Coastal Resources Corp. |
|
|
2001 |
AK-DBS |
$50,000 |
Lotus Management |
|
|
2003 |
AK-DBS |
$50,000 |
Global Strategies Ltd. |
|
|
2003 |
AK-DBS |
$50,000 |
Edward D. Jones and Co.,LP |
Jones Financial |
financial services |
2003 |
AK-DBS |
$11,000 |
Pureinvestor.com Inc. |
|
|
2005 |
AK-DBS |
$75,000 |
PIPS Inc. |
|
|
2005 |
AK-DBS |
$75,000 |
PIC Trust Limited |
|
|
2005 |
AK-DBS |
$75,000 |
Westoby Works |
|
|
2005 |
AK-DBS |
$75,000 |
Team JollyPIPster, LLC |
|
|
2005 |
AK-DBS |
$75,000 |
Index Analysis Pool, LP and Index Analysis Services |
|
|
2006 |
AK-DBS |
$25,000 |
Wachovia Securities, LLC |
Wells Fargo |
financial services |
2010 |
AK-DBS |
$129,131 |
Citigroup Global Markets, Inc. |
Citigroup |
financial services |
2010 |
AK-DBS |
$150,507 |
UBS Securities LLC |
UBS |
financial services |
2010 |
AK-DBS |
$733,465 |
Touchstone Funds Group Trust |
|
|
2013 |
AK-DBS |
$5,000 |
Arbor Capital Management, Inc. |
|
|
2013 |
AK-DBS |
$5,000 |
UBS Financial Services, Inc. |
UBS |
financial services |
2013 |
AK-DBS |
$64,661 |
RBC Capital Markets, LLC |
Royal Bank of Canada |
financial services |
2013 |
AK-DBS |
$44,370 |
Fortune Oil & Gas, Ltd. |
|
|
2014 |
AK-DBS |
$25,000 |
J.P. Morgan Securities, LLC |
JPMorgan Chase |
financial services |
2014 |
AK-DBS |
$51,120 |
Flatiron Capital Partners, LLC et al. |
|
|
2015 |
AK-DBS |
$125,000 |
St. Andrews Investments, LLC |
|
|
2015 |
AK-DBS |
$50,000 |
McKinley Capital Non-US Small Cap Growth Fund |
|
|
2015 |
AK-DBS |
$5,000 |
Global Arena Capital Corp. |
|
|
2015 |
AK-DBS |
$25,000 |
Northwest Financial Advisors, Inc. |
|
|
2015 |
AK-DBS |
$6,250 |
Citigroup Global Markets, Inc. |
Citigroup |
financial services |
2015 |
AK-DBS |
$35,000 |
Garden State Securities, Inc. |
|
|
2016 |
AK-DBS |
$25,000 |
Codawn Consulting Corp., Sentinel Capital Corp. |
|
|
2017 |
AK-DBS |
$125,000 |
LPL Financial LLC |
LPL Financial |
financial services |
2019 |
AK-DBS |
$499,000 |
Securian Financial Services, Inc. |
Securian Financial |
financial services |
2020 |
AK-DBS |
$10,000 |
Solium Financial Services LLC |
Morgan Stanley |
financial services |
2020 |
AK-DBS |
$10,527 |
TMTE, Inc. aka Metals.com aka Chase Metals, Inc. |
|
|
2020 |
AK-DBS |
$700,000 |
Nationwide Retirement Solutions |
|
|
2010 |
AL-AG |
$16,000,000 |
Prudential Equity Group, Inc. |
Prudential Financial |
financial services |
2005 |
AL-SEC |
$45,000 |
Caruba International, LLC |
|
|
2005 |
AL-SEC |
$20,000 |
Morgan Keegan & Co. |
Raymond James Financial |
financial services |
2005 |
AL-SEC |
$100,000 |
Triton EP, LLC |
|
|
2006 |
AL-SEC |
$10,000 |
Divine Capital Markets, LLC |
|
|
2006 |
AL-SEC |
$5,241 |
Gulftex Operating, Inc. |
|
|
2007 |
AL-SEC |
$7,500 |
Tidewell DeWitt Investment Services, LLC |
|
|
2007 |
AL-SEC |
$7,262 |
American Heritage Church Finance, Inc. |
|
|
2007 |
AL-SEC |
$12,000 |
Patapsco Securities, Inc. dba Chapin Davis |
|
|
2008 |
AL-SEC |
$5,377 |
Texas Securities Partners, Inc. |
|
|
2008 |
AL-SEC |
$10,000 |
Northstar Energy, Inc. |
|
|
2008 |
AL-SEC |
$10,000 |
Newman Energy Corp. |
|
|
2008 |
AL-SEC |
$7,000 |
Rothschild Investment Corp. |
|
|
2008 |
AL-SEC |
$17,646 |
Mowell Financial Group, Inc. |
|
|
2009 |
AL-SEC |
$125,000 |
Morgan Keegan & Co. |
Raymond James Financial |
financial services |
2010 |
AL-SEC |
$15,000 |
Corporate Property Associates 15 Inc. |
|
|
2010 |
AL-SEC |
$15,000 |
Consolidated Management Advisors, Inc. and Consolidated Capital Management, Inc. |
|
|
2010 |
AL-SEC |
$120,000 |
