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Violation Tracker Individual Record

Company: Capital Financial Partners, LLC et al.
Penalty: $15,700,000
Year: 2017
Date: November 17, 2017
Offense Group: financial offenses
Primary Offense: investor protection violation
Violation Description: The Securities and Exchange Commission announced that the United States District Court for the District of Massachusetts entered a $15.7 million final judgment against a former professional football player and his co-defendants for defrauding investors in a Ponzi scheme case involving money raised to make loans to professional athletes.
Level of Government: federal
Action Type: agency action
Agency: Securities and Exchange Commission
Civil or Criminal Case: civil
Source of Data: (click here)
Source Notes: If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.
Current parent company note: Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.