Violation Tracker Summary for Primary Offense Type

Offense Type: 
toxic securities abuses
Penalty Total since 2000: 
$87,551,800,000
Number of Penalty Records: 
64

Top 10 Parent CompaniesTotal Penalty $Number of Records
Bank of America$23,170,800,0007
JPMorgan Chase$13,450,500,0003
Deutsche Bank$9,472,300,0004
Goldman Sachs$8,760,000,0003
Citigroup$8,743,500,0006
Credit Suisse$6,335,300,0004
Royal Bank of Scotland$5,926,800,0005
Morgan Stanley$4,412,950,0005
Wells Fargo$1,530,500,0005
UBS$1,449,800,0004


Individual Penalty Records:

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Company Parent Parent Major Industry Year Agency Penalty Amountsort icon
JPMorgan Chase JPMorgan Chase financial services 2013 DOJ_CIVIL $13,000,000,000
Bank of America Bank of America financial services 2013 FHFA $10,350,000,000
Bank of America Corporation Bank of America financial services 2014 FHFA $9,300,000,000
Deutsche Bank Deutsche Bank financial services 2017 DOJ_CIVIL $7,200,000,000
Citigroup Inc. Citigroup financial services 2014 DOJ_CIVIL $7,000,000,000
Royal Bank of Scotland PLC Royal Bank of Scotland financial services 2017 FHFA $5,500,000,000
Credit Suisse Credit Suisse financial services 2017 DOJ_CIVIL $5,280,000,000
Goldman Sachs Goldman Sachs financial services 2016 DOJ_CIVIL $5,060,000,000
Goldman Sachs & Co. Goldman Sachs financial services 2014 FHFA $3,150,000,000
Morgan Stanley Morgan Stanley financial services 2016 DOJ_CIVIL $2,600,000,000
Deutsche Bank AG Deutsche Bank financial services 2013 FHFA $1,925,000,000
Bank of America Bank of America financial services 2011 FHFA $1,520,000,000
Standard & Poor's Financial Services LLC S&P Global information technology 2015 DOJ_CIVIL $1,375,000,000
Bank of America Bank of America financial services 2011 FHFA $1,300,000,000
Morgan Stanley Morgan Stanley financial services 2014 FHFA $1,250,000,000
Citigroup Citigroup financial services 2013 FHFA $968,000,000
Credit Suisse Credit Suisse financial services 2014 FHFA $885,000,000
UBS Americas Inc. UBS financial services 2013 FHFA $885,000,000
Wells Fargo Bank, National Association Wells Fargo financial services 2013 FHFA $869,000,000
Moody's Corporation Moody's information technology 2017 DOJ_CIVIL $864,000,000
Wells Fargo Wells Fargo financial services 2013 FHFA $591,000,000
Goldman Sachs & Co. Goldman Sachs financial services 2010 SEC $550,000,000
HSBC North America Holdings Inc. HSBC financial services 2014 FHFA $550,000,000
UBS UBS financial services 2017 NCUA $445,000,000
Bank of America Bank of America financial services 2013 FHFA $404,000,000
Citimortgage Inc. and Citibank N.A. Citigroup financial services 2013 FHFA $395,000,000
Barclays Capital Inc. Barclays financial services 2015 NCUA $325,000,000
J.P. Morgan Securities LLC JPMorgan Chase financial services 2012 SEC $296,900,000
Citigroup Citigroup financial services 2011 SEC $285,000,000
Barclays Bank PLC Barclays financial services 2014 FHFA $280,000,000
Morgan Stanley Morgan Stanley financial services 2014 SEC $275,000,000
Morgan Stanley Morgan Stanley financial services 2015 NCUA $225,000,000
Deutsche Bank AG Deutsche Bank financial services 2012 USAO $202,300,000
Morgan Keegan & Company Raymond James Financial financial services 2011 SEC $200,000,000
Bank of America Bank of America financial services 2013 NCUA $165,000,000
RBS Securities Inc. Royal Bank of Scotland financial services 2013 SEC $153,700,000
J.P. Morgan Securities LLC JPMorgan Chase financial services 2011 SEC $153,600,000
Deutsche Bank Securities Deutsche Bank financial services 2011 NCUA $145,000,000
Merrill Lynch Bank of America financial services 2013 SEC $131,800,000
Royal Bank of Scotland plc Royal Bank of Scotland financial services 2015 NCUA $129,600,000
Societe Generale Societe Generale financial services 2014 FHFA $122,000,000
Credit Suisse Securities (USA) Credit Suisse financial services 2012 SEC $120,000,000
First Horizon National Corporation First Horizon National financial services 2014 FHFA $110,000,000
Ambac Financial Group et al. Ambac Financial financial services 2013 USAO $101,900,000
RBS Securities Inc. Royal Bank of Scotland financial services 2014 FHFA $99,500,000
Fifth Third Bancorp Fifth Third Bancorp financial services 2015 USAO $85,000,000
Citigroup Inc. Citigroup financial services 2010 SEC $75,000,000
UBS UBS financial services 2016 NCUA $69,800,000
SunTrust Mortgage, Inc. SunTrust Banks financial services 2013 FHFA $65,000,000
Morgan Stanley & Co. LLC Morgan Stanley financial services 2016 FDIC $62,950,000
Standard & Poor's Ratings Services S&P Global information technology 2015 SEC $58,000,000
Wachovia Wells Fargo financial services 2015 NCUA $53,000,000
Ally Financial Inc. Ally Financial financial services 2016 USAO $52,000,000
Credit Suisse Credit Suisse financial services 2016 NCUA $50,300,000
UBS Securities UBS financial services 2013 SEC $50,000,000
Societe Generale S.A. Societe Generale financial services 2017 USAO $50,000,000
RBS Securities Inc. Royal Bank of Scotland financial services 2017 USAO $44,000,000
Option One Mortgage Corporation Ocwen Financial financial services 2012 SEC $28,200,000
Jefferies LLC Leucadia National diversified 2014 USAO $25,000,000
Citigroup Citigroup financial services 2011 NCUA $20,500,000
Wells Fargo Securities LLC Wells Fargo financial services 2011 SEC $11,000,000
Wells Fargo Wells Fargo financial services 2012 SEC $6,500,000
HSBC HSBC financial services 2012 NCUA $5,250,000
Nomura Asset Acceptance Corporation and Nomura Home Equity Loan, Inc. Nomura financial services 2016 NCUA $3,000,000
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(*): Some penalties are partial or complete duplicates of other penalty records, either because a DOJ settlement duplicates an agency record or because EPA listed the full penalty for a company for each of the company's relevant facilities. Penalty amounts marked with an asterisk have been identified by Good Jobs First as duplicating other penalty amounts.