Voya Financial Advisors Inc. |
Voya Financial |
financial services |
2018 |
SEC |
$1,000,000 |
VOS Capital Management, LLC |
|
|
2020 |
CFTC |
$3,813,875 |
Vollero Beach Capital Partners |
|
|
2013 |
SEC |
$864,427 |
Voice, Video & Data Services, Inc. |
|
|
2008 |
KY-FIN |
$10,000 |
Vocelli, LLC |
|
|
2013 |
MD-SEC |
$5,000 |
Vlad Investments, LLC |
|
|
2011 |
WA-FIN |
$6,350 |
Vitol Inc. and Vitol Capital Management Ltd. |
Vitol |
financial services |
2010 |
CFTC |
$6,000,000 |
Visium Asset Management LP |
|
|
2018 |
SEC |
$10,120,711 |
VisionPoint Advisory Group, LLC |
|
|
2017 |
SEC |
$45,000 |
Visionary Sports Entertainment, Inc. |
|
|
2009 |
CO-SEC |
$92,307 |
Visionary Group Holdings, Inc. |
|
|
2011 |
CA-DFPI |
$1,285,750 |
Visionary Business Works, Inc. dba Fleetronix |
|
|
2017 |
AZ-SEC |
$856,044 |
Vision Travel, Inc. aka Global Vision Travel |
|
|
2008 |
CT-SEC |
$115,000 |
Vision Technologies, Inc. |
|
|
2014 |
AR-SEC |
$8,000 |
Vision Securities, Inc. |
|
|
2006 |
CT-SEC |
$15,000 |
Vision Financial Partners, LLC |
|
|
2017 |
CFTC |
$6,527,130 |
Vision Financial Markets LLC |
|
|
2013 |
CFTC |
$525,000 |
Vision Financial Markets LLC |
|
|
2013 |
CFTC |
$140,000 |
Vision Financial Markets LLC |
|
|
2019 |
CFTC |
$200,000 |
Virtus Investment Advisers, Inc. |
|
|
2015 |
SEC |
$16,500,000 |
Virtual Vision Inc. |
|
|
2012 |
CFTC |
$1,000,000 |
Virtual Mining Corp. and Active Mining Corp. |
|
|
2015 |
MO-SEC |
$43,115 |
Virtu Americas LLC |
Virtu Financial |
financial services |
2019 |
SEC |
$1,500,000 |
Virginia Commercial Capital Corp. |
|
|
2012 |
IL-SEC |
$18,500 |
VipBinary.com et al. |
|
|
2012 |
MD-SEC |
$25,000 |
Vining Sparks IBG, L.P. |
|
|
2010 |
CT-SEC |
$20,000 |
Vinci Partners Investimentos |
|
|
2014 |
SEC |
$448,707 |
Victory H2O Distribution, LLC |
|
|
2017 |
MI-SEC |
$30,000 |
Victory Asset |
|
|
2018 |
CFTC |
$1,800,000 |
Victoire Finance Capital LLC |
|
|
2008 |
SEC |
$215,631 |
Viatical Center, Inc. |
|
|
2002 |
AZ-SEC |
$12,500 |
VI Capital Management, LLC |
|
|
2018 |
WA-FIN |
$12,500 |
VFRS LLC |
|
|
2013 |
CFTC |
$3,200,000 |
vFinance Investments, Inc. |
|
|
2008 |
SEC |
$26,559 |
vFinance Investments, Inc. |
|
|
2005 |
SEC |
$50,000 |
VFG, LLC fka Voyager Financial Group, LLC |
|
|
2014 |
FL-OFR |
$60,000 |
Veteri Place Corp. |
|
|
2018 |
SEC |
$75,000 |
Vestreon Funding, L.L.C. |
|
|
2006 |
IL-SEC |
$10,000 |
Vespers, LLC |
|
|
2012 |
HI-SEC |
$230,000 |
Verto Capital Management LLC |
|
|
2018 |
SEC |
$620,594 |
Verto Capital Management |
|
|
2017 |
SEC |
$4,158,517 |
Vertical Securities, LLC and Vertical Group, LLC |
|
|
2005 |
MO-SEC |
$5,000 |
Vertical Integration Group LLC dba Churchill Clearing Corp. |
|
|
2014 |
FL-OFR |
$550,000 |
Vertical Integration Group LLC |
|
|
2014 |
CFTC |
$3,120,688 |
Vertical Capital Partners, Inc. |
|
|
2007 |
SEC |
$490,432 |
Vertical Capital Asset Management, LLC |
|
|
2017 |
SEC |
$9,034,957 |
VERITRAX CORPORATION |
|
|
2011 |
VA-SEC |
$1,550,000 |
Vericorp, Inc. |
|
|
2012 |
CA-DFPI |
$8,200,000 |
Vereit, Inc. |
VEREIT Inc. |
real estate |
2020 |
SEC |
$8,000,000 |
Veravest Investments, Inc. |
|
|
2003 |
FL-OFR |
$5,000 |
Veras Investment Partners, LLC |
|
|
2005 |
CFTC |
$500,000 |
