Morgan Stanley |
Morgan Stanley |
financial services |
2019 |
CA-AG |
$150,000,000 |
PA Distributors |
|
|
2004 |
CA-AG |
$9,000,000 |
Wells Fargo |
Wells Fargo |
financial services |
2009 |
CA-AG |
$1,400,000,000 |
Green Screen Partners, LLC et al. |
|
|
2002 |
CA-DFPI |
$18,592,430 |
The Social Equity Group, Inc. |
|
|
2004 |
CA-DFPI |
$9,000 |
Leedha, Inc. dba Flintridge Asset Management Co. |
|
|
2005 |
CA-DFPI |
$55,056 |
Shemano Capital Management |
|
|
2005 |
CA-DFPI |
$54,250 |
First Command Financial Planning, Inc. |
|
|
2005 |
CA-DFPI |
$470,959 |
Derivium Capital, LLC |
|
|
2006 |
CA-DFPI |
$750,000 |
Whitcraft Capital Management, Inc. |
|
|
2006 |
CA-DFPI |
$45,000 |
National Investment Consultants, Inc. and Pacific Best Group Ltd. |
|
|
2006 |
CA-DFPI |
$2,021,500 |
Capstone Investments |
|
|
2006 |
CA-DFPI |
$50,000 |
Bancroft Ventures Ltd. |
|
|
2006 |
CA-DFPI |
$14,300,000 |
Graybar Electric Company, Inc. |
Graybar Electric |
wholesalers |
2006 |
CA-DFPI |
$45,000 |
Benchmark Financial Services, Inc. |
|
|
2007 |
CA-DFPI |
$100,000 |
TransCoastal Partners, LLC |
|
|
2007 |
CA-DFPI |
$25,000 |
Senior Benefit Advisors, Inc. |
|
|
2008 |
CA-DFPI |
$15,000 |
Monterey Bay Securities, Inc. |
|
|
2008 |
CA-DFPI |
$300,231 |
Diamond S Oil, Inc., Masada Petroleum LLC |
|
|
2008 |
CA-DFPI |
$25,000 |
Cogar Financial Services, Inc. |
|
|
2008 |
CA-DFPI |
$1,000,000 |
Blueray Technologies L.L.C. and Blue Ray Technologies, Inc. |
|
|
2008 |
CA-DFPI |
$50,000 |
Super Absorbent Co., Synchronized Funding, LLC |
|
|
2010 |
CA-DFPI |
$42,650,000 |
Bridge Harbor Management, Inc. and Creative Insurance Concepts, Inc. |
|
|
2010 |
CA-DFPI |
$11,780,076 |
Jorge Romero Investments, Inc. and Maximum Return Investments, Inc. |
|
|
2011 |
CA-DFPI |
$2,840,868 |
Leland Energy, Inc. et al. |
|
|
2011 |
CA-DFPI |
$1,417,477 |
Big Sky Motion Pictures, L.L.C. et al. |
|
|
2011 |
CA-DFPI |
$185,000 |
Visionary Group Holdings, Inc. |
|
|
2011 |
CA-DFPI |
$1,285,750 |
Santa Rita Partners, Inc. |
|
|
2011 |
CA-DFPI |
$33,846 |
Alpine Pictures, Inc. |
|
|
2011 |
CA-DFPI |
$100,000 |
Dorothy of Oz, LLC dba Box Office Productions III, LLC |
|
|
2011 |
CA-DFPI |
$150,000 |
Rome Finance Co. (GA), LLC |
|
|
2011 |
CA-DFPI |
$250,000 |
Channel Investments et al. |
|
|
2011 |
CA-DFPI |
$165,000 |
Technology Communication Management, L.L.C. et al. |
|
|
2012 |
CA-DFPI |
$1,553,235 |
SmartWear Technologies, Inc. |
|
|
2012 |
CA-DFPI |
$21,420,639 |
Applied Digital Technologies, Inc. |
|
|
2012 |
CA-DFPI |
$8,000,000 |
Vericorp, Inc. |
|
|
2012 |
CA-DFPI |
$8,200,000 |
Pursol Solar System, Inc. |
|
|
2012 |
CA-DFPI |
$2,905,201 |
CanAm Capital Corp. et al. |
|
|
2012 |
CA-DFPI |
$17,860,000 |
Alpha Capital Partners, LLC |
|
|
2012 |
CA-DFPI |
$11,000 |
Walker Financial Advisors, Inc. |
|
|
2013 |
CA-DFPI |
$27,600 |
Turan Petroleum, Inc. and NRG Resources, Inc. |
|
|
2013 |
CA-DFPI |
$10,000 |
Hayes and Associates Accountancy Corp. |
|
|
2013 |
CA-DFPI |
$10,000 |
Aztec Capital, LLC |
|
|
2013 |
CA-DFPI |
$10,125 |
Lighthouse Real Estate Consulting, LLC et al. |
|
|
2013 |
CA-DFPI |
$45,000 |
Artience Capital Management, LLC |
|
|
2013 |
CA-DFPI |
$10,000 |
Rama Capital Partners, LLC |
|
|
2013 |
CA-DFPI |
$35,000 |
RBC Capital Markets, LLC |
Royal Bank of Canada |
financial services |
2013 |
CA-DFPI |
$33,520 |
C.M.A.C International, Inc. |
|
|
2013 |
CA-DFPI |
$195,993 |
Highland Capital Group, Inc. |
|
|
2013 |
CA-DFPI |
$10,000 |
