Violation Tracker Individual Record
Company:
Alpine Pictures, Inc.
Penalty:
$100,000
Year:
2011
Date:
July 7, 2011
Offense Group:
financial offenses
Primary Offense:
investor protection violation
Violation Description:
Alpine Pictures and three individuals were ordered to jointly and severally pay $100,000 in settlement of allegations their sale of securities violated state regulations.
Level of Government:
state
Action Type:
agency action
Agency:
California Department of Financial Protection and Innovation
Civil or Criminal Case:
civil
Facility State:
California
Source Notes:
If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.
Parent company note:
Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.
