobacco LLC   2014 USAO $1,000,000
All Fabrics Incorporated   2014 USAO $328,506
Upstate Laboratories Inc.   2014 USAO $150,000
CommerceWest Bank CommerceWest Bank financial services 2015 DOJ_CRIMINAL $4,900,000
Tishman Construction Corporation AECOM construction and engineering 2015 USAO $20,230,917
Accutest Corp. aka Accutest Laboratories Accutest Laboratories medical equipment and supplies 2015 USAO $3,000,000
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(*): Some penalties are partial or complete duplicates of other penalty records, either because a DOJ settlement duplicates an agency record or because EPA listed the full penalty for a company for each of the company's relevant facilities. Penalty amounts marked with an asterisk have been identified by Good Jobs First as duplicating other penalty amounts.