Clean Energy Pathways, Inc. |
|
|
2010 |
AL-SEC |
$5,000 |
BCL, LLC and Sanctus Partners Limited Partnership |
|
|
2012 |
AL-SEC |
$7,500 |
Bluepac Management LLC |
|
|
2012 |
AL-SEC |
$7,000 |
Next Financial Group, Inc. |
Atria Wealth Solutions |
financial services |
2012 |
AL-SEC |
$60,000 |
Global Financial Private Capital, LLC |
|
|
2014 |
AL-SEC |
$5,000 |
Sovereign Funding, LLC |
|
|
2015 |
AL-SEC |
$100,000 |
First Kentucky Securities Corp. |
|
|
2016 |
AL-SEC |
$12,500 |
ClearPoint Capital Management, LLC |
|
|
2016 |
AL-SEC |
$327,026 |
Morgan Keegan & Co. |
Raymond James Financial |
financial services |
2017 |
AL-SEC |
$20,000 |
LPL Financial LLC |
LPL Financial |
financial services |
2018 |
AL-SEC |
$80,000 |
Prominence Homes, LLC |
|
|
2019 |
AL-SEC |
$100,000 |
Paul Winkler, Inc. |
|
|
2019 |
AL-SEC |
$62,954 |
Solium Financial Services LLC |
Morgan Stanley |
financial services |
2020 |
AL-SEC |
$18,874 |
Internet Escrow Services, Inc. |
|
|
2020 |
AL-SEC |
$10,422 |
Realty Mortgage Corp. |
|
|
2007 |
AR-SEC |
$12,500 |
WiFiMed Holdings Company, Inc. |
|
|
2008 |
AR-SEC |
$10,000 |
Girosol of Kentucky, Corp. |
|
|
2008 |
AR-SEC |
$5,000 |
Great Nation Investment Corp. |
|
|
2008 |
AR-SEC |
$21,112 |
Boardwalk Mortgage Group, LLC |
|
|
2008 |
AR-SEC |
$5,631 |
Southwestern Union Conference of Seventh-day Adventists |
|
|
2008 |
AR-SEC |
$5,000 |
Key Financial Corp. |
|
|
2009 |
AR-SEC |
$5,000 |
Gateway Mortgage Group, LLC |
|
|
2009 |
AR-SEC |
$15,000 |
Allied Home Mortgage Capital Corp. |
Americus Mortgage |
financial services |
2009 |
AR-SEC |
$10,000 |
Apple Tree Investments, Inc. |
|
|
2009 |
AR-SEC |
$50,000 |
St. Bernard Financial Services, Inc. |
|
|
2010 |
AR-SEC |
$6,500 |
Merrill Lynch & Pierce, Fenner & Smith Inc. |
Bank of America |
financial services |
2010 |
AR-SEC |
$15,000 |
Overland Mortgage Corp. |
|
|
2010 |
AR-SEC |
$30,000 |
Nationwide Mortgage Concepts, LLC |
|
|
2010 |
AR-SEC |
$20,000 |
W.R Starkey Mortgage, LLP |
|
|
2010 |
AR-SEC |
$20,000 |
United Fidelity Funding Corp. |
|
|
2010 |
AR-SEC |
$12,500 |
Krisell Oil Company, Inc. |
|
|
2011 |
AR-SEC |
$20,000 |
Lewis & Clark Outdoors, Inc. |
|
|
2011 |
AR-SEC |
$7,000 |
Capital Markets Advisory, LLC fka Carr Miller Capital Investments, LLC |
|
|
2012 |
AR-SEC |
$30,000 |
John Thomas Financial, Inc. |
|
|
2012 |
AR-SEC |
$42,421 |
Morgan Keegan & Co. |
Raymond James Financial |
financial services |
2012 |
AR-SEC |
$59,659 |
J.D. Nicholas & Associates, Inc. |
|
|
2013 |
AR-SEC |
$32,027 |
Newbridge Securities Corp. |
|
|
2013 |
AR-SEC |
$17,377 |
Stephens Inc. |
|
|
2013 |
AR-SEC |
$25,000 |
Interactive Brokers, LLC |
Interactive Brokers Group |
financial services |
2013 |
AR-SEC |
$6,000 |
Summit Brokerage Services, Inc. |
|
|
2013 |
AR-SEC |
$8,500 |
NSM Securities, Inc. |
|
|
2013 |
AR-SEC |
$7,000 |
PowerOne Corp. |
|
|
2014 |
AR-SEC |
$5,000 |
Vision Technologies, Inc. |
|
|
2014 |
AR-SEC |
$8,000 |
Texas Energy Mutual, LLC |
|
|
2014 |
AR-SEC |
$5,000 |
St. Bernard Financial Services, Inc. |
|
|
2015 |
AR-SEC |
$25,000 |
Allied Energy, Inc. |
|
|
2015 |
AR-SEC |
$7,500 |
McDonald Partners LLC |
|
|
2016 |
AR-SEC |
$15,000 |
Regal Securities, Inc. |
|
|
2017 |
AR-SEC |
$36,879 |
First Standard Financial Company, LLC |
|
|
2017 |
AR-SEC |
$10,000 |
Wesleyan Investment |
|
|
2018 |
AR-SEC |
$10,000 |
Edward D. Jones & Co., L.P. |
Jones Financial |
financial services |
2018 |
AR-SEC |
$50,000 |
LPL Financial LLC |
LPL Financial |
financial services |
2019 |
AR-SEC |
$40,000 |