Pentultimate Associates, LLC and Family Values Financial Services |
|
|
2014 |
CA-DFPI |
$37,000 |
Gunderson Capital Management, Inc. |
|
|
2014 |
CA-DFPI |
$65,000 |
Protege Financial & Insurance Service, Inc. et al. |
|
|
2014 |
CA-DFPI |
$38,200,000 |
Darel Baer Investment Advisory LLC |
|
|
2014 |
CA-DFPI |
$13,500 |
Stirling Capital Management |
|
|
2014 |
CA-DFPI |
$6,500 |
TAK Consulting LLC |
|
|
2014 |
CA-DFPI |
$37,905 |
Synergy Oil, LLC |
|
|
2014 |
CA-DFPI |
$20,400,047 |
CCM Management Group, LLC |
|
|
2014 |
CA-DFPI |
$10,500 |
Simpson Capital Management, Inc. |
|
|
2014 |
CA-DFPI |
$5,000 |
The Social Equity Group, Inc. |
|
|
2014 |
CA-DFPI |
$35,000 |
Milestone Financial, LLC and Bear Bruin Ventures, Inc. |
|
|
2014 |
CA-DFPI |
$127,000 |
Berry Resources, Inc. et al. |
|
|
2014 |
CA-DFPI |
$26,700 |
CWS Capital Partners, LLC |
|
|
2015 |
CA-DFPI |
$34,140 |
Official Payments Corp. |
|
|
2015 |
CA-DFPI |
$185,000 |
Ekholm Wealth Management |
|
|
2015 |
CA-DFPI |
$23,260 |
WCM Global Wealth, LLC |
|
|
2015 |
CA-DFPI |
$5,000 |
Global Victory Capital Investment Group and Phase 7 Media Group, Inc. |
|
|
2015 |
CA-DFPI |
$23,000 |
LendingClub Corp. |
LendingClub Corp. |
financial services |
2015 |
CA-DFPI |
$46,000 |
Renaissance Management, LLC et al. |
|
|
2016 |
CA-DFPI |
$20,275,000 |
Bird Rock Management, LLC et al. |
|
|
2016 |
CA-DFPI |
$45,000 |
Bellingham Investment Management |
|
|
2016 |
CA-DFPI |
$64,120 |
Beryl Capital Management, LLC |
|
|
2016 |
CA-DFPI |
$45,000 |
Rama Capital Partners, LLC |
|
|
2016 |
CA-DFPI |
$10,000 |
Catamount Strategic Advisors, LLC |
|
|
2017 |
CA-DFPI |
$88,511 |
Macian Wealth Management, LLC |
|
|
2017 |
CA-DFPI |
$34,236 |
Jalapenos Leadership Industries, LLC |
|
|
2017 |
CA-DFPI |
$58,500 |
D. Stephens Management and Consulting L.L.C. |
|
|
2017 |
CA-DFPI |
$6,000 |
Alii Consulting |
|
|
2017 |
CA-DFPI |
$15,000 |
RG Capital Management, LLC |
|
|
2017 |
CA-DFPI |
$30,000 |
Defensive Portfolio Management Corp. |
|
|
2017 |
CA-DFPI |
$10,000 |
Harbor Island Wealth Management |
|
|
2017 |
CA-DFPI |
$5,000 |
Candide Group, LLC |
|
|
2017 |
CA-DFPI |
$15,000 |
TechnoVision Management, LLC |
|
|
2017 |
CA-DFPI |
$50,000 |
Continuum Financial Partners, LLC |
|
|
2017 |
CA-DFPI |
$5,000 |
JMR Capital Management, Inc. |
|
|
2018 |
CA-DFPI |
$20,000 |
Buttonwood Tree Management, LLC |
|
|
2018 |
CA-DFPI |
$50,223 |
Tiburon Research Group, Inc. |
|
|
2018 |
CA-DFPI |
$5,000 |
Ameriprise Financial Services, Inc. |
Ameriprise Financial |
financial services |
2018 |
CA-DFPI |
$115,000 |
Mirae Asset Wealth Management (USA) Inc. |
|
|
2018 |
CA-DFPI |
$40,000 |
Crawford Capital, LLC |
|
|
2018 |
CA-DFPI |
$10,000 |
Sacramento Natural Foods Cooperative, Inc. |
|
|
2019 |
CA-DFPI |
$6,000 |
Highland Capital Group, Inc. |
|
|
2019 |
CA-DFPI |
$270,000 |
Opes Capital Group, LLC |
|
|
2019 |
CA-DFPI |
$15,000 |
Francis Capital Management, LLC |
|
|
2019 |
CA-DFPI |
$10,000 |
Pyramid Screening Technology, Inc. |
|
|
2019 |
CA-DFPI |
$38,000 |
Solium Financial Services LLC |
Morgan Stanley |
financial services |
2020 |
CA-DFPI |
$52,047 |
Piara Pizza, LLC |
|
|
2020 |
CA-DFPI |
$35,000 |
Trademark INT PTT AB |
|
|
2020 |
CA-DFPI |
$7,500 |
Amada Franchise, Inc. |
|
|
2020 |
CA-DFPI |
$10,000 |
Bright Light Capital Advisor, Inc. |
|
|
2020 |
CA-DFPI |
$5,000 |
Benzer Franchising, LLC |
|
|
2020 |
CA-DFPI |
$5,000 |
United Gold Direct, LLC |
|
|
2020 |
CA-DFPI |
$45,112 |