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Violation Tracker Individual Record

Company: Tri-Core Companies, LLC et al.
Penalty: $4,822,311
Year: 2017
Date: November 7, 2017
Offense Group: financial offenses
Primary Offense: investor protection violation
Violation Description: Tri-Core Companies, LLC, Tri-Core Mexico Land Development, LLC, Tri-Core Business Development LLC, ERC Compactors, LLC, C&D Construction Services, Inc. and ERC Investments, LLC were ordered to pay, jointly and severally with their controlling individual, a total of $4,447,311 in restitution and $375,000 in administrative penalties in an Order finding they fraudulently sold unregistered securities in the state while unlicensed.
Level of Government: state
Action Type: agency action
Agency: Arizona Corporation Commission
Civil or Criminal Case: civil
Facility State: Arizona
Source of Data: (click here)
Source Notes: If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.
Current parent company note: Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.