Veras Capital Master Fund, VEY Partners Master Fund and Veras Investment Partners, LLC |
|
|
2005 |
SEC |
$36,200,488 |
Veras Capital Master Fund and VEY Partners Master Funds |
|
|
2005 |
NY-AG |
(*) $36,200,488 |
Venulum Ltd. |
|
|
2013 |
SC-SEC |
$5,500 |
Venture Capital Investments LLC |
|
|
2020 |
CFTC |
$900,604 |
Venture Capital Holdings LLC |
|
|
2006 |
SEC |
$4,808,953 |
Velocity Futures, LLC |
|
|
2013 |
CFTC |
$300,000 |
Velocity Futures, LLC |
|
|
2011 |
CFTC |
$180,000 |
Vector Medical Technologies, Inc. |
|
|
2006 |
SEC |
$14,208,718 |
VCAP Securities |
|
|
2015 |
SEC |
$1,477,332 |
VC Direct Solutions |
|
|
2013 |
ME-SEC |
$8,000 |
Vault Options, Ltd. and Global Trader 365 |
|
|
2016 |
CFTC |
$4,587,371 |
Vasquez Global Investments, LLC |
|
|
2014 |
CFTC |
$1,326,224 |
Vasilios Community Development Corporation |
|
|
2016 |
VA-SEC |
$250,000 |
Vasari Energy Inc. |
|
|
2017 |
PA-BKG |
$7,500 |
Vanguard Advisers Inc. |
Vanguard Group |
financial services |
2017 |
PA-BKG |
$23,480 |
Vandham Securities Corp. |
|
|
2019 |
SEC |
$200,000 |
Vanderbilt Capital Advisors LLC |
|
|
2002 |
SEC |
$125,000 |
Van Wagoner Capital Management, Inc. |
|
|
2004 |
SEC |
$800,000 |
Van On State, LLC |
|
|
2005 |
MD-SEC |
$15,000 |
Van der Moolen Specialists USA, LLC |
|
|
2004 |
SEC |
$57,675,104 |
Valuepoint Partners, Inc. |
|
|
2012 |
MO-SEC |
$5,000 |
ValueAct Capital Partners L.P. |
|
|
2007 |
DOJ_ANTITRUST |
$1,100,000 |
ValueAct Capital Partners |
|
|
2007 |
FTC |
$1,100,000 |
ValueAct |
|
|
2016 |
DOJ_ANTITRUST |
$11,000,000 |
Value Line Inc. |
|
|
2009 |
SEC |
$43,705,765 |
Valor Capital Asset Management, LLC |
|
|
2018 |
SEC |
$715,871 |
Valor Capital Asset Management LLC |
|
|
2016 |
TX-SEC |
$48,000 |
Valkyrie, Inc. |
|
|
2009 |
WA-FIN |
$10,000 |
VALIC Financial Advisors Inc. |
American International Group |
financial services |
2020 |
SEC |
$39,900,000 |
Valiant Industries Inc. et al. |
|
|
2016 |
IN-SEC |
$13,000 |
VALIANT HEALTH CARE, INC. |
|
|
2012 |
VA-SEC |
$92,528 |
Valentine Capital Asset Management, Inc.? |
|
|
2010 |
SEC |
$432,007 |
Valeant Pharmaceuticals International, Inc. |
Bausch Health |
pharmaceuticals |
2017 |
MULTI-AG |
$145,000,000 |
Vaccaro Consultant, LLC |
|
|
2016 |
NJ-BOS |
$1,500,000 |
V Wealth Advisers, LLC |
|
|
2020 |
MO-SEC |
$7,500 |
UVEST Financial Services Group, Inc. |
LPL Financial |
financial services |
2013 |
MULTI-FIN |
$750,000 |
USI-Tech Limited |
|
|
2020 |
SC-SEC |
$50,000 |
Used Apple Store |
|
|
2016 |
NH-BSR |
$5,713 |
USDB Group Inc. aka US Deposit Brokers Group aka USDB |
|
|
2011 |
AZ-SEC |
$606,325 |
USAllianz Securities, Inc. nka Questar Capital Corp. |
|
|
2007 |
CT-SEC |
$75,000 |
USA Tax & Insurance Services, Inc. |
|
|
2012 |
IL-SEC |
$22,100 |
USA Barcelona Realty Advisors, LLC |
|
|
2018 |
AZ-SEC |
$3,965,700 |
US Petroleum LLC |
|
|
2003 |
ND-SEC |
$14,000 |
US Mega Corporation et al. |
|
|
2006 |
MD-SEC |
$195,000 |
US Energy Partners, Inc. |
|
|
2012 |
KY-FIN |
$15,000 |
US Energy Partners, Inc. |
|
|
2012 |
KY-FIN |
$15,000 |
US Business Brokers, Inc. |
|
|
2015 |
IL-SEC |
$15,000 |
US Bancorp Piper Jaffray Inc. |
Piper Sandler |
financial services |
2001 |
ND-SEC |
$23,250 |
Urban Traffic |
|
|
2019 |
WA-FIN |
$35,000 |
URBAN BAR-B-QUE COMPANY |
|
|
2014 |
VA-SEC |
$5,